Hong Kong SFC licence institution ADS246, GFI (HK) Securities L.L.C.

These are the licence-holders that were found for SFC licence institution ADS246 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ADA458 CROSSAN Robert Emmit RE Dealing in Securities 2003-04-01 2003-06-30
ADA458 CROSSAN Robert Emmit RE Advising on Securities 2003-04-01 2003-06-30
ADA458 CROSSAN Robert Emmit RE Advising on Corporate Finance 2003-04-01 2003-06-30
ADA458 CROSSAN Robert Emmit RE Asset Management 2003-04-01 2003-06-30
ADO053 BRADFORD David John RE Dealing in Securities 2004-11-22 2007-07-24
ADO053 BRADFORD David John RE Dealing in Securities 2009-06-03 2011-03-22
ADO053 BRADFORD David John RO Dealing in Securities 2007-07-24 2009-06-03
ADO053 BRADFORD David John RO Dealing in Securities 2011-03-22
ADO053 BRADFORD David John RE Providing Automated Trading Services 2009-06-03 2011-03-22
ADO053 BRADFORD David John RO Providing Automated Trading Services 2007-07-24 2009-06-03
ADO053 BRADFORD David John RO Providing Automated Trading Services 2011-03-22
ADQ686 NGUYEN Thanh Cao RE Dealing in Securities 2008-11-14 2009-01-22
ADQ686 NGUYEN Thanh Cao RO Dealing in Securities 2009-01-22 2010-05-27
ADQ686 NGUYEN Thanh Cao RO Providing Automated Trading Services 2009-04-16 2010-05-27
ADR773 HINE Peter John RE Dealing in Securities 2003-04-01 2005-03-23
ADR773 HINE Peter John RO Dealing in Securities 2005-03-23 2005-09-08
ADR773 HINE Peter John RE Advising on Securities 2003-04-01 2004-12-01
ADR773 HINE Peter John RE Advising on Corporate Finance 2003-04-01 2004-12-01
ADR773 HINE Peter John RE Asset Management 2003-04-01 2004-12-01
AEE525 LEE Yick Chung 李易聰 RE Dealing in Securities 2008-11-14 2010-07-16
AEH826 LEE Cliff Yee Gong 李宜剛 RE Dealing in Securities 2006-09-27 2008-02-29
AEI016 LEE Andrew Yeng 李英揚 RE Dealing in Securities 2008-11-14 2010-07-16
AGC284 FUNG Wilson Kee-hang 馮紀恆 RE Dealing in Securities 2010-05-14 2010-10-31
AGC284 FUNG Wilson Kee-hang 馮紀恆 RE Providing Automated Trading Services 2010-05-14 2010-10-31
AGK991 HALL Jon RE Dealing in Securities 2005-03-07 2007-08-13
AHA360 PEARD Andrew Davis Lozada RE Dealing in Securities 2004-11-19 2012-09-14
AHA360 PEARD Andrew Davis Lozada RE Providing Automated Trading Services 2012-02-02 2012-09-14
AHC187 HALPER Brady Seth RE Dealing in Securities 2003-04-01 2004-09-22
AHC187 HALPER Brady Seth RE Advising on Securities 2003-04-01 2004-09-22
AHC187 HALPER Brady Seth RE Advising on Corporate Finance 2003-04-01 2004-09-22
AHC187 HALPER Brady Seth RE Asset Management 2003-04-01 2004-09-22
AHC188 MARIANO Timothy Charles RE Dealing in Securities 2003-04-01 2005-03-09
AHC188 MARIANO Timothy Charles RO Dealing in Securities 2005-03-09
AHC188 MARIANO Timothy Charles RE Advising on Securities 2003-04-01 2005-02-17
AHC188 MARIANO Timothy Charles RE Advising on Corporate Finance 2003-04-01 2005-02-17
