Hong Kong SFC licence institution ADV256, Charles Schwab, Hong Kong, Limited 嘉信理財香港有限公司

These are the licence-holders that were found for SFC licence institution ADV256 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Dealing in Securities 2003-04-01 2005-09-29
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Advising on Securities 2003-04-01 2005-09-29
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Advising on Futures Contracts 2003-04-01 2005-09-29
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Advising on Corporate Finance 2003-04-01 2004-05-04
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Providing Automated Trading Services 2003-04-01 2004-05-04
ABN422 LEUNG Wai Kei, Gary 梁偉基 RO Asset Management 2003-04-01 2004-05-04
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Dealing in Securities 2003-04-01
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Advising on Securities 2003-04-01
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Advising on Futures Contracts 2003-04-01 2016-08-24
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Advising on Corporate Finance 2003-04-01 2004-04-28
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Providing Automated Trading Services 2003-04-01 2004-04-28
ABV980 HUI Mo Shi, Cindy 許慕詩 RE Asset Management 2003-04-01 2004-04-28
ACB666 HO Chun Pong 何振邦 RE Dealing in Securities 2009-11-13 2010-07-28
ACB666 HO Chun Pong 何振邦 RE Advising on Securities 2009-11-13 2010-07-28
ACB666 HO Chun Pong 何振邦 RE Advising on Futures Contracts 2009-11-27 2010-07-28
ACM355 HUI Siu Wing 許小榮 RO Dealing in Securities 2003-04-01 2005-10-31
ACM355 HUI Siu Wing 許小榮 RO Advising on Securities 2003-04-01 2005-10-31
ACM355 HUI Siu Wing 許小榮 RO Advising on Futures Contracts 2003-04-01 2005-10-31
ACM355 HUI Siu Wing 許小榮 RO Advising on Corporate Finance 2003-04-01 2004-05-04
ACM355 HUI Siu Wing 許小榮 RO Providing Automated Trading Services 2003-04-01 2004-05-04
ACM355 HUI Siu Wing 許小榮 RO Asset Management 2003-04-01 2004-05-04
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Dealing in Securities 2003-04-01 2003-07-31
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Advising on Securities 2003-04-01 2003-07-31
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Advising on Futures Contracts 2003-04-01 2003-07-31
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Advising on Corporate Finance 2003-04-01 2003-07-31
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Providing Automated Trading Services 2003-04-01 2003-07-31
ADH091 CHAN Tsun Kay, Edwin 陳俊祺 RE Asset Management 2003-04-01 2003-07-31
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Dealing in Securities 2003-04-01 2005-08-25
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Advising on Securities 2003-04-01 2004-04-27
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Advising on Corporate Finance 2003-04-01 2004-04-27
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Providing Automated Trading Services 2003-04-01 2004-04-27
ADR661 LEE Pui Ki, Peggy 李珮琪 RE Asset Management 2003-04-01 2004-04-27
AEC071 KWONG Hoi Ngai, Anna 鄺海毅 RE Dealing in Securities 2003-04-01 2004-05-21
