Hong Kong SFC licence institution ADU830, Yu Ming Investment Management Limited 禹銘投資管理有限公司

These are the licence-holders that were found for SFC licence institution ADU830 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC265 FUNG Wing Cheung, Tony 馮永祥 RO Dealing in Securities 2003-04-01 2008-05-30
AAC265 FUNG Wing Cheung, Tony 馮永祥 RO Advising on Securities 2003-04-01 2008-05-30
AAC265 FUNG Wing Cheung, Tony 馮永祥 RO Advising on Corporate Finance 2003-04-01 2008-05-30
AAC265 FUNG Wing Cheung, Tony 馮永祥 RO Asset Management 2003-04-01 2008-05-30
AAW867 FUNG Yiu Fai, Peter 馮耀輝 RO Dealing in Securities 2005-08-23 2007-08-22
AAW867 FUNG Yiu Fai, Peter 馮耀輝 RO Advising on Securities 2003-04-01 2007-07-18
AAW867 FUNG Yiu Fai, Peter 馮耀輝 RO Advising on Corporate Finance 2003-04-01 2007-07-18
AAW867 FUNG Yiu Fai, Peter 馮耀輝 RO Asset Management 2003-04-01 2007-07-18
ABS166 LEE Wa Lun, Warren 李華倫 RO Dealing in Securities 2007-08-16
ABS166 LEE Wa Lun, Warren 李華倫 RO Advising on Securities 2003-04-01
ABS166 LEE Wa Lun, Warren 李華倫 RO Advising on Corporate Finance 2003-04-01
ABS166 LEE Wa Lun, Warren 李華倫 RO Asset Management 2003-04-01
AEM496 LEONG Chi Wai 梁治維 RO Dealing in Securities 2008-05-13 2010-02-22
AEM496 LEONG Chi Wai 梁治維 RE Advising on Securities 2003-04-01 2008-05-13
AEM496 LEONG Chi Wai 梁治維 RO Advising on Securities 2008-05-13 2010-02-22
AEM496 LEONG Chi Wai 梁治維 RE Advising on Corporate Finance 2003-04-01 2008-05-13
AEM496 LEONG Chi Wai 梁治維 RO Advising on Corporate Finance 2008-05-13 2010-02-22
AEM496 LEONG Chi Wai 梁治維 RE Asset Management 2003-04-01 2008-05-13
AEM496 LEONG Chi Wai 梁治維 RO Asset Management 2008-05-13 2010-02-22
AEM497 LAM Tak Yee 林德儀 RE Advising on Securities 2003-04-01 2006-08-18
AEM497 LAM Tak Yee 林德儀 RO Advising on Securities 2006-08-18 2006-10-14
AEM497 LAM Tak Yee 林德儀 RE Advising on Corporate Finance 2003-04-01 2006-08-18
AEM497 LAM Tak Yee 林德儀 RO Advising on Corporate Finance 2006-08-18 2006-10-14
AEM497 LAM Tak Yee 林德儀 RE Asset Management 2003-04-01 2006-08-18
AEM497 LAM Tak Yee 林德儀 RO Asset Management 2006-08-18 2006-10-14
AGJ776 LEUNG King Yue, Alex 梁景裕 RE Advising on Securities 2003-04-01 2006-01-01
AGJ776 LEUNG King Yue, Alex 梁景裕 RE Advising on Corporate Finance 2003-04-01 2006-01-01
AGJ776 LEUNG King Yue, Alex 梁景裕 RE Asset Management 2003-04-01 2006-01-01
AJG004 LAM Chi Shing 林志成 RO Dealing in Securities 2010-02-22
AJG004 LAM Chi Shing 林志成 RE Advising on Securities 2005-09-12 2006-12-31
AJG004 LAM Chi Shing 林志成 RE Advising on Securities 2007-06-21 2010-02-22
AJG004 LAM Chi Shing 林志成 RO Advising on Securities 2010-02-22