AHC188 MARIANO Timothy Charles RO Providing Automated Trading Services 2007-06-18
AHC188 MARIANO Timothy Charles RE Asset Management 2003-04-01 2005-02-17
AHF977 SPARROW Nicholas Charles RE Dealing in Securities 2010-07-05 2013-04-19
AHF977 SPARROW Nicholas Charles RE Providing Automated Trading Services 2010-07-05 2013-04-19
AHT189 KOSAKA Tomomi 小坂朋美 RE Dealing in Securities 2005-02-17 2009-12-10
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Dealing in Securities 2010-01-04 2018-01-16
AIB741 SRIPUNPORN Roger Ardisorn 潘小山 RE Providing Automated Trading Services 2011-09-27 2018-01-16
AIK892 KANG Gyong Hee RE Dealing in Securities 2009-10-20 2015-02-17
AIK892 KANG Gyong Hee RE Providing Automated Trading Services 2011-11-23 2015-02-17
AJD244 COONEY Michael James RE Dealing in Securities 2006-03-03 2006-10-31
ALH714 BAVIS Mark John RE Dealing in Securities 2006-03-03 2012-01-05
ALH714 BAVIS Mark John RE Dealing in Securities 2016-05-17 2017-01-19
ALH714 BAVIS Mark John RO Dealing in Securities 2017-01-19 2018-01-15
ALH714 BAVIS Mark John RE Providing Automated Trading Services 2007-06-20 2012-01-05
ALH714 BAVIS Mark John RE Providing Automated Trading Services 2016-05-17 2017-01-19
ALH714 BAVIS Mark John RO Providing Automated Trading Services 2017-01-19 2018-01-15
ALJ765 MCGLYNN Paul Anthony RE Dealing in Securities 2007-01-11 2007-06-23
ALK388 NESBITT Jonathan Michael RE Dealing in Securities 2004-11-19 2009-12-25
ALN622 CHEW Philip Guy RE Dealing in Securities 2004-12-08 2008-07-01
ALQ641 WHITE Paul George RE Dealing in Securities 2005-01-19 2012-01-05
ALQ641 WHITE Paul George RE Providing Automated Trading Services 2007-06-20 2012-01-05
ALS066 SIMPSON Robert Roy Charles RE Dealing in Securities 2007-08-01 2008-07-01
ALS066 SIMPSON Robert Roy Charles RO Dealing in Securities 2005-03-10 2007-08-01
ALS066 SIMPSON Robert Roy Charles RE Providing Automated Trading Services 2007-08-01 2008-07-01
ALS066 SIMPSON Robert Roy Charles RO Providing Automated Trading Services 2007-06-18 2007-08-01
AMK157 GOUGENHEIM Jeremie RE Dealing in Securities 2007-09-06 2012-01-14
ANB180 SALDANHA Joshua Gerard RE Dealing in Securities 2009-07-14 2010-05-08
ANG464 AQUINO Derrick Anthony Constantino RE Dealing in Securities 2006-06-05 2009-08-19
ANG464 AQUINO Derrick Anthony Constantino RE Dealing in Securities 2013-12-03 2018-06-30
ANG464 AQUINO Derrick Anthony Constantino RO Dealing in Securities 2009-08-19 2013-12-03
ANG464 AQUINO Derrick Anthony Constantino RE Providing Automated Trading Services 2007-06-20 2009-08-19
ANG464 AQUINO Derrick Anthony Constantino RE Providing Automated Trading Services 2013-12-03 2018-06-30
ANG464 AQUINO Derrick Anthony Constantino RO Providing Automated Trading Services 2009-08-19 2013-12-03
ANH227 KIM Jason Sung Dal RE Dealing in Securities 2008-11-11 2010-06-21