AEC071 KWONG Hoi Ngai, Anna 鄺海毅 RE Advising on Securities 2003-04-01 2004-05-21
AEC071 KWONG Hoi Ngai, Anna 鄺海毅 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AEC071 KWONG Hoi Ngai, Anna 鄺海毅 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AEC071 KWONG Hoi Ngai, Anna 鄺海毅 RE Asset Management 2003-04-01 2004-04-27
AED071 HO Virginia 何麗琪 RE Dealing in Securities 2003-04-01 2004-09-14
AED071 HO Virginia 何麗琪 RE Advising on Securities 2003-04-01 2004-09-14
AED071 HO Virginia 何麗琪 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AED071 HO Virginia 何麗琪 RE Providing Automated Trading Services 2003-04-01 2004-04-28
AED071 HO Virginia 何麗琪 RE Asset Management 2003-04-01 2004-04-28
AEF114 LEE Wai Hong, Wilson 李維航 RE Dealing in Securities 2003-04-01 2004-02-17
AEF114 LEE Wai Hong, Wilson 李維航 RE Advising on Securities 2003-04-01 2004-02-17
AEF114 LEE Wai Hong, Wilson 李維航 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AEF114 LEE Wai Hong, Wilson 李維航 RE Providing Automated Trading Services 2003-04-01 2004-02-17
AEF114 LEE Wai Hong, Wilson 李維航 RE Asset Management 2003-04-01 2004-02-17
AEJ330 LO Chi Kwan, Greta 魯慈君 RE Dealing in Securities 2003-08-05 2004-08-04
AEJ330 LO Chi Kwan, Greta 魯慈君 RE Advising on Securities 2003-11-05 2004-08-04
AEJ330 LO Chi Kwan, Greta 魯慈君 RE Advising on Futures Contracts 2003-11-05 2004-08-04
AEX184 WONG Wai Mei, Maria 黃惠微 RO Dealing in Securities 2005-12-07
AEX184 WONG Wai Mei, Maria 黃惠微 RO Advising on Securities 2005-12-07
AEX184 WONG Wai Mei, Maria 黃惠微 RO Advising on Futures Contracts 2005-12-07 2016-08-31
AFO897 NG Ka Yun 伍家欣 RE Dealing in Securities 2003-04-01 2004-02-17
AFO897 NG Ka Yun 伍家欣 RE Advising on Securities 2003-04-01 2004-02-17
AFO897 NG Ka Yun 伍家欣 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFO897 NG Ka Yun 伍家欣 RE Providing Automated Trading Services 2003-04-01 2004-02-17
AFO897 NG Ka Yun 伍家欣 RE Asset Management 2003-04-01 2004-02-17
AFQ895 YOUNG Wai Yuen 楊偉源 RE Dealing in Securities 2004-03-25 2004-12-14
AFQ895 YOUNG Wai Yuen 楊偉源 RE Advising on Securities 2004-08-27 2004-12-14
AFQ895 YOUNG Wai Yuen 楊偉源 RE Advising on Futures Contracts 2004-08-27 2004-12-14
AFS919 MAK Lung Lok 麥龍樂 RE Dealing in Securities 2003-04-01 2006-04-13
AFS919 MAK Lung Lok 麥龍樂 RE Advising on Securities 2003-04-01 2006-04-13
AFS919 MAK Lung Lok 麥龍樂 RE Advising on Futures Contracts 2004-08-27 2006-04-13
AFS919 MAK Lung Lok 麥龍樂 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AFS919 MAK Lung Lok 麥龍樂 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AFS919 MAK Lung Lok 麥龍樂 RE Asset Management 2003-04-01 2004-04-27
AFT053 SO Wing Lam 蘇泳林 RE Dealing in Securities 2003-04-01 2004-02-17
AFT053 SO Wing Lam 蘇泳林 RE Advising on Securities 2003-04-01 2004-02-17
AFT053 SO Wing Lam 蘇泳林 RE Advising on Futures Contracts 2003-04-01 2004-02-17
AFT053 SO Wing Lam 蘇泳林 RE Advising on Corporate Finance 2003-04-01 2004-02-17
AFT053 SO Wing Lam 蘇泳林 RE Providing Automated Trading Services 2003-04-01 2004-02-17
AFT053 SO Wing Lam 蘇泳林 RE Asset Management 2003-04-01 2004-02-17
AGA340 FONG Michael Lung 方碩穩 RE Dealing in Securities 2016-10-24 2016-11-10
AGA340 FONG Michael Lung 方碩穩 RO Dealing in Securities 2016-11-10
