Hong Kong SFC licence institution ADU453, Asia Investment Research Limited 亞洲投資研究有限公司

These are the licence-holders that were found for SFC licence institution ADU453 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAG781 WONG Kun Kim 黃鈞黔 RO Advising on Securities 2008-02-29 2016-09-28
AAG781 WONG Kun Kim 黃鈞黔 RO Asset Management 2008-02-29 2016-09-28
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Advising on Securities 2003-04-01 2016-09-28
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Advising on Corporate Finance 2003-04-01 2005-03-15
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Asset Management 2003-04-01 2016-09-28
ACJ320 TSE Wing Keung 謝永強 RO Advising on Securities 2018-10-08
ACJ320 TSE Wing Keung 謝永強 RO Asset Management 2018-10-08
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RO Advising on Securities 2005-01-17 2007-03-06
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RO Advising on Corporate Finance 2005-01-17 2005-03-15
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RO Asset Management 2005-01-17 2007-03-06
AGM564 LEE Ka Lun 李家麟 RE Advising on Securities 2008-03-17 2008-07-07
AGM564 LEE Ka Lun 李家麟 RO Advising on Securities 2008-07-07 2016-09-28
AGM564 LEE Ka Lun 李家麟 RE Asset Management 2008-03-17 2008-07-07
AGM564 LEE Ka Lun 李家麟 RO Asset Management 2008-07-07 2016-09-28
AHU150 MA Wai Fong 馬惠芳 RE Advising on Securities 2007-04-23 2007-05-28
AHU150 MA Wai Fong 馬惠芳 RE Advising on Securities 2008-02-01 2016-09-28
AHU150 MA Wai Fong 馬惠芳 RO Advising on Securities 2007-05-28 2007-11-28
AHU150 MA Wai Fong 馬惠芳 RE Asset Management 2007-04-23 2007-05-28
AHU150 MA Wai Fong 馬惠芳 RE Asset Management 2008-02-01 2016-09-28
AHU150 MA Wai Fong 馬惠芳 RO Asset Management 2007-05-28 2007-11-28
AJG548 LI Yong, Alfa 李勇 RE Advising on Securities 2004-10-29 2007-01-25
AJG548 LI Yong, Alfa 李勇 RE Advising on Corporate Finance 2004-10-29 2005-03-15
ALI715 CHOW Chun Kit 周俊傑 RE Advising on Securities 2015-10-16 2017-03-02
ALI715 CHOW Chun Kit 周俊傑 RE Asset Management 2015-10-16 2017-03-02
ALL205 LEE Mei Chi 李美芝 RO Advising on Securities 2016-09-22
ALL205 LEE Mei Chi 李美芝 RO Asset Management 2016-09-22
ALV009 POON Cheuk Fai 潘卓輝 RE Advising on Securities 2005-05-17 2005-10-31
ALV009 POON Cheuk Fai 潘卓輝 RE Asset Management 2005-05-17 2005-10-31
ANT235 LEE Ming Tak 李明德 RE Advising on Securities 2016-08-02 2016-09-22
ANT235 LEE Ming Tak 李明德 RO Advising on Securities 2016-09-22 2018-07-15
ANT235 LEE Ming Tak 李明德 RE Asset Management 2016-08-02 2016-09-22
ANT235 LEE Ming Tak 李明德 RO Asset Management 2016-09-22 2018-07-15
AVC087 LU Zhuo 呂卓 RE Advising on Securities 2014-08-14 2015-08-01

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