AJG004 LAM Chi Shing 林志成 RE Advising on Corporate Finance 2005-09-12 2006-12-31
AJG004 LAM Chi Shing 林志成 RE Advising on Corporate Finance 2007-06-21 2010-02-22
AJG004 LAM Chi Shing 林志成 RO Advising on Corporate Finance 2010-02-22
AJG004 LAM Chi Shing 林志成 RE Asset Management 2005-09-12 2006-12-31
AJG004 LAM Chi Shing 林志成 RE Asset Management 2007-06-21 2010-02-22
AJG004 LAM Chi Shing 林志成 RO Asset Management 2010-02-22
AJH024 LI Ming 李銘 RE Dealing in Securities 2009-01-14 2009-02-25
AJH024 LI Ming 李銘 RO Dealing in Securities 2009-02-25
AJH024 LI Ming 李銘 RE Advising on Securities 2009-01-14
AJH024 LI Ming 李銘 RE Advising on Corporate Finance 2009-01-14 2009-02-25
AJH024 LI Ming 李銘 RO Advising on Corporate Finance 2009-02-25
AJH024 LI Ming 李銘 RE Asset Management 2009-01-14
ALQ217 TUNG Chun Fai 董駿暉 RE Dealing in Securities 2005-07-15 2007-02-12
ALQ217 TUNG Chun Fai 董駿暉 RE Advising on Securities 2005-07-15 2007-02-12
ALQ217 TUNG Chun Fai 董駿暉 RE Advising on Corporate Finance 2005-07-15 2007-02-12
ALQ217 TUNG Chun Fai 董駿暉 RE Asset Management 2005-09-07 2007-02-12
AML647 LAM Wing Ah 林穎雅 RE Advising on Securities 2005-11-04 2008-12-18
AML647 LAM Wing Ah 林穎雅 RE Advising on Corporate Finance 2005-11-04 2008-12-18
AML647 LAM Wing Ah 林穎雅 RE Asset Management 2005-11-04 2008-12-18
APG438 TAM Ka Hei, Raymond 譚家熙 RE Dealing in Securities 2011-04-21
APG438 TAM Ka Hei, Raymond 譚家熙 RE Advising on Securities 2011-04-21
APG438 TAM Ka Hei, Raymond 譚家熙 RE Advising on Corporate Finance 2011-04-21
APG438 TAM Ka Hei, Raymond 譚家熙 RE Asset Management 2011-04-21
AQF574 LAU Tsang 劉錚 RE Dealing in Securities 2008-01-28 2008-05-01
AQF574 LAU Tsang 劉錚 RE Advising on Securities 2008-01-28 2008-05-01
AQF574 LAU Tsang 劉錚 RE Advising on Corporate Finance 2008-01-28 2008-05-01
AQF574 LAU Tsang 劉錚 RE Asset Management 2008-01-28 2008-05-01
AQF576 LEUNG Lap Kok 梁立壑 RE Dealing in Securities 2008-01-28 2010-05-26
AQF576 LEUNG Lap Kok 梁立壑 RE Advising on Securities 2008-01-28 2010-05-26
AQF576 LEUNG Lap Kok 梁立壑 RE Advising on Corporate Finance 2008-01-28 2010-05-26
AQF576 LEUNG Lap Kok 梁立壑 RE Asset Management 2008-01-28 2010-05-26
AQQ196 NG Chun Man, Michael 吳俊文 RE Dealing in Securities 2010-10-15 2011-04-11
AQQ196 NG Chun Man, Michael 吳俊文 RE Advising on Securities 2010-10-15 2011-04-11
AQQ196 NG Chun Man, Michael 吳俊文 RE Advising on Corporate Finance 2010-10-15 2011-04-11
AQQ196 NG Chun Man, Michael 吳俊文 RE Asset Management 2010-10-15 2011-04-11
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Dealing in Securities 2008-09-12 2010-04-30