ANH709 DIDIER Virginie Emilie RE Dealing in Securities 2009-06-19 2010-09-10
ANM361 TSUN Alexander Wing Gey 秦榮基 RE Dealing in Securities 2009-05-05 2010-03-02
AOA142 GRIMES Ryan Mccracken RE Dealing in Securities 2007-11-02 2011-05-20
AOA142 GRIMES Ryan Mccracken RE Providing Automated Trading Services 2008-12-09 2011-05-20
AOC699 QUEVEDO Ma. Carla Valenzuela RE Dealing in Securities 2006-12-29 2016-10-05
AOC699 QUEVEDO Ma. Carla Valenzuela RE Providing Automated Trading Services 2007-06-20 2016-10-05
AOK590 CORNER Andrew Mark Gordon RE Dealing in Securities 2013-07-02 2015-02-11
AOK590 CORNER Andrew Mark Gordon RE Providing Automated Trading Services 2013-07-02 2015-02-11
AOX767 YOUNG Timothy James RE Dealing in Securities 2012-12-10 2013-12-10
AOX767 YOUNG Timothy James RE Providing Automated Trading Services 2012-12-10 2013-12-10
APL757 CREEDON Tom RE Dealing in Securities 2015-12-04 2017-03-08
APL757 CREEDON Tom RE Providing Automated Trading Services 2015-12-04 2017-03-08
APP362 FUNG Kin Leung 馮健樑 RE Dealing in Securities 2007-09-17 2008-05-01
APY879 CROMMEN Gregory RE Dealing in Securities 2010-12-14 2012-07-26
APY879 CROMMEN Gregory RE Providing Automated Trading Services 2010-12-14 2012-07-26
AQU899 CASTAGNE Allan John RE Dealing in Securities 2009-07-16 2012-07-26
AQU899 CASTAGNE Allan John RE Providing Automated Trading Services 2012-01-17 2012-07-26
AQV671 CHEUNG Ellen Ngar Yan 張雅茵 RE Dealing in Securities 2008-05-20 2011-05-11
ARB300 WILSON Matthew Elliot RE Dealing in Securities 2008-06-19 2010-04-15
ARD592 LAI Telun Tik Lun 賴迪麟 RE Dealing in Securities 2009-06-18 2012-05-01
ARD592 LAI Telun Tik Lun 賴迪麟 RE Providing Automated Trading Services 2011-12-28 2012-05-01
ARD958 MADAYAG Claro Jr Ilagan RE Dealing in Securities 2014-06-24 2017-12-11
ARD958 MADAYAG Claro Jr Ilagan RE Providing Automated Trading Services 2014-06-24 2017-12-11
ARI552 BOLLERMAN Luke Andre RE Dealing in Securities 2008-07-29 2009-07-31
ARJ166 WONG Andrew Siu Hang 黃兆恒 RE Dealing in Securities 2008-08-26 2015-06-30
ARJ166 WONG Andrew Siu Hang 黃兆恒 RE Providing Automated Trading Services 2011-12-28 2015-06-30
ARR133 HYAMS Andrew Jon RE Dealing in Securities 2008-09-30 2017-09-22
ARR133 HYAMS Andrew Jon RE Providing Automated Trading Services 2011-09-27 2017-09-22
ASC666 MA Ching Man 馬靜雯 RE Dealing in Securities 2008-12-17 2017-10-20
ASC666 MA Ching Man 馬靜雯 RE Providing Automated Trading Services 2008-12-17 2017-10-20
ASD881 MOORE Ashley Spencer RE Dealing in Securities 2009-01-14 2009-12-07
ASD881 MOORE Ashley Spencer RE Dealing in Securities 2013-10-02 2014-10-13
ASD881 MOORE Ashley Spencer RE Dealing in Securities 2015-02-16 2015-11-16
ASD881 MOORE Ashley Spencer RE Providing Automated Trading Services 2013-10-02 2014-10-13
ASD881 MOORE Ashley Spencer RE Providing Automated Trading Services 2015-02-16 2015-11-16