AGA340 FONG Michael Lung 方碩穩 RE Advising on Securities 2016-10-24 2016-11-10
AGA340 FONG Michael Lung 方碩穩 RO Advising on Securities 2016-11-10
AGB466 MAK Wai Chi 麥慧芝 RE Dealing in Securities 2003-04-01 2005-10-06
AGB466 MAK Wai Chi 麥慧芝 RE Advising on Securities 2003-04-01 2005-10-06
AGB466 MAK Wai Chi 麥慧芝 RE Advising on Futures Contracts 2003-04-01 2005-10-06
AGB466 MAK Wai Chi 麥慧芝 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGB466 MAK Wai Chi 麥慧芝 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGB466 MAK Wai Chi 麥慧芝 RE Asset Management 2003-04-01 2004-04-27
AGC054 YUNG Ngai Keung 翁毅強 RE Dealing in Securities 2003-04-01 2004-12-14
AGC054 YUNG Ngai Keung 翁毅強 RE Advising on Securities 2003-04-01 2004-12-14
AGC054 YUNG Ngai Keung 翁毅強 RE Advising on Futures Contracts 2004-08-27 2004-12-14
AGC054 YUNG Ngai Keung 翁毅強 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGC054 YUNG Ngai Keung 翁毅強 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGC054 YUNG Ngai Keung 翁毅強 RE Asset Management 2003-04-01 2004-04-27
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Dealing in Securities 2003-04-01 2004-12-14
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Advising on Securities 2003-04-01 2004-12-14
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Advising on Futures Contracts 2003-04-01 2004-12-14
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Providing Automated Trading Services 2003-04-01 2004-04-28
AGC145 MAK Lan Chee, Margaret 麥蘭芝 RE Asset Management 2003-04-01 2004-04-28
AGC146 AU Leung Cheong 區良昌 RE Dealing in Securities 2003-09-02 2005-10-18
AGC146 AU Leung Cheong 區良昌 RO Dealing in Securities 2005-10-18 2009-04-27
AGC146 AU Leung Cheong 區良昌 RE Advising on Securities 2003-11-11 2005-10-18
AGC146 AU Leung Cheong 區良昌 RO Advising on Securities 2005-10-18 2009-04-27
AGC146 AU Leung Cheong 區良昌 RE Advising on Futures Contracts 2003-11-11 2005-10-18
AGC146 AU Leung Cheong 區良昌 RO Advising on Futures Contracts 2005-10-18 2009-04-27
AGC566 NGAI Lap Wah 魏立華 RE Dealing in Securities 2003-04-01 2006-09-11
AGC566 NGAI Lap Wah 魏立華 RE Advising on Securities 2003-04-01 2004-04-27
AGC566 NGAI Lap Wah 魏立華 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGC566 NGAI Lap Wah 魏立華 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGC566 NGAI Lap Wah 魏立華 RE Asset Management 2003-04-01 2004-04-27
AGC570 KONG Kwok Keung, Kenneth 江國強 RE Dealing in Securities 2003-04-01 2005-08-05
AGC570 KONG Kwok Keung, Kenneth 江國強 RE Advising on Securities 2003-04-01 2004-04-28
AGC570 KONG Kwok Keung, Kenneth 江國強 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AGC570 KONG Kwok Keung, Kenneth 江國強 RE Providing Automated Trading Services 2003-04-01 2004-04-28
AGC570 KONG Kwok Keung, Kenneth 江國強 RE Asset Management 2003-04-01 2004-04-28
AGC869 SUN Chen 孫晨 RE Dealing in Securities 2004-02-11 2005-07-02
AGC869 SUN Chen 孫晨 RO Dealing in Securities 2006-05-11 2015-12-24
AGC869 SUN Chen 孫晨 RE Advising on Securities 2004-06-17 2005-07-02
AGC869 SUN Chen 孫晨 RO Advising on Securities 2006-05-11 2015-12-24
AGC869 SUN Chen 孫晨 RE Advising on Futures Contracts 2004-06-17 2005-07-02
