Hong Kong SFC licence institution ADR215, Times Securities Company Limited 時代證券有限公司

These are the licence-holders that were found for SFC licence institution ADR215 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB744 TSE Shiu Wai 謝兆偉 RE Dealing in Securities 2003-04-01 2003-05-30
AAB744 TSE Shiu Wai 謝兆偉 RE Advising on Securities 2003-04-01 2003-05-29
AAB744 TSE Shiu Wai 謝兆偉 RE Advising on Corporate Finance 2003-04-01 2003-05-29
AAB744 TSE Shiu Wai 謝兆偉 RE Asset Management 2003-04-01 2003-05-29
AAC349 SHEA Kwok Hing, Patrick 佘國興 RE Dealing in Securities 2007-11-07 2008-09-10
AAC676 AU Cheuk Yan 區爵恩 RE Dealing in Securities 2003-04-01
AAC676 AU Cheuk Yan 區爵恩 RE Advising on Securities 2003-04-01 2004-01-06
AAC676 AU Cheuk Yan 區爵恩 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAC676 AU Cheuk Yan 區爵恩 RE Asset Management 2003-04-01 2004-01-06
AAD685 FUNG Kong Kiu 馮港僑 RE Dealing in Securities 2003-04-01
AAD685 FUNG Kong Kiu 馮港僑 RE Advising on Securities 2003-04-01 2004-01-06
AAD685 FUNG Kong Kiu 馮港僑 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAD685 FUNG Kong Kiu 馮港僑 RE Asset Management 2003-04-01 2004-01-06
AAD826 SO Yee Wan, Jannifer 蘇綺雲 RO Dealing in Securities 2003-04-01
AAD826 SO Yee Wan, Jannifer 蘇綺雲 RO Advising on Securities 2003-04-01 2004-01-06
AAD826 SO Yee Wan, Jannifer 蘇綺雲 RO Advising on Corporate Finance 2003-04-01 2004-01-06
AAD826 SO Yee Wan, Jannifer 蘇綺雲 RO Asset Management 2003-04-01 2004-01-06
AAD880 FUNG Wai Choi, Francis 馮偉才 RE Dealing in Securities 2003-04-01
AAD880 FUNG Wai Choi, Francis 馮偉才 RE Advising on Securities 2003-04-01 2004-01-06
AAD880 FUNG Wai Choi, Francis 馮偉才 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAD880 FUNG Wai Choi, Francis 馮偉才 RE Asset Management 2003-04-01 2004-01-06
AAE342 LEUNG Ho Ming 梁浩明 RE Dealing in Securities 2003-04-01
AAE342 LEUNG Ho Ming 梁浩明 RE Advising on Securities 2003-04-01 2004-01-06
AAE342 LEUNG Ho Ming 梁浩明 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAE342 LEUNG Ho Ming 梁浩明 RE Asset Management 2003-04-01 2004-01-06
AAE444 LIU Kwok Sun 廖覺新 RE Dealing in Securities 2003-04-01
AAE444 LIU Kwok Sun 廖覺新 RE Advising on Securities 2003-04-01 2004-01-06
AAE444 LIU Kwok Sun 廖覺新 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAE444 LIU Kwok Sun 廖覺新 RE Asset Management 2003-04-01 2004-01-06
AAF765 LUI Shu Wing, Jimme 呂樹榮 RE Dealing in Securities 2006-03-03 2007-10-06
AAI983 CHAN Chung Ping 陳頌平 RO Dealing in Securities 2003-04-01 2004-05-18
AAI983 CHAN Chung Ping 陳頌平 RO Advising on Securities 2003-04-01 2004-01-06
AAI983 CHAN Chung Ping 陳頌平 RO Advising on Corporate Finance 2003-04-01 2004-01-06
AAI983 CHAN Chung Ping 陳頌平 RO Asset Management 2003-04-01 2004-01-06
AAJ155 NG Kam Yiu, Eleanor 吳金瑤 RE Dealing in Securities 2003-04-01
AAJ155 NG Kam Yiu, Eleanor 吳金瑤 RE Advising on Securities 2003-04-01 2004-01-06
AAJ155 NG Kam Yiu, Eleanor 吳金瑤 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAJ155 NG Kam Yiu, Eleanor 吳金瑤 RE Asset Management 2003-04-01 2004-01-06
AAK441 LAW Kin Wing, Eric 羅健榮 RE Dealing in Securities 2003-04-01
AAK441 LAW Kin Wing, Eric 羅健榮 RE Advising on Securities 2003-04-01 2004-01-06