ASF819 POCKNEY Edward James RE Dealing in Securities 2009-01-12 2011-05-05
ASG075 JESSOP Gary Mark RE Dealing in Securities 2009-01-12 2011-11-05
ASH682 BROWN Ian Clement RE Dealing in Securities 2009-02-12 2010-07-02
ASL541 GUILLO Mathieu RE Dealing in Securities 2009-02-20 2012-09-14
ASL541 GUILLO Mathieu RE Providing Automated Trading Services 2012-02-02 2012-09-14
ASL544 NICOLLE Amanda Louise RE Dealing in Securities 2009-03-24 2009-08-07
ASL739 MOORE Marianne Nicole RE Dealing in Securities 2009-03-17 2009-06-01
ASL814 CHUA Pei Feng 蔡佩芬 RE Dealing in Securities 2009-03-24 2013-11-30
ASL814 CHUA Pei Feng 蔡佩芬 RE Dealing in Securities 2015-07-27 2018-01-19
ASL814 CHUA Pei Feng 蔡佩芬 RE Providing Automated Trading Services 2009-06-30 2013-11-30
ASL814 CHUA Pei Feng 蔡佩芬 RE Providing Automated Trading Services 2015-07-27 2018-01-19
ASM299 YABUT Vivian Chan RE Dealing in Securities 2016-12-05
ASM299 YABUT Vivian Chan RE Providing Automated Trading Services 2016-12-05
ATB862 CHILLINGTON Timothy John RE Dealing in Securities 2009-06-01 2012-05-01
ATB862 CHILLINGTON Timothy John RE Providing Automated Trading Services 2009-06-01 2012-05-01
ATM599 KORNBERG Benjamin Mikael RE Dealing in Securities 2009-08-04 2011-02-05
ATM616 MINARDS Timothy Bede RE Dealing in Securities 2009-08-03 2009-10-17
ATM616 MINARDS Timothy Bede RE Providing Automated Trading Services 2009-08-03 2009-10-17
ATR662 HARMAN Simon Devereux Clement RO Dealing in Futures Contracts 2017-07-31 2017-08-09
AUA852 SOHN Charles Chongho RE Dealing in Securities 2009-10-27 2011-02-14
AUD249 SZNAJDER Samuel RE Dealing in Securities 2009-11-11 2012-01-13
AUD249 SZNAJDER Samuel RE Providing Automated Trading Services 2011-12-28 2012-01-13
AUE399 ZIELEMAN Tara Jessica RE Dealing in Securities 2009-11-24 2010-05-24
AUH910 NEBOUT Alexandre Stanislas Thierry RE Dealing in Securities 2009-12-07 2011-07-13
AUP689 MUNDIGIAN Vatche Vartan RE Dealing in Securities 2010-01-22 2015-02-11
AUP689 MUNDIGIAN Vatche Vartan RE Providing Automated Trading Services 2010-01-22 2015-02-11
AUS156 VALDISOLO Mattia RE Dealing in Securities 2011-03-04 2012-05-10
AUS156 VALDISOLO Mattia RE Providing Automated Trading Services 2011-03-04 2012-05-10
AUW529 MA Hoi Sze 馬凱詩 RE Dealing in Securities 2011-10-26 2018-01-15
AUW529 MA Hoi Sze 馬凱詩 RE Providing Automated Trading Services 2011-10-26 2018-01-15
AUW602 TSANG Simon Sai Cheong 曾世昌 RE Dealing in Securities 2010-03-12 2010-07-23
AVD507 KHELIFI Amine RE Dealing in Securities 2017-09-29 2017-11-02
AVD507 KHELIFI Amine RO Dealing in Securities 2017-11-02
AVD507 KHELIFI Amine RE Dealing in Futures Contracts 2017-09-29 2017-11-02
AVD507 KHELIFI Amine RO Dealing in Futures Contracts 2017-11-02
AVD507 KHELIFI Amine RE Providing Automated Trading Services 2017-09-29 2017-11-02
AVD507 KHELIFI Amine RO Providing Automated Trading Services 2017-11-02