AGC869 SUN Chen 孫晨 RO Advising on Futures Contracts 2006-05-11 2015-12-24
AGD016 HO Sin Ying, Pierra 何倩瑩 RO Dealing in Securities 2003-04-01 2016-08-14
AGD016 HO Sin Ying, Pierra 何倩瑩 RO Advising on Securities 2004-05-04 2016-08-14
AGD016 HO Sin Ying, Pierra 何倩瑩 RO Advising on Futures Contracts 2003-04-01 2016-08-14
AGD016 HO Sin Ying, Pierra 何倩瑩 RO Providing Automated Trading Services 2003-04-01 2004-05-04
AGD417 CHAN Yuk Chun 陳玉珍 RE Dealing in Securities 2011-07-27 2018-04-03
AGD417 CHAN Yuk Chun 陳玉珍 RO Dealing in Securities 2018-04-03
AGD417 CHAN Yuk Chun 陳玉珍 RE Advising on Securities 2011-07-27 2018-04-03
AGD417 CHAN Yuk Chun 陳玉珍 RO Advising on Securities 2018-04-03
AGD417 CHAN Yuk Chun 陳玉珍 RE Advising on Futures Contracts 2011-07-27 2016-08-24
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Dealing in Securities 2017-06-20
AGG841 LEE Wan Siu, Joyce 李韻韶 RE Advising on Securities 2017-06-20
AGJ099 WONG Ching Yin, Christina 黃靜賢 RE Dealing in Securities 2003-04-01 2004-07-19
AGJ099 WONG Ching Yin, Christina 黃靜賢 RE Advising on Securities 2003-04-01 2004-07-19
AGJ099 WONG Ching Yin, Christina 黃靜賢 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGJ099 WONG Ching Yin, Christina 黃靜賢 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGJ099 WONG Ching Yin, Christina 黃靜賢 RE Asset Management 2003-04-01 2004-04-27
AGL964 LIN Melody Yanshan 林艷珊 RE Dealing in Securities 2003-04-01 2006-05-12
AGL964 LIN Melody Yanshan 林艷珊 RE Advising on Securities 2003-04-01 2004-04-27
AGL964 LIN Melody Yanshan 林艷珊 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGL964 LIN Melody Yanshan 林艷珊 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGL964 LIN Melody Yanshan 林艷珊 RE Asset Management 2003-04-01 2004-04-27
AGM044 TSUNG Joanna RE Dealing in Securities 2003-04-01 2006-09-11
AGM044 TSUNG Joanna RE Advising on Securities 2003-04-01 2004-04-27
AGM044 TSUNG Joanna RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGM044 TSUNG Joanna RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGM044 TSUNG Joanna RE Asset Management 2003-04-01 2004-04-27
AGO921 YIN Alice Zeng RE Dealing in Securities 2003-04-01 2006-09-11
AGO921 YIN Alice Zeng RE Advising on Securities 2003-04-01 2004-04-27
AGO921 YIN Alice Zeng RE Advising on Corporate Finance 2003-04-01 2004-04-27
AGO921 YIN Alice Zeng RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGO921 YIN Alice Zeng RE Asset Management 2003-04-01 2004-04-27
AGP658 LOO Wan Chi 盧韻姿 RE Dealing in Securities 2006-03-17 2006-10-17
AHK087 KUO Yen-Ting 郭彥廷 RE Dealing in Securities 2003-04-01 2003-05-30
AHK087 KUO Yen-Ting 郭彥廷 RE Advising on Securities 2003-04-01 2003-05-30
AHK087 KUO Yen-Ting 郭彥廷 RE Advising on Corporate Finance 2003-04-01 2003-05-30
AHK087 KUO Yen-Ting 郭彥廷 RE Providing Automated Trading Services 2003-04-01 2003-05-30
AHK087 KUO Yen-Ting 郭彥廷 RE Asset Management 2003-04-01 2003-05-30
AHR096 HUI Tin Tak, Eddie 許天達 RE Dealing in Securities 2009-06-29 2015-12-15
AHR096 HUI Tin Tak, Eddie 許天達 RO Dealing in Securities 2015-12-15 2016-11-14
AHR096 HUI Tin Tak, Eddie 許天達 RE Advising on Securities 2009-06-29 2015-12-15
AHR096 HUI Tin Tak, Eddie 許天達 RO Advising on Securities 2015-12-15 2016-11-14
