These are the licence-holders that were found for SFC licence institution ADS061 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA729 | WONG Shiu Chun | 黃兆珍 | RE | Dealing in Securities | 2003-04-01 | 2014-03-24 |
| AAA729 | WONG Shiu Chun | 黃兆珍 | RE | Advising on Securities | 2003-04-01 | 2014-03-24 |
| AAA729 | WONG Shiu Chun | 黃兆珍 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-11-17 |
| AAA729 | WONG Shiu Chun | 黃兆珍 | RE | Asset Management | 2003-04-01 | 2004-11-17 |
| AAD437 | CHOW Lai Yuk | 周麗玉 | RE | Dealing in Securities | 2004-01-07 | |
| AAG867 | LAI Tak Leung, Iven | 黎德良 | RO | Dealing in Securities | 2015-02-02 | 2016-01-22 |
| AAG867 | LAI Tak Leung, Iven | 黎德良 | RO | Advising on Securities | 2015-02-02 | 2016-01-22 |
| AAK448 | TSANG Chi Ming | 曾志明 | RE | Dealing in Securities | 2003-04-01 | 2012-02-02 |
| AAK448 | TSANG Chi Ming | 曾志明 | RE | Advising on Securities | 2003-04-01 | 2012-02-02 |
| AAK448 | TSANG Chi Ming | 曾志明 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-02 |
| AAK448 | TSANG Chi Ming | 曾志明 | RE | Asset Management | 2003-04-01 | 2004-02-02 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RE | Dealing in Securities | 2014-07-29 | 2017-12-29 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RO | Dealing in Securities | 2003-04-01 | 2014-01-31 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RE | Advising on Securities | 2014-07-29 | 2017-12-29 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RO | Advising on Securities | 2003-04-01 | 2014-01-31 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-17 |
| AAV396 | LEE Fook Hon, Stephen | 李復瀚 | RO | Asset Management | 2003-04-01 | 2004-11-17 |
| ABM132 | CHEUNG Kwok Wing, Barry | 張國榮 | RO | Dealing in Securities | 2015-02-02 | 2016-12-09 |
| ABM132 | CHEUNG Kwok Wing, Barry | 張國榮 | RO | Advising on Securities | 2015-02-02 | 2016-12-09 |
| ACA384 | TANG Ting Yu, Enzzo | 鄧廷宇 | RE | Dealing in Securities | 2016-04-13 | 2018-03-28 |
| ACC061 | WONG Kwai Chiu | 王貴釗 | RE | Dealing in Securities | 2018-08-13 | 2018-09-03 |
| ACC061 | WONG Kwai Chiu | 王貴釗 | RO | Dealing in Securities | 2018-09-03 | |
| ACC061 | WONG Kwai Chiu | 王貴釗 | RO | Advising on Securities | 2018-09-03 | |
| ADB874 | PANG Chun Hong | 彭俊康 | RE | Dealing in Securities | 2003-04-01 | 2011-09-12 |
| ADB874 | PANG Chun Hong | 彭俊康 | RO | Dealing in Securities | 2011-09-12 | 2018-05-15 |
| ADB874 | PANG Chun Hong | 彭俊康 | RE | Advising on Securities | 2003-04-01 | 2011-09-12 |
| ADB874 | PANG Chun Hong | 彭俊康 | RO | Advising on Securities | 2011-09-12 | 2018-05-15 |
| ADB874 | PANG Chun Hong | 彭俊康 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-11-17 |
| ADB874 | PANG Chun Hong | 彭俊康 | RE | Asset Management | 2003-04-01 | 2004-11-17 |
| ADO911 | HO Kwong Chat | 何廣澤 | RO | Dealing in Securities | 2003-04-01 | 2014-01-31 |
| ADO911 | HO Kwong Chat | 何廣澤 | RO | Advising on Securities | 2003-04-01 | 2014-01-31 |
| ADO911 | HO Kwong Chat | 何廣澤 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-17 |
| ADO911 | HO Kwong Chat | 何廣澤 | RO | Asset Management | 2003-04-01 | 2004-11-17 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RE | Dealing in Securities | 2010-11-18 | 2014-03-03 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RO | Dealing in Securities | 2003-04-01 | 2010-11-18 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RE | Advising on Securities | 2010-11-18 | 2014-03-03 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RO | Advising on Securities | 2003-04-01 | 2010-11-18 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-17 |