AVF688 MONOT Cosme Hubert Roger Pierre RE Dealing in Securities 2010-05-25 2010-12-25
AVF688 MONOT Cosme Hubert Roger Pierre RE Providing Automated Trading Services 2010-05-25 2010-12-25
AVI335 BELLAHCENE Nasser RE Dealing in Securities 2010-07-06 2011-05-31
AVI335 BELLAHCENE Nasser RE Providing Automated Trading Services 2010-07-06 2011-05-31
AVI336 BRUNO Luigi Raphael RE Dealing in Securities 2010-06-15 2011-01-31
AVI336 BRUNO Luigi Raphael RE Providing Automated Trading Services 2010-06-15 2011-01-31
AVW172 ARTHUR-DICK Joseph RE Dealing in Securities 2018-01-15
AVW172 ARTHUR-DICK Joseph RE Providing Automated Trading Services 2018-01-15
AVY610 CHILEWICZ Rodolphe Francois RE Dealing in Securities 2017-09-29
AVY610 CHILEWICZ Rodolphe Francois RE Dealing in Futures Contracts 2017-09-29
AVY610 CHILEWICZ Rodolphe Francois RE Providing Automated Trading Services 2017-09-29
AWJ997 RHEE Vincent Suk Kyu RE Dealing in Securities 2010-12-13 2011-10-29
AWJ997 RHEE Vincent Suk Kyu RE Providing Automated Trading Services 2010-12-13 2011-10-29
AWM153 PARK Hye Yon RE Dealing in Securities 2010-12-16 2011-03-07
AWM153 PARK Hye Yon RE Providing Automated Trading Services 2010-12-16 2011-03-07
AWV272 AHMED Syed Shaaz RE Dealing in Securities 2011-02-21 2011-04-26
AWV272 AHMED Syed Shaaz RE Providing Automated Trading Services 2011-02-21 2011-04-26
AWZ725 FUNG Ching Yu 馮程宇 RE Dealing in Securities 2011-03-28 2018-01-15
AWZ725 FUNG Ching Yu 馮程宇 RE Providing Automated Trading Services 2011-03-28 2018-01-15
AXC421 DE BOURAYNE Olivier Marie Stephane RE Dealing in Securities 2011-08-05 2012-01-19
AXC421 DE BOURAYNE Olivier Marie Stephane RE Providing Automated Trading Services 2011-08-05 2012-01-19
AXC514 NOH Kyoung Tae RE Dealing in Securities 2011-04-04 2012-03-24
AXC514 NOH Kyoung Tae RE Providing Automated Trading Services 2011-04-04 2012-03-24
AXD991 GUETTA Yohan Victor Haim RE Dealing in Securities 2011-04-18 2012-01-14
AXD991 GUETTA Yohan Victor Haim RE Providing Automated Trading Services 2011-04-18 2012-01-14
AXI468 FOUR Matthew RE Dealing in Securities 2011-05-30 2015-02-16
AXI468 FOUR Matthew RE Providing Automated Trading Services 2011-05-30 2015-02-16
AXR739 PATEL Rupesh RE Dealing in Securities 2011-07-25 2011-10-25
AXS262 COLGAN Davis Gerrard RE Dealing in Securities 2011-08-01 2011-11-01
AXS269 KOTECHA Anuj Ashok RE Dealing in Securities 2011-08-01 2011-11-01
AXS269 KOTECHA Anuj Ashok RE Dealing in Securities 2011-12-06 2013-06-13
AXS269 KOTECHA Anuj Ashok RE Providing Automated Trading Services 2011-12-06 2013-06-13
AXU894 SOON Yung Kuen 秦容娟 RE Dealing in Securities 2011-08-10 2012-12-31
AXU894 SOON Yung Kuen 秦容娟 RE Providing Automated Trading Services 2011-08-10 2012-12-31
AYC475 ZHOU Shenxiong 周申雄 RO Dealing in Securities 2018-02-02
AYC475 ZHOU Shenxiong 周申雄 RE Providing Automated Trading Services 2018-02-02