AHR096 HUI Tin Tak, Eddie 許天達 RE Advising on Futures Contracts 2009-06-29 2016-08-31
AHR503 XU Yujie 許宇洁 RE Dealing in Securities 2007-10-02 2010-09-28
AHR503 XU Yujie 許宇洁 RE Advising on Securities 2007-10-02 2010-09-28
AHR503 XU Yujie 許宇洁 RE Advising on Futures Contracts 2007-10-02 2010-09-28
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Dealing in Securities 2003-04-01 2007-06-12
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Dealing in Securities 2010-05-14 2012-03-20
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Advising on Securities 2003-04-01 2007-06-12
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Advising on Securities 2010-05-14 2012-03-20
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Advising on Futures Contracts 2004-08-27 2007-06-12
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Advising on Futures Contracts 2010-05-14 2012-03-20
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Advising on Corporate Finance 2003-04-01 2004-04-27
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AHX688 LAU Hing Chung, Wilfred 劉慶中 RE Asset Management 2003-04-01 2004-04-27
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Dealing in Securities 2003-04-01 2004-09-27
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Advising on Securities 2003-04-01 2004-09-27
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Advising on Corporate Finance 2003-04-01 2004-04-28
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Providing Automated Trading Services 2003-04-01 2004-04-28
AHY077 CHAN Cheuk Luen, Margo 陳卓聯 RE Asset Management 2003-04-01 2004-04-28
AIC115 LI Hiu Fai 李曉輝 RE Dealing in Securities 2011-09-28 2017-07-23
AIC115 LI Hiu Fai 李曉輝 RE Advising on Securities 2011-09-28 2017-07-23
AIC115 LI Hiu Fai 李曉輝 RE Advising on Futures Contracts 2011-09-28 2016-08-24
AIU428 TSE Shek Hang 謝碩恆 RE Dealing in Securities 2007-07-31 2008-04-06
AIU428 TSE Shek Hang 謝碩恆 RE Advising on Securities 2007-07-31 2008-04-06
AIU428 TSE Shek Hang 謝碩恆 RE Advising on Futures Contracts 2007-07-31 2008-04-06
AJC301 CHAN Hin Fan, Ben 陳顯勳 RE Dealing in Securities 2003-08-05 2003-11-10
AJC830 TSE Ming Fun 謝銘勳 RE Dealing in Securities 2006-05-29 2007-06-09
AJC830 TSE Ming Fun 謝銘勳 RE Advising on Securities 2006-05-29 2007-06-09
AJC830 TSE Ming Fun 謝銘勳 RE Advising on Futures Contracts 2006-05-29 2007-06-09
AJE982 CHEUNG Tak Lai, Philip 張德禮 RE Dealing in Securities 2003-10-23 2005-07-20
AJE982 CHEUNG Tak Lai, Philip 張德禮 RE Advising on Securities 2004-08-27 2005-07-20
AJE982 CHEUNG Tak Lai, Philip 張德禮 RE Advising on Futures Contracts 2004-08-27 2005-07-20
AJH193 TANG Hoi Ming 鄧愷明 RE Dealing in Securities 2004-02-03 2005-01-24
AKO761 LIU Yuchang 劉育彰 RE Dealing in Securities 2004-05-07
AKO761 LIU Yuchang 劉育彰 RE Advising on Securities 2004-10-28
AKO761 LIU Yuchang 劉育彰 RE Advising on Futures Contracts 2004-10-28 2016-08-24
AKQ877 LI Kit Suen, Anita 李潔琁 RE Dealing in Securities 2004-05-25 2004-12-14
AKQ877 LI Kit Suen, Anita 李潔琁 RE Advising on Securities 2004-10-28 2004-12-14
AKQ877 LI Kit Suen, Anita 李潔琁 RE Advising on Futures Contracts 2004-10-28 2004-12-14
ALB061 MUN Ching Cheng 閔青城 RE Dealing in Securities 2006-11-16 2007-05-15