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Securities 2008-09-12 2010-04-30
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Advising on Corporate Finance 2008-09-12 2010-04-30
ARL253 TAM Ka Heng, Carmen 譚嘉恒 RE Asset Management 2008-09-12 2010-04-30
ART646 CHENG Wai Yang 鄭韋欣 RE Asset Management 2015-04-16 2018-04-22
ASL017 LI Jun Qiao, Kelman 李駿翹 RE Dealing in Securities 2009-03-18 2009-06-22
ASL017 LI Jun Qiao, Kelman 李駿翹 RE Advising on Securities 2009-03-18 2009-06-22
ASL017 LI Jun Qiao, Kelman 李駿翹 RE Advising on Corporate Finance 2009-03-18 2009-06-22
ASL017 LI Jun Qiao, Kelman 李駿翹 RE Asset Management 2009-03-18 2009-06-22
ATT236 WU Yi Shun, Josephine 胡懿淳 RE Dealing in Securities 2009-10-22 2011-05-26
ATT236 WU Yi Shun, Josephine 胡懿淳 RE Advising on Securities 2009-12-16 2011-05-26
ATT236 WU Yi Shun, Josephine 胡懿淳 RE Advising on Corporate Finance 2009-12-16 2011-05-26
ATT236 WU Yi Shun, Josephine 胡懿淳 RE Asset Management 2009-12-16 2011-05-26
AVY468 YOU Qian 尤謙 RE Dealing in Securities 2010-10-29 2011-05-11
AVY468 YOU Qian 尤謙 RE Advising on Securities 2010-10-29 2011-05-11
AVY468 YOU Qian 尤謙 RE Advising on Corporate Finance 2010-10-29 2011-05-11
AVY468 YOU Qian 尤謙 RE Asset Management 2010-10-29 2011-05-11
AXD985 FONG Yun Sang 方潤生 RE Dealing in Securities 2014-10-06
AXD985 FONG Yun Sang 方潤生 RE Advising on Securities 2014-10-06
AXD985 FONG Yun Sang 方潤生 RE Advising on Corporate Finance 2014-10-06
AXD985 FONG Yun Sang 方潤生 RE Asset Management 2014-10-06
AYG286 YAM Chak Sun 任澤新 RE Dealing in Securities 2011-11-10 2014-07-31
AYG286 YAM Chak Sun 任澤新 RE Advising on Securities 2011-11-10 2014-07-31
AYG286 YAM Chak Sun 任澤新 RE Advising on Corporate Finance 2011-11-10 2014-07-31
AYG286 YAM Chak Sun 任澤新 RE Asset Management 2011-11-10 2014-07-31
AYR746 XIA Zhiquan 夏志全 RE Dealing in Securities 2011-12-28 2014-06-06
AYR746 XIA Zhiquan 夏志全 RE Advising on Securities 2011-12-28 2014-06-06
AYR746 XIA Zhiquan 夏志全 RE Advising on Corporate Finance 2011-12-28 2014-06-06
AYR746 XIA Zhiquan 夏志全 RE Asset Management 2011-12-28 2014-06-06
AZB678 ZHANG Yanyu 張彥瑜 RE Dealing in Securities 2012-11-12 2014-06-06
AZB678 ZHANG Yanyu 張彥瑜 RE Advising on Securities 2012-11-12 2014-06-06
AZB678 ZHANG Yanyu 張彥瑜 RE Advising on Corporate Finance 2012-11-12 2014-06-06
AZB678 ZHANG Yanyu 張彥瑜 RE Asset Management 2012-11-12 2014-06-06
BHU289 CHOW Kai Yip, Nelson 周啟業 RE Dealing in Securities 2016-10-17
BHU289 CHOW Kai Yip, Nelson 周啟業 RE Advising on Securities 2016-10-17
BHU289 CHOW Kai Yip, Nelson 周啟業 RE Advising on Corporate Finance 2016-10-17

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