AYU289 NELIGAN David Alexander RE Dealing in Securities 2012-01-10 2015-02-28
AYU289 NELIGAN David Alexander RE Providing Automated Trading Services 2012-01-10 2015-02-28
AYX579 NICHOLSON Robert Kenneth RE Dealing in Securities 2012-02-03 2015-02-11
AYX579 NICHOLSON Robert Kenneth RE Providing Automated Trading Services 2012-02-03 2015-02-11
AYY648 MOWER Andrew Lance RE Dealing in Securities 2012-02-06 2012-05-01
AYY648 MOWER Andrew Lance RE Providing Automated Trading Services 2012-02-06 2012-05-01
AZC272 HASSAM Shehzad Sikander RE Dealing in Securities 2014-12-05 2015-03-13
AZC272 HASSAM Shehzad Sikander RE Providing Automated Trading Services 2014-12-05 2015-03-13
AZD119 ORTON Jamie RE Dealing in Securities 2012-03-09 2015-02-11
AZD119 ORTON Jamie RE Providing Automated Trading Services 2012-03-09 2015-02-11
AZI613 LONGUET-HIGGINS Philip Jonathan RE Dealing in Securities 2012-04-17 2013-02-28
AZI613 LONGUET-HIGGINS Philip Jonathan RE Providing Automated Trading Services 2012-04-17 2013-02-28
AZO855 LEE Yat Hung, Daniel 李逸洪 RE Dealing in Securities 2012-05-28 2013-10-15
AZO855 LEE Yat Hung, Daniel 李逸洪 RE Providing Automated Trading Services 2012-05-28 2013-10-15
AZT624 TRENTINI Lionel Christophe RE Dealing in Securities 2014-04-23 2015-07-31
AZT624 TRENTINI Lionel Christophe RE Providing Automated Trading Services 2014-04-23 2015-07-31
AZV932 NAKAMURA Taro 中村太郎 RE Dealing in Securities 2012-07-25 2013-05-31
AZV932 NAKAMURA Taro 中村太郎 RE Providing Automated Trading Services 2012-07-25 2013-05-31
AZV938 BUKHAROV Ivan RE Dealing in Securities 2012-07-31 2014-05-31
AZV938 BUKHAROV Ivan RE Providing Automated Trading Services 2012-07-31 2014-05-31
BAA889 SAKAMOTO Yuki RE Dealing in Securities 2012-08-10 2013-12-31
BAA889 SAKAMOTO Yuki RE Providing Automated Trading Services 2012-08-10 2013-12-31
BAA890 FUJITA Daisuke RE Dealing in Securities 2012-08-10 2013-03-11
BAA890 FUJITA Daisuke RE Providing Automated Trading Services 2012-08-10 2013-03-11
BAH385 NA Jung-tae 羅貞泰 RE Dealing in Securities 2012-10-15 2013-03-20
BAH385 NA Jung-tae 羅貞泰 RE Providing Automated Trading Services 2012-10-15 2013-03-20
BAO907 TOPPING Matthew George Peter RE Dealing in Securities 2012-12-06 2014-09-30
BAO907 TOPPING Matthew George Peter RE Providing Automated Trading Services 2012-12-06 2014-09-30
BAP469 CALLAGHAN Lee John RE Dealing in Securities 2012-12-12 2013-08-07
BAP469 CALLAGHAN Lee John RE Providing Automated Trading Services 2012-12-12 2013-08-07
BAX824 KOTAKE Toshiya RE Dealing in Securities 2013-03-04 2013-11-06
BAX824 KOTAKE Toshiya RE Providing Automated Trading Services 2013-03-04 2013-11-06
BBN706 WONG Jamie Jun Yin 黃鎮賢 RE Dealing in Securities 2018-01-15
BBN706 WONG Jamie Jun Yin 黃鎮賢 RE Providing Automated Trading Services 2018-01-15
BBP891 TAKEUCHI Miki RE Dealing in Securities 2013-09-27 2014-04-28
BBP891 TAKEUCHI Miki RE Dealing in Securities 2014-08-20 2015-07-31