ALB061 MUN Ching Cheng 閔青城 RE Advising on Securities 2006-11-16 2007-05-15
ALB061 MUN Ching Cheng 閔青城 RE Advising on Futures Contracts 2006-11-16 2007-05-15
ALB872 LEUNG Tsz Ho, Eric 梁子浩 RE Dealing in Securities 2004-08-12 2005-07-02
ALB872 LEUNG Tsz Ho, Eric 梁子浩 RE Advising on Securities 2004-10-05 2005-07-02
ALB872 LEUNG Tsz Ho, Eric 梁子浩 RE Advising on Futures Contracts 2004-10-05 2005-07-02
ALI399 KWAN Man Ho, Michael 關文浩 RE Dealing in Securities 2004-10-14 2005-10-28
ALI399 KWAN Man Ho, Michael 關文浩 RE Advising on Securities 2005-07-20 2005-10-28
ALI399 KWAN Man Ho, Michael 關文浩 RE Advising on Futures Contracts 2005-07-20 2005-10-28
ALJ793 WONG Dor Dor 黃多多 RE Dealing in Securities 2004-10-28 2009-09-07
ALJ793 WONG Dor Dor 黃多多 RE Advising on Securities 2005-01-25 2009-09-07
ALJ793 WONG Dor Dor 黃多多 RE Advising on Futures Contracts 2005-01-25 2009-09-07
AMH295 YIN Phillip Tk 嚴正剛 RE Dealing in Securities 2006-07-28 2007-09-04
AMH295 YIN Phillip Tk 嚴正剛 RE Advising on Securities 2006-07-28 2007-09-04
AMH295 YIN Phillip Tk 嚴正剛 RE Advising on Futures Contracts 2006-07-28 2007-09-04
AMK344 SPANGENBERG Herbert Stephan RO Dealing in Securities 2006-05-11
AMK344 SPANGENBERG Herbert Stephan RO Advising on Securities 2006-05-11
AMK344 SPANGENBERG Herbert Stephan RO Advising on Futures Contracts 2006-05-11 2016-08-31
AMK409 LO Yu Kei, Winton 盧裕基 RE Dealing in Securities 2005-08-31 2010-12-21
AMK409 LO Yu Kei, Winton 盧裕基 RE Advising on Securities 2005-08-31 2010-12-21
AMK409 LO Yu Kei, Winton 盧裕基 RE Advising on Futures Contracts 2005-08-31 2010-12-21
AMK413 CHIEN Tsz Kin 錢子健 RE Dealing in Securities 2005-08-31 2008-09-15
AMK413 CHIEN Tsz Kin 錢子健 RE Advising on Securities 2005-08-31 2008-09-15
AMK413 CHIEN Tsz Kin 錢子健 RE Advising on Futures Contracts 2005-08-31 2008-09-15
AMS521 CHAN Grace Kwok Li 陳國莉 RE Dealing in Securities 2005-11-21 2009-10-01
AMS521 CHAN Grace Kwok Li 陳國莉 RE Advising on Securities 2005-11-21 2009-10-01
AMS521 CHAN Grace Kwok Li 陳國莉 RE Advising on Futures Contracts 2005-11-21 2009-10-01
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Dealing in Securities 2005-12-07 2008-06-27
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Advising on Securities 2005-12-07 2008-06-27
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Advising on Futures Contracts 2005-12-07 2008-06-27
AMU485 CHAN Kar Ming, Leo 陳家明 RE Dealing in Securities 2005-12-09 2007-12-01
AMU485 CHAN Kar Ming, Leo 陳家明 RE Advising on Securities 2005-12-09 2007-12-01
AMU485 CHAN Kar Ming, Leo 陳家明 RE Advising on Futures Contracts 2005-12-09 2007-12-01
AMZ186 WONG Ho Ching 黃可靜 RE Dealing in Securities 2008-01-15
AMZ186 WONG Ho Ching 黃可靜 RE Advising on Securities 2008-01-15
AMZ186 WONG Ho Ching 黃可靜 RE Advising on Futures Contracts 2008-01-29 2016-08-24
ANH344 TIN Yuk 田旭 RE Dealing in Securities 2018-04-12
ANH344 TIN Yuk 田旭 RE Advising on Securities 2018-04-12
ANH678 POON King Tou, Ronald 潘敬濤 RE Dealing in Securities 2011-03-30 2018-03-28
ANH678 POON King Tou, Ronald 潘敬濤 RE Advising on Securities 2011-03-30 2018-03-28
ANH678 POON King Tou, Ronald 潘敬濤 RE Advising on Futures Contracts 2011-03-30 2016-08-24