AAK441 LAW Kin Wing, Eric 羅健榮 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAK441 LAW Kin Wing, Eric 羅健榮 RE Asset Management 2003-04-01 2004-01-06
AAV067 LAM Sze Tat 林仕達 RE Dealing in Securities 2003-04-01
AAV067 LAM Sze Tat 林仕達 RE Advising on Securities 2003-04-01 2004-01-06
AAV067 LAM Sze Tat 林仕達 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAV067 LAM Sze Tat 林仕達 RE Asset Management 2003-04-01 2004-01-06
AAV806 CHIU Chun Sang, Sederick 趙春生 RE Dealing in Securities 2003-04-01
AAV806 CHIU Chun Sang, Sederick 趙春生 RE Advising on Securities 2003-04-01 2004-01-06
AAV806 CHIU Chun Sang, Sederick 趙春生 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAV806 CHIU Chun Sang, Sederick 趙春生 RE Asset Management 2003-04-01 2004-01-06
AAX368 PANG Fu 彭琥 RE Dealing in Securities 2003-04-01 2009-09-01
AAX368 PANG Fu 彭琥 RE Advising on Securities 2003-04-01 2004-01-06
AAX368 PANG Fu 彭琥 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AAX368 PANG Fu 彭琥 RE Asset Management 2003-04-01 2004-01-06
ABF504 LAU Kin Leung 劉建樑 RE Dealing in Securities 2003-04-01
ABF504 LAU Kin Leung 劉建樑 RE Advising on Securities 2003-04-01 2004-01-06
ABF504 LAU Kin Leung 劉建樑 RE Advising on Corporate Finance 2003-04-01 2004-01-06
ABF504 LAU Kin Leung 劉建樑 RE Asset Management 2003-04-01 2004-01-06
ABH014 HO Ching Kit 何貞潔 RE Dealing in Securities 2003-04-01 2009-02-24
ABH014 HO Ching Kit 何貞潔 RE Advising on Securities 2003-04-01 2004-01-06
ABH014 HO Ching Kit 何貞潔 RE Advising on Corporate Finance 2003-04-01 2004-01-06
ABH014 HO Ching Kit 何貞潔 RE Asset Management 2003-04-01 2004-01-06
ABS266 HO Chun Ming, Johnny 何俊明 RE Dealing in Securities 2008-09-12 2009-03-18
ABS266 HO Chun Ming, Johnny 何俊明 RO Dealing in Securities 2009-03-18
ACH284 NG Yuk Yee 伍玉儀 RE Dealing in Securities 2003-04-01
ACH284 NG Yuk Yee 伍玉儀 RE Advising on Securities 2003-04-01 2004-01-06
ACH284 NG Yuk Yee 伍玉儀 RE Advising on Corporate Finance 2003-04-01 2004-01-06
ACH284 NG Yuk Yee 伍玉儀 RE Asset Management 2003-04-01 2004-01-06
ADA872 CHAN Kai Wah 陳啟華 RE Dealing in Securities 2003-04-01 2004-03-12
ADA872 CHAN Kai Wah 陳啟華 RO Dealing in Securities 2004-03-12 2018-02-28
ADA872 CHAN Kai Wah 陳啟華 RE Advising on Securities 2003-04-01 2003-09-26
ADA872 CHAN Kai Wah 陳啟華 RE Advising on Corporate Finance 2003-04-01 2003-09-26
ADA872 CHAN Kai Wah 陳啟華 RE Asset Management 2003-04-01 2003-09-26
ADG798 WONG Hon Lan, Esther 黃漢蘭 RE Dealing in Securities 2005-01-31
ADI453 FUNG Mei Yan, May 馮美欣 RO Dealing in Securities 2006-03-22 2006-06-24
ADW719 CHEUK Kwong Hau, Thomas 卓光孝 RE Dealing in Securities 2003-04-01 2004-02-17
ADW719 CHEUK Kwong Hau, Thomas 卓光孝 RE Advising on Securities 2003-04-01 2004-01-06
ADW719 CHEUK Kwong Hau, Thomas 卓光孝 RE Advising on Corporate Finance 2003-04-01 2004-01-06
ADW719 CHEUK Kwong Hau, Thomas 卓光孝 RE Asset Management 2003-04-01 2004-01-06
AGA248 SO Kam Yee 蘇錦儀 RE Dealing in Securities 2003-04-01 2008-11-22
AGA248 SO Kam Yee 蘇錦儀 RE Advising on Securities 2003-04-01 2004-01-06
AGA248 SO Kam Yee 蘇錦儀 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AGA248 SO Kam Yee 蘇錦儀 RE Asset Management 2003-04-01 2004-01-06
AQV092 CHAN Pui Nei, Bonnie 陳佩妮 RE Dealing in Securities 2008-05-21

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