Hong Kong SFC licence institution ADR495, Tai Fung Securities Limited 大豐證券有限公司

These are the licence-holders that were found for SFC licence institution ADR495 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB136 CHEUNG Sau Lai 張秀麗 RE Dealing in Securities 2003-04-01 2018-07-20
AAB136 CHEUNG Sau Lai 張秀麗 RE Advising on Securities 2003-04-01 2003-11-12
AAB136 CHEUNG Sau Lai 張秀麗 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAB136 CHEUNG Sau Lai 張秀麗 RE Asset Management 2003-04-01 2003-11-12
AAE285 CHEUNG Ping Ping, Judy 張萍萍 RE Dealing in Securities 2003-04-01 2017-02-28
AAE285 CHEUNG Ping Ping, Judy 張萍萍 RE Advising on Securities 2003-04-01 2003-08-01
AAE285 CHEUNG Ping Ping, Judy 張萍萍 RE Advising on Corporate Finance 2003-04-01 2003-08-01
AAE285 CHEUNG Ping Ping, Judy 張萍萍 RE Asset Management 2003-04-01 2003-08-01
AAE293 CHIU Fook Woo 招福和 RO Dealing in Securities 2003-04-01
AAE293 CHIU Fook Woo 招福和 RO Advising on Securities 2003-04-01 2003-11-12
AAE293 CHIU Fook Woo 招福和 RO Advising on Corporate Finance 2003-04-01 2003-11-12
AAE293 CHIU Fook Woo 招福和 RO Asset Management 2003-04-01 2003-11-12
AAY155 FU Lai King 傅麗瓊 RE Dealing in Securities 2003-04-01 2018-07-20
AAY155 FU Lai King 傅麗瓊 RE Advising on Securities 2003-04-01 2003-11-12
AAY155 FU Lai King 傅麗瓊 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AAY155 FU Lai King 傅麗瓊 RE Asset Management 2003-04-01 2003-11-12
ACB582 PONG LAW Kong Tune 劉廣端 RO Dealing in Securities 2003-04-01 2018-06-26
ACB582 PONG LAW Kong Tune 劉廣端 RO Advising on Securities 2003-04-01 2003-11-12
ACB582 PONG LAW Kong Tune 劉廣端 RO Advising on Corporate Finance 2003-04-01 2003-11-12
ACB582 PONG LAW Kong Tune 劉廣端 RO Asset Management 2003-04-01 2003-11-12
AFK684 FU Lai Kam, Prean 傅麗琴 RE Dealing in Securities 2003-04-01 2017-02-28
AFK684 FU Lai Kam, Prean 傅麗琴 RE Advising on Securities 2003-04-01 2003-11-12
AFK684 FU Lai Kam, Prean 傅麗琴 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AFK684 FU Lai Kam, Prean 傅麗琴 RE Asset Management 2003-04-01 2003-11-12
AJK660 ZUO Lesi 左仂思 RO Dealing in Securities 2018-10-10
AKO773 LEUNG Chi Hang 梁志恆 RE Dealing in Securities 2018-04-19 2018-06-20
AKO773 LEUNG Chi Hang 梁志恆 RO Dealing in Securities 2018-06-20
ARF662 PONG Eileen 劉淑芳 RE Dealing in Securities 2008-08-18 2017-06-09
BDU557 YU Jing 于靜 RO Dealing in Securities 2018-10-18
BMF389 DO Kevin 涂遠峻 RE Dealing in Securities 2018-02-12
BMF391 CHAN Haylock, Callum 陳晞洛 RE Dealing in Securities 2018-02-20
BMX591 CHOW Ming Kit 周銘傑 RE Dealing in Securities 2018-06-19

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