Hong Kong SFC licence institution ADU348, SAGE Asset Management (HK) Limited 智盛資產管理(香港)有限公司

These are the licence-holders that were found for SFC licence institution ADU348 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC668 CHAN Ming Fai 陳明輝 RO Advising on Securities 2003-04-01 2003-09-11
AAC668 CHAN Ming Fai 陳明輝 RO Advising on Corporate Finance 2003-04-01 2003-09-11
AAC668 CHAN Ming Fai 陳明輝 RO Asset Management 2003-04-01 2003-09-11
AAE039 YAP Shun Chung 葉純忠 RO Advising on Securities 2003-10-07 2006-09-30
AAE039 YAP Shun Chung 葉純忠 RO Advising on Corporate Finance 2003-10-07 2006-09-30
AAV701 YUNG Anthony 容天錫 RO Advising on Securities 2003-04-01 2006-04-07
AAV701 YUNG Anthony 容天錫 RO Advising on Futures Contracts 2003-04-01 2006-04-07
AAV701 YUNG Anthony 容天錫 RO Advising on Corporate Finance 2003-04-01 2006-04-07
AAV701 YUNG Anthony 容天錫 RO Asset Management 2003-04-01 2006-04-07
ABZ126 WONG Paul Wai Kai 黃偉佳 RO Advising on Securities 2003-06-17 2004-05-24
ABZ126 WONG Paul Wai Kai 黃偉佳 RO Advising on Futures Contracts 2003-06-17 2004-05-24
ABZ126 WONG Paul Wai Kai 黃偉佳 RO Asset Management 2003-06-17 2004-05-24
ACD063 CHAN Mei Yee 陳美儀 RO Advising on Securities 2004-06-23 2006-09-30
ACD063 CHAN Mei Yee 陳美儀 RO Advising on Futures Contracts 2004-06-23 2006-09-30
ACD063 CHAN Mei Yee 陳美儀 RO Asset Management 2004-06-23 2006-09-30
ACS615 LING Kim Keung 凌劍強 RE Advising on Securities 2005-06-21 2005-12-19
ADX223 PUN Kin Wa 潘建華 RO Advising on Securities 2003-07-07 2004-06-02

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