Hong Kong SFC licence institution ADS061, Huabang Securities Limited 華邦證券有限公司

These are the licence-holders that were found for SFC licence institution ADS061 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA729 WONG Shiu Chun 黃兆珍 RE Dealing in Securities 2003-04-01 2014-03-24
AAA729 WONG Shiu Chun 黃兆珍 RE Advising on Securities 2003-04-01 2014-03-24
AAA729 WONG Shiu Chun 黃兆珍 RE Advising on Corporate Finance 2003-04-01 2004-11-17
AAA729 WONG Shiu Chun 黃兆珍 RE Asset Management 2003-04-01 2004-11-17
AAD437 CHOW Lai Yuk 周麗玉 RE Dealing in Securities 2004-01-07
AAG867 LAI Tak Leung, Iven 黎德良 RO Dealing in Securities 2015-02-02 2016-01-22
AAG867 LAI Tak Leung, Iven 黎德良 RO Advising on Securities 2015-02-02 2016-01-22
AAK448 TSANG Chi Ming 曾志明 RE Dealing in Securities 2003-04-01 2012-02-02
AAK448 TSANG Chi Ming 曾志明 RE Advising on Securities 2003-04-01 2012-02-02
AAK448 TSANG Chi Ming 曾志明 RE Advising on Corporate Finance 2003-04-01 2004-02-02
AAK448 TSANG Chi Ming 曾志明 RE Asset Management 2003-04-01 2004-02-02
AAV396 LEE Fook Hon, Stephen 李復瀚 RE Dealing in Securities 2014-07-29 2017-12-29
AAV396 LEE Fook Hon, Stephen 李復瀚 RO Dealing in Securities 2003-04-01 2014-01-31
AAV396 LEE Fook Hon, Stephen 李復瀚 RE Advising on Securities 2014-07-29 2017-12-29
AAV396 LEE Fook Hon, Stephen 李復瀚 RO Advising on Securities 2003-04-01 2014-01-31
AAV396 LEE Fook Hon, Stephen 李復瀚 RO Advising on Corporate Finance 2003-04-01 2004-11-17
AAV396 LEE Fook Hon, Stephen 李復瀚 RO Asset Management 2003-04-01 2004-11-17
ABM132 CHEUNG Kwok Wing, Barry 張國榮 RO Dealing in Securities 2015-02-02 2016-12-09
ABM132 CHEUNG Kwok Wing, Barry 張國榮 RO Advising on Securities 2015-02-02 2016-12-09
ACA384 TANG Ting Yu, Enzzo 鄧廷宇 RE Dealing in Securities 2016-04-13 2018-03-28
ACC061 WONG Kwai Chiu 王貴釗 RE Dealing in Securities 2018-08-13 2018-09-03
ACC061 WONG Kwai Chiu 王貴釗 RO Dealing in Securities 2018-09-03
ACC061 WONG Kwai Chiu 王貴釗 RO Advising on Securities 2018-09-03
ADB874 PANG Chun Hong 彭俊康 RE Dealing in Securities 2003-04-01 2011-09-12
ADB874 PANG Chun Hong 彭俊康 RO Dealing in Securities 2011-09-12 2018-05-15
ADB874 PANG Chun Hong 彭俊康 RE Advising on Securities 2003-04-01 2011-09-12
ADB874 PANG Chun Hong 彭俊康 RO Advising on Securities 2011-09-12 2018-05-15
ADB874 PANG Chun Hong 彭俊康 RE Advising on Corporate Finance 2003-04-01 2004-11-17
ADB874 PANG Chun Hong 彭俊康 RE Asset Management 2003-04-01 2004-11-17
ADO911 HO Kwong Chat 何廣澤 RO Dealing in Securities 2003-04-01 2014-01-31
ADO911 HO Kwong Chat 何廣澤 RO Advising on Securities 2003-04-01 2014-01-31
ADO911 HO Kwong Chat 何廣澤 RO Advising on Corporate Finance 2003-04-01 2004-11-17
ADO911 HO Kwong Chat 何廣澤 RO Asset Management 2003-04-01 2004-11-17
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RE Dealing in Securities 2010-11-18 2014-03-03
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RO Dealing in Securities 2003-04-01 2010-11-18
