Hong Kong SFC licence institution ADV625, Sarasin Rabo Investment Management Limited 瑞士嘉盛萊寶投資管理有限公司

These are the licence-holders that were found for SFC licence institution ADV625 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC093 TAM Kwong Lau, Larry 譚廣流 RE Dealing in Securities 2008-05-13 2009-02-07
AAC093 TAM Kwong Lau, Larry 譚廣流 RE Advising on Securities 2008-05-13 2009-02-07
AAC117 FOK Kam Chu, John 霍錦柱 RE Dealing in Securities 2003-04-01 2007-06-30
AAC117 FOK Kam Chu, John 霍錦柱 RE Advising on Securities 2003-04-01 2007-06-30
AAC117 FOK Kam Chu, John 霍錦柱 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AAC117 FOK Kam Chu, John 霍錦柱 RE Asset Management 2003-04-01 2004-10-12
AAE918 LAM Yuk Bo, Candy 林育寶 RE Dealing in Securities 2008-08-07 2011-01-31
AAE918 LAM Yuk Bo, Candy 林育寶 RE Advising on Securities 2008-08-07 2011-01-31
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RE Dealing in Securities 2007-05-01 2011-01-31
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RO Dealing in Securities 2003-04-01 2007-05-01
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RE Advising on Securities 2007-05-01 2011-01-31
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RO Advising on Securities 2003-04-01 2007-05-01
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RO Advising on Corporate Finance 2003-04-01 2004-10-12
AAF411 KWAN HUI Kin Heung, Virginia 關許建香 RO Asset Management 2003-04-01 2004-10-12
AAF433 NG Man Yee, Mary 吳敏兒 RE Dealing in Securities 2003-04-01 2010-03-23
AAF433 NG Man Yee, Mary 吳敏兒 RE Advising on Securities 2003-04-01 2010-03-23
AAF433 NG Man Yee, Mary 吳敏兒 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AAF433 NG Man Yee, Mary 吳敏兒 RE Asset Management 2003-04-01 2004-10-12
AAI267 SIT Yiu Sun 薛耀燊 RE Dealing in Securities 2006-12-22 2007-03-26
AAI267 SIT Yiu Sun 薛耀燊 RO Dealing in Securities 2007-03-26 2008-03-12
AAI267 SIT Yiu Sun 薛耀燊 RE Advising on Securities 2006-12-22 2007-03-26
AAI267 SIT Yiu Sun 薛耀燊 RO Advising on Securities 2007-03-26 2008-03-12
AAJ020 SO LAM Yuk Yin, Elina 蘇林育燕 RE Dealing in Securities 2008-08-07 2011-01-31
AAJ020 SO LAM Yuk Yin, Elina 蘇林育燕 RE Advising on Securities 2008-08-07 2011-01-31
AAK874 CHAN Suk Fan 陳淑芬 RE Dealing in Securities 2003-07-28 2009-06-11
AAK874 CHAN Suk Fan 陳淑芬 RE Advising on Securities 2003-07-28 2009-06-11
AAK874 CHAN Suk Fan 陳淑芬 RE Asset Management 2004-03-11 2004-10-12
AAV728 TSANG Lai Ming, Alice RE Dealing in Securities 2007-07-12 2009-12-01
AAV728 TSANG Lai Ming, Alice RE Advising on Securities 2007-07-12 2009-12-01
AAY258 CHOI Enid Ying Lai 蔡英麗 RO Dealing in Securities 2007-08-29 2012-01-17
AAY258 CHOI Enid Ying Lai 蔡英麗 RE Advising on Securities 2007-06-27 2007-08-29
AAY258 CHOI Enid Ying Lai 蔡英麗 RO Advising on Securities 2007-08-29 2012-01-17
AAZ044 KONG HO Pui King, Stella 江何佩琼 RE Dealing in Securities 2008-04-15 2010-01-29
AAZ044 KONG HO Pui King, Stella 江何佩琼 RE Advising on Securities 2008-04-15 2010-01-29
AAZ359 RUCKERT Simon John RO Dealing in Securities 2003-04-01 2007-11-21
AAZ359 RUCKERT Simon John RO Advising on Securities 2003-04-01 2007-11-21
AAZ359 RUCKERT Simon John RO Advising on Corporate Finance 2003-04-01 2004-10-12
AAZ359 RUCKERT Simon John RO Asset Management 2003-04-01 2004-10-12
ABG346 LEUNG Yuk Nam, Douglas 梁煜南 RE Dealing in Securities 2003-04-01 2007-09-07
ABG346 LEUNG Yuk Nam, Douglas 梁煜南 RE Advising on Securities 2003-04-01 2007-09-07
ABG346 LEUNG Yuk Nam, Douglas 梁煜南 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ABG346 LEUNG Yuk Nam, Douglas 梁煜南 RE Asset Management 2003-04-01 2004-10-12
ABH981 CHEUNG Pui Wai 張佩慧 RE Dealing in Securities 2007-01-08 2011-01-31
ABH981 CHEUNG Pui Wai 張佩慧 RE Advising on Securities 2007-01-08 2011-01-31
ABL662 IP Ki Wai 葉奇衛 RE Dealing in Securities 2005-08-31 2008-05-31