APJ115 NG Sin Wai 伍仙蕙 RE Dealing in Securities 2007-08-03 2008-04-26
APJ115 NG Sin Wai 伍仙蕙 RE Advising on Securities 2007-08-03 2008-04-26
APJ115 NG Sin Wai 伍仙蕙 RE Advising on Futures Contracts 2007-08-03 2008-04-26
APR775 KWOK Ming San 郭明燊 RE Dealing in Securities 2014-10-06
APR775 KWOK Ming San 郭明燊 RE Advising on Securities 2014-10-06
APR775 KWOK Ming San 郭明燊 RE Advising on Futures Contracts 2014-10-06 2016-08-24
APW826 LAM Cheung Kit, Jacky 林長傑 RE Dealing in Securities 2017-03-31
APW826 LAM Cheung Kit, Jacky 林長傑 RE Advising on Securities 2017-03-31
AQJ208 FANG Lina 方琳琳 RE Dealing in Securities 2008-01-23 2013-07-22
AQJ208 FANG Lina 方琳琳 RE Advising on Securities 2008-01-23 2013-07-22
AQJ208 FANG Lina 方琳琳 RE Advising on Futures Contracts 2008-01-23 2013-07-22
AQV790 LIEU Elisa 廖伊麗莎 RE Dealing in Securities 2008-04-16 2014-06-17
AQV790 LIEU Elisa 廖伊麗莎 RE Advising on Securities 2008-04-16 2014-06-17
AQV790 LIEU Elisa 廖伊麗莎 RE Advising on Futures Contracts 2008-04-16 2014-06-17
ARH409 LEE Tse Faye 李詩惠 RE Dealing in Securities 2008-07-08 2008-09-19
ARH409 LEE Tse Faye 李詩惠 RE Advising on Securities 2008-07-08 2008-09-19
ARH409 LEE Tse Faye 李詩惠 RE Advising on Futures Contracts 2008-07-08 2008-09-19
ARH445 TANG Hoi Ling 鄧凱玲 RE Dealing in Securities 2008-07-09 2010-12-10
ARN436 KWONG Joanne Ting 鄺玉婷 RE Dealing in Securities 2008-08-25 2011-06-12
ARN436 KWONG Joanne Ting 鄺玉婷 RE Advising on Securities 2008-08-25 2011-06-12
ARN436 KWONG Joanne Ting 鄺玉婷 RE Advising on Futures Contracts 2008-08-25 2011-06-12
ATY281 YIN Yin 印胤 RE Dealing in Securities 2012-11-26 2017-09-18
ATY281 YIN Yin 印胤 RE Advising on Securities 2012-11-26 2017-09-18
ATY281 YIN Yin 印胤 RE Advising on Futures Contracts 2012-11-26 2016-08-24
AWR850 YIU Peter 游國義 RE Dealing in Securities 2011-01-25
AWR850 YIU Peter 游國義 RE Advising on Securities 2011-01-25
AWR850 YIU Peter 游國義 RE Advising on Futures Contracts 2011-01-25 2016-08-24
AWZ070 NG Hon Nin 吳翰年 RE Dealing in Securities 2011-03-14
AWZ070 NG Hon Nin 吳翰年 RE Advising on Securities 2011-03-14
AWZ070 NG Hon Nin 吳翰年 RE Advising on Futures Contracts 2011-03-14 2016-08-24
AYE649 XIE Shuo 謝朔 RE Dealing in Securities 2011-11-02 2013-06-15
AYV504 PO Wing Suen, Susana 布穎璇 RE Dealing in Securities 2017-06-21
AYV504 PO Wing Suen, Susana 布穎璇 RE Advising on Securities 2017-06-21
BJT102 CHEUNG Ka Ming 張嘉銘 RE Dealing in Securities 2017-06-20 2018-08-30
BJT102 CHEUNG Ka Ming 張嘉銘 RE Advising on Securities 2017-06-20 2018-08-30
BKY826 CHAN Chung Chuen 陳仲銓 RE Dealing in Securities 2017-09-15
BKY826 CHAN Chung Chuen 陳仲銓 RE Advising on Securities 2017-09-15
BNO944 CHOI Miu Wa 蔡妙華 RE Dealing in Securities 2018-09-21 2018-10-08
BNO944 CHOI Miu Wa 蔡妙華 RE Advising on Securities 2018-09-21 2018-10-08
BNS145 CHOI Chung Wang 蔡頌泓 RE Dealing in Securities 2018-10-24
BNS145 CHOI Chung Wang 蔡頌泓 RE Advising on Securities 2018-10-24
BNT810 CHOY Sze Wai 蔡思慧 RE Dealing in Securities 2018-11-06
BNT810 CHOY Sze Wai 蔡思慧 RE Advising on Securities 2018-11-06
BNV619 CHIM Dixon 詹德舜 RE Dealing in Securities 2018-11-30
BNV619 CHIM Dixon 詹德舜 RE Advising on Securities 2018-11-30

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