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RE Advising on Securities 2010-11-18 2014-03-03
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RO Advising on Securities 2003-04-01 2010-11-18
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RO Advising on Corporate Finance 2003-04-01 2004-11-17
ADS145 CHAN LO Po Ling, Pauline 陳羅寶靈 RO Asset Management 2003-04-01 2004-11-17
ADT637 LAW Siu Hong 羅肇康 RE Dealing in Securities 2007-03-28 2008-02-25
ALS703 HO Lik Kwan, Luke 何力鈞 RE Dealing in Securities 2018-06-12
AQM594 LEE Tsi Bun, Benjamin 李錫斌 RE Dealing in Securities 2013-11-01 2014-02-22
AQQ237 CHOY Yau Fai 蔡佑徽 RE Dealing in Securities 2012-03-23 2012-12-18
AQQ237 CHOY Yau Fai 蔡佑徽 RO Dealing in Securities 2012-12-18 2015-02-27
AQQ237 CHOY Yau Fai 蔡佑徽 RO Advising on Securities 2012-12-18 2015-02-27
AQR356 YU Ka Ho 余家豪 RE Dealing in Securities 2012-04-17 2014-03-11
AQR356 YU Ka Ho 余家豪 RE Advising on Securities 2012-04-17 2014-03-11
ATI405 CHAN Chung Kam 陳宗淦 RE Dealing in Securities 2012-04-27 2014-05-01
ATI405 CHAN Chung Kam 陳宗淦 RE Advising on Securities 2012-04-27 2014-05-01
ATP156 YEUNG Ming Hung 楊銘鴻 RE Dealing in Securities 2014-04-07 2014-07-04
AUK295 LAI Gar Ho Karl 黎家豪 RE Dealing in Securities 2010-02-02 2010-11-30
AVD534 CHOY Ka Lun 蔡嘉倫 RE Dealing in Securities 2013-05-16 2013-10-21
AWC510 TONG Kwok Fai Alferd 湯國輝 RE Dealing in Securities 2014-03-31 2014-07-04
AXA008 TSANG Wai Keung 曾偉強 RE Dealing in Securities 2011-03-24 2014-06-11
AXA008 TSANG Wai Keung 曾偉強 RE Advising on Securities 2011-03-24 2014-06-11
AYV442 WONG Ngai 王巍 RE Dealing in Securities 2012-02-02 2015-10-12
AYV442 WONG Ngai 王巍 RE Advising on Securities 2012-02-02 2015-10-12
AZB725 FUNG Sai Kit 馮世傑 RE Dealing in Securities 2015-12-09 2016-05-26
AZB725 FUNG Sai Kit 馮世傑 RO Dealing in Securities 2016-05-26
AZB725 FUNG Sai Kit 馮世傑 RE Advising on Securities 2015-12-09 2017-02-27
AZB725 FUNG Sai Kit 馮世傑 RO Advising on Securities 2017-02-27
AZF662 LAI Ming Him 黎銘謙 RE Dealing in Securities 2012-04-23 2016-02-15
AZF662 LAI Ming Him 黎銘謙 RO Dealing in Securities 2016-02-15 2016-03-29
AZF662 LAI Ming Him 黎銘謙 RE Advising on Securities 2012-04-23 2016-02-15
AZF662 LAI Ming Him 黎銘謙 RO Advising on Securities 2016-02-15 2016-03-29
AZW920 LIU Wen Huang 劉文煌 RE Dealing in Securities 2012-08-17 2013-09-12
BBJ929 LAM Nga Man 林雅文 RE Dealing in Securities 2013-07-05 2014-12-05
BCY422 CHEUNG Chak Ho 張澤浩 RE Dealing in Securities 2014-03-13 2015-01-26
BFU741 WU Chunni 吳純妮 RE Dealing in Securities 2015-07-16
BGI814 YEUNG Wai Kin 楊偉健 RE Dealing in Securities 2015-10-15 2016-06-30
BGI814 YEUNG Wai Kin 楊偉健 RE Advising on Securities 2015-10-15 2016-06-30
BGJ400 LIN Qinghua 林清華 RE Dealing in Securities 2015-10-23
BHW840 CHAN Wai Ling 陳惠玲 RE Dealing in Securities 2016-09-02
BHX883 ZHANG Li 張麗 RE Dealing in Securities 2016-10-24 2017-01-13

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