| ADS145 | CHAN LO Po Ling, Pauline | 陳羅寶靈 | RO | Asset Management | 2003-04-01 | 2004-11-17 |
| ADT637 | LAW Siu Hong | 羅肇康 | RE | Dealing in Securities | 2007-03-28 | 2008-02-25 |
| ALS703 | HO Lik Kwan, Luke | 何力鈞 | RE | Dealing in Securities | 2018-06-12 | |
| AQM594 | LEE Tsi Bun, Benjamin | 李錫斌 | RE | Dealing in Securities | 2013-11-01 | 2014-02-22 |
| AQQ237 | CHOY Yau Fai | 蔡佑徽 | RE | Dealing in Securities | 2012-03-23 | 2012-12-18 |
| AQQ237 | CHOY Yau Fai | 蔡佑徽 | RO | Dealing in Securities | 2012-12-18 | 2015-02-27 |
| AQQ237 | CHOY Yau Fai | 蔡佑徽 | RO | Advising on Securities | 2012-12-18 | 2015-02-27 |
| AQR356 | YU Ka Ho | 余家豪 | RE | Dealing in Securities | 2012-04-17 | 2014-03-11 |
| AQR356 | YU Ka Ho | 余家豪 | RE | Advising on Securities | 2012-04-17 | 2014-03-11 |
| ATI405 | CHAN Chung Kam | 陳宗淦 | RE | Dealing in Securities | 2012-04-27 | 2014-05-01 |
| ATI405 | CHAN Chung Kam | 陳宗淦 | RE | Advising on Securities | 2012-04-27 | 2014-05-01 |
| ATP156 | YEUNG Ming Hung | 楊銘鴻 | RE | Dealing in Securities | 2014-04-07 | 2014-07-04 |
| AUK295 | LAI Gar Ho Karl | 黎家豪 | RE | Dealing in Securities | 2010-02-02 | 2010-11-30 |
| AVD534 | CHOY Ka Lun | 蔡嘉倫 | RE | Dealing in Securities | 2013-05-16 | 2013-10-21 |
| AWC510 | TONG Kwok Fai Alferd | 湯國輝 | RE | Dealing in Securities | 2014-03-31 | 2014-07-04 |
| AXA008 | TSANG Wai Keung | 曾偉強 | RE | Dealing in Securities | 2011-03-24 | 2014-06-11 |
| AXA008 | TSANG Wai Keung | 曾偉強 | RE | Advising on Securities | 2011-03-24 | 2014-06-11 |
| AYV442 | WONG Ngai | 王巍 | RE | Dealing in Securities | 2012-02-02 | 2015-10-12 |
| AYV442 | WONG Ngai | 王巍 | RE | Advising on Securities | 2012-02-02 | 2015-10-12 |
| AZB725 | FUNG Sai Kit | 馮世傑 | RE | Dealing in Securities | 2015-12-09 | 2016-05-26 |
| AZB725 | FUNG Sai Kit | 馮世傑 | RO | Dealing in Securities | 2016-05-26 | |
| AZB725 | FUNG Sai Kit | 馮世傑 | RE | Advising on Securities | 2015-12-09 | 2017-02-27 |
| AZB725 | FUNG Sai Kit | 馮世傑 | RO | Advising on Securities | 2017-02-27 | |
| AZF662 | LAI Ming Him | 黎銘謙 | RE | Dealing in Securities | 2012-04-23 | 2016-02-15 |
| AZF662 | LAI Ming Him | 黎銘謙 | RO | Dealing in Securities | 2016-02-15 | 2016-03-29 |
| AZF662 | LAI Ming Him | 黎銘謙 | RE | Advising on Securities | 2012-04-23 | 2016-02-15 |
| AZF662 | LAI Ming Him | 黎銘謙 | RO | Advising on Securities | 2016-02-15 | 2016-03-29 |
| AZW920 | LIU Wen Huang | 劉文煌 | RE | Dealing in Securities | 2012-08-17 | 2013-09-12 |
| BBJ929 | LAM Nga Man | 林雅文 | RE | Dealing in Securities | 2013-07-05 | 2014-12-05 |
| BCY422 | CHEUNG Chak Ho | 張澤浩 | RE | Dealing in Securities | 2014-03-13 | 2015-01-26 |
| BFU741 | WU Chunni | 吳純妮 | RE | Dealing in Securities | 2015-07-16 | |
| BGI814 | YEUNG Wai Kin | 楊偉健 | RE | Dealing in Securities | 2015-10-15 | 2016-06-30 |
| BGI814 | YEUNG Wai Kin | 楊偉健 | RE | Advising on Securities | 2015-10-15 | 2016-06-30 |
| BGJ400 | LIN Qinghua | 林清華 | RE | Dealing in Securities | 2015-10-23 | |
| BHW840 | CHAN Wai Ling | 陳惠玲 | RE | Dealing in Securities | 2016-09-02 | |
| BHX883 | ZHANG Li | 張麗 | RE | Dealing in Securities | 2016-10-24 | 2017-01-13 |
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