BBP891 TAKEUCHI Miki RE Providing Automated Trading Services 2013-09-27 2014-04-28
BBP891 TAKEUCHI Miki RE Providing Automated Trading Services 2014-08-20 2015-07-31
BBS817 CHOY Kai Man 蔡啟民 RE Dealing in Securities 2018-01-16
BBS817 CHOY Kai Man 蔡啟民 RE Providing Automated Trading Services 2018-01-16
BBZ141 CHUGANI Manish Ashok RE Dealing in Securities 2013-10-03 2014-03-31
BBZ141 CHUGANI Manish Ashok RE Providing Automated Trading Services 2013-10-03 2014-03-31
BCE816 GUENOUN Gregory Benjamin RE Dealing in Securities 2013-10-29 2014-11-30
BCE816 GUENOUN Gregory Benjamin RE Providing Automated Trading Services 2013-10-29 2014-11-30
BCG010 CHARNI Jamel RE Dealing in Securities 2013-11-07 2015-11-30
BCG010 CHARNI Jamel RE Providing Automated Trading Services 2013-11-07 2015-11-30
BCJ901 AZOUT Yohann Victor RE Dealing in Securities 2013-11-29 2015-08-07
BCJ901 AZOUT Yohann Victor RE Providing Automated Trading Services 2013-11-29 2015-08-07
BCU294 SOBTI Jasjit Singh RE Dealing in Securities 2017-11-03
BCU294 SOBTI Jasjit Singh RE Dealing in Futures Contracts 2017-11-03
BCU294 SOBTI Jasjit Singh RE Providing Automated Trading Services 2017-11-03
BCV660 WATTEZ Philippe Marc Alfred RE Dealing in Securities 2017-09-29
BCV660 WATTEZ Philippe Marc Alfred RE Dealing in Futures Contracts 2017-09-29
BCV660 WATTEZ Philippe Marc Alfred RE Providing Automated Trading Services 2017-09-29
BDD178 CONNEELY Martin Trevor RE Dealing in Securities 2014-03-18 2014-05-26
BDD178 CONNEELY Martin Trevor RE Dealing in Securities 2014-07-10 2014-10-31
BDD178 CONNEELY Martin Trevor RE Providing Automated Trading Services 2014-03-18 2014-05-26
BDD178 CONNEELY Martin Trevor RE Providing Automated Trading Services 2014-07-10 2014-10-31
BDI769 HEARNE Kevin RE Dealing in Securities 2016-03-24
BDI769 HEARNE Kevin RE Providing Automated Trading Services 2016-03-24
BDT390 LAU Ha Lam 劉夏林 RE Dealing in Securities 2014-07-18 2015-01-31
BDT390 LAU Ha Lam 劉夏林 RE Providing Automated Trading Services 2014-07-18 2015-01-31
BDX251 WALSH Ashley Paul Jeffery James RE Dealing in Securities 2018-08-24 2018-08-24
BDX251 WALSH Ashley Paul Jeffery James RO Dealing in Securities 2018-08-24
BDX251 WALSH Ashley Paul Jeffery James RE Dealing in Futures Contracts 2018-08-24 2018-08-24
BDX251 WALSH Ashley Paul Jeffery James RO Dealing in Futures Contracts 2018-08-24
BDX251 WALSH Ashley Paul Jeffery James RE Providing Automated Trading Services 2018-08-24 2018-08-24
BDX251 WALSH Ashley Paul Jeffery James RO Providing Automated Trading Services 2018-08-24
BEB573 HUANG Qiuting 黃秋婷 RE Dealing in Securities 2014-09-12 2018-01-15
BEB573 HUANG Qiuting 黃秋婷 RE Providing Automated Trading Services 2014-09-12 2018-01-15
BEB575 LIN Qiushuo 林秋碩 RE Dealing in Securities 2014-09-12 2018-01-15
BEB575 LIN Qiushuo 林秋碩 RE Providing Automated Trading Services 2014-09-12 2018-01-15
