These are the licence-holders that were found for SFC licence institution ADS639 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAI982 | HO Yiu Ming | 何耀明 | RO | Advising on Securities | 2003-04-01 | |
| AAI982 | HO Yiu Ming | 何耀明 | RO | Advising on Corporate Finance | 2003-04-01 | |
| AAI982 | HO Yiu Ming | 何耀明 | RO | Asset Management | 2003-04-01 | 2004-03-31 |
| ABF141 | CHU Wai Pang | 朱維鵬 | RE | Advising on Corporate Finance | 2012-10-09 | 2016-08-09 |
| ACY330 | LEE Chiu Kang | 李疇賡 | RO | Advising on Securities | 2003-04-01 | |
| ACY330 | LEE Chiu Kang | 李疇賡 | RO | Advising on Corporate Finance | 2003-04-01 | |
| ACY330 | LEE Chiu Kang | 李疇賡 | RO | Asset Management | 2003-04-01 | 2004-03-31 |
| ACY334 | YIU Pui Yee | 姚佩怡 | RE | Advising on Securities | 2018-03-20 | |
| ACY334 | YIU Pui Yee | 姚佩怡 | RE | Advising on Corporate Finance | 2018-03-20 | |
| ADC991 | CHAN Sui Lung, Twice | 陳瑞龍 | RO | Advising on Securities | 2007-05-28 | 2012-08-01 |
| ADC991 | CHAN Sui Lung, Twice | 陳瑞龍 | RE | Advising on Corporate Finance | 2003-11-12 | 2005-03-21 |
| ADC991 | CHAN Sui Lung, Twice | 陳瑞龍 | RO | Advising on Corporate Finance | 2005-03-21 | 2012-08-01 |
| ADC991 | CHAN Sui Lung, Twice | 陳瑞龍 | RE | Asset Management | 2003-11-12 | 2004-03-31 |
| AJM461 | Yau Yuek To | 尤若濤 | RE | Advising on Corporate Finance | 2005-06-23 | 2007-05-03 |
| AMW835 | LAU Ho Fung | 劉浩峰 | RE | Advising on Securities | 2006-02-01 | 2006-10-17 |
| AMW835 | LAU Ho Fung | 劉浩峰 | RE | Advising on Corporate Finance | 2006-02-03 | 2006-10-17 |
| AOV295 | CHENG Siu Wa | 鄭少華 | RE | Advising on Securities | 2007-05-18 | 2010-10-15 |
| AOV295 | CHENG Siu Wa | 鄭少華 | RE | Advising on Corporate Finance | 2007-09-03 | 2010-10-15 |
| APW355 | MAK Tsz Hang | 麥子衡 | RE | Advising on Securities | 2007-11-28 | 2010-03-02 |
| ATX291 | LIU Tsan Pui | 廖燦培 | RE | Advising on Securities | 2017-07-24 | |
| ATX291 | LIU Tsan Pui | 廖燦培 | RE | Advising on Corporate Finance | 2017-07-24 | |
| AVP120 | LAU Chun Yin | 劉俊賢 | RE | Advising on Securities | 2017-07-20 | |
| AVP120 | LAU Chun Yin | 劉俊賢 | RE | Advising on Corporate Finance | 2017-07-20 | |
| BHL036 | LEE Helmut Inn Man | 李彥文 | RE | Advising on Corporate Finance | 2017-01-24 | 2017-08-01 |
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