BEQ547 HUANG Shiyi 黃詩倚 RE Dealing in Securities 2015-01-08 2018-01-15
BEQ547 HUANG Shiyi 黃詩倚 RE Providing Automated Trading Services 2015-01-08 2018-01-15
BFA896 CROOK Mark Jonathon RE Dealing in Securities 2015-03-05
BFA896 CROOK Mark Jonathon RE Providing Automated Trading Services 2015-03-05
BFA905 SMITH Stephen Mark RE Dealing in Securities 2015-03-05 2017-10-12
BFA905 SMITH Stephen Mark RE Providing Automated Trading Services 2015-03-05 2017-10-12
BFD831 MARIA Kulvinder Singh RE Dealing in Securities 2015-03-30 2015-11-04
BFD831 MARIA Kulvinder Singh RE Providing Automated Trading Services 2015-03-30 2015-11-04
BFN523 LEEM Jaehung 林在洪 RE Dealing in Securities 2015-06-03 2017-07-03
BFN523 LEEM Jaehung 林在洪 RE Providing Automated Trading Services 2015-06-03 2017-07-03
BFS997 KWAN Eric Wai Ming 關威明 RE Dealing in Securities 2015-07-03 2018-08-31
BFS997 KWAN Eric Wai Ming 關威明 RE Providing Automated Trading Services 2015-07-03 2018-08-31
BGI909 CHEUNG Hoi Tsun Kevin 張凱竣 RE Dealing in Securities 2018-01-15
BGI909 CHEUNG Hoi Tsun Kevin 張凱竣 RE Providing Automated Trading Services 2018-01-15
BGM624 CHO Yunhee 趙胤熙 RE Dealing in Securities 2018-02-06
BGM624 CHO Yunhee 趙胤熙 RE Dealing in Futures Contracts 2018-02-06
BGM624 CHO Yunhee 趙胤熙 RE Providing Automated Trading Services 2018-02-06
BIC981 ASHBY Nicholas Stephen RE Dealing in Securities 2016-09-07
BIC981 ASHBY Nicholas Stephen RE Providing Automated Trading Services 2016-09-07
BJH960 LEE James 李澤南 RE Dealing in Securities 2018-01-15
BJH960 LEE James 李澤南 RE Providing Automated Trading Services 2018-01-15
BJQ653 LEAREY Dominic RE Dealing in Securities 2017-10-24
BJQ653 LEAREY Dominic RO Dealing in Futures Contracts 2017-07-31
BJQ653 LEAREY Dominic RE Providing Automated Trading Services 2017-10-24
BJQ806 PREST Simon John RO Dealing in Securities 2018-01-09 2018-06-30
BJQ806 PREST Simon John RO Dealing in Futures Contracts 2017-07-31 2018-06-30
BJQ806 PREST Simon John RO Providing Automated Trading Services 2018-01-09 2018-06-30
BJT332 HUGHES Glyn John RE Dealing in Securities 2018-01-16
BJT332 HUGHES Glyn John RE Providing Automated Trading Services 2018-01-16
BKN631 WONG Philippe 黃志輝 RE Dealing in Securities 2017-08-29
BKN631 WONG Philippe 黃志輝 RE Dealing in Futures Contracts 2017-08-29
BKN631 WONG Philippe 黃志輝 RE Providing Automated Trading Services 2017-08-29
BKX038 SUGARMAN Richard Neil RE Dealing in Securities 2017-09-11
BKX038 SUGARMAN Richard Neil RE Providing Automated Trading Services 2017-09-11
BMC120 NG SIU NA SARNIAN 吳少娜 RE Dealing in Securities 2018-02-27 2018-04-20
BMC120 NG SIU NA SARNIAN 吳少娜 RE Providing Automated Trading Services 2018-02-27 2018-04-20
BMV275 MISHRA RISHI RE Dealing in Securities 2018-04-26
BMV275 MISHRA RISHI RE Providing Automated Trading Services 2018-04-26

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