ABL662 IP Ki Wai 葉奇衛 RE Advising on Securities 2005-08-31 2008-05-31
ABM472 YU Pak Tim 余柏添 RE Dealing in Securities 2006-12-11 2007-08-25
ABM472 YU Pak Tim 余柏添 RE Advising on Securities 2006-12-11 2007-08-25
ABV979 SUM Ka Mei, Annie 岑嘉美 RE Dealing in Securities 2005-03-21 2011-01-31
ABV979 SUM Ka Mei, Annie 岑嘉美 RE Advising on Securities 2005-03-21 2011-01-31
ACD207 PUN Tak Wai 潘德惠 RE Dealing in Securities 2003-04-01 2004-09-27
ACD207 PUN Tak Wai 潘德惠 RE Advising on Securities 2003-04-01 2004-09-27
ACD207 PUN Tak Wai 潘德惠 RE Advising on Corporate Finance 2003-04-01 2004-09-24
ACD207 PUN Tak Wai 潘德惠 RE Asset Management 2003-04-01 2004-09-24
ACI114 LEE Jack Sze Chit 李思捷 RE Dealing in Securities 2004-09-27 2007-03-31
ACI114 LEE Jack Sze Chit 李思捷 RE Advising on Securities 2004-09-27 2007-03-31
ACL613 TAM Lai Man, Irene 譚麗雯 RE Dealing in Securities 2003-04-01 2008-10-24
ACL613 TAM Lai Man, Irene 譚麗雯 RE Advising on Securities 2003-04-01 2008-10-24
ACL613 TAM Lai Man, Irene 譚麗雯 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACL613 TAM Lai Man, Irene 譚麗雯 RE Asset Management 2003-04-01 2004-10-12
ACM769 CHENG Wing Sum 鄭詠心 RE Dealing in Securities 2003-04-01 2005-01-01
ACM769 CHENG Wing Sum 鄭詠心 RE Advising on Securities 2003-04-01 2005-01-01
ACM769 CHENG Wing Sum 鄭詠心 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACM769 CHENG Wing Sum 鄭詠心 RE Asset Management 2003-04-01 2004-10-12
ACP655 CHU Shew Ching, Angela 朱筱菁 RE Dealing in Securities 2005-01-26 2005-03-21
ACP655 CHU Shew Ching, Angela 朱筱菁 RE Advising on Securities 2005-01-26 2005-03-21
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Dealing in Securities 2003-04-01 2004-04-30
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Advising on Securities 2003-04-01 2004-04-30
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Advising on Corporate Finance 2003-04-01 2004-04-30
ACR421 WONG Yuk Kan, Tammy 黃玉勤 RE Asset Management 2003-04-01 2004-04-30
ACV158 ONG Caroline 王麗倫 RE Dealing in Securities 2003-04-01 2005-09-06
ACV158 ONG Caroline 王麗倫 RE Advising on Securities 2003-04-01 2005-09-06
ACV158 ONG Caroline 王麗倫 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ACV158 ONG Caroline 王麗倫 RE Asset Management 2003-04-01 2004-10-12
ACX593 HO Chi Foon 何志歡 RE Dealing in Securities 2003-04-01 2004-09-18
ACX593 HO Chi Foon 何志歡 RE Advising on Securities 2003-04-01 2004-09-18
ACX593 HO Chi Foon 何志歡 RE Advising on Corporate Finance 2003-04-01 2004-09-18
ACX593 HO Chi Foon 何志歡 RE Asset Management 2003-04-01 2004-09-18
ADC553 LI Wing Pui, Grace 李穎沛 RE Dealing in Securities 2003-04-01 2005-04-25
ADC553 LI Wing Pui, Grace 李穎沛 RE Advising on Securities 2003-04-01 2005-04-25
ADC553 LI Wing Pui, Grace 李穎沛 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADC553 LI Wing Pui, Grace 李穎沛 RE Asset Management 2003-04-01 2004-10-12
ADR966 WU Siu Ling, Noel 胡小玲 RE Dealing in Securities 2003-04-01 2010-10-27
ADR966 WU Siu Ling, Noel 胡小玲 RE Advising on Securities 2003-04-01 2010-10-27
ADR966 WU Siu Ling, Noel 胡小玲 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADR966 WU Siu Ling, Noel 胡小玲 RE Asset Management 2003-04-01 2004-10-12
ADT507 WONG Yu, Michael 黃宇 RE Dealing in Securities 2003-06-25 2003-08-04
ADT507 WONG Yu, Michael 黃宇 RE Advising on Securities 2003-06-25 2003-08-04
ADV627 MAN Tsz Man 萬子文 RE Dealing in Securities 2003-04-01 2008-06-03
ADV627 MAN Tsz Man 萬子文 RO Dealing in Securities 2008-06-03 2011-10-28
ADV627 MAN Tsz Man 萬子文 RE Advising on Securities 2003-04-01 2008-06-03
ADV627 MAN Tsz Man 萬子文 RO Advising on Securities 2008-06-03 2011-10-28
ADV627 MAN Tsz Man 萬子文 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADV627 MAN Tsz Man 萬子文 RE Asset Management 2003-04-01 2004-10-12
ADV928 HO Ting Hong 何鼎康 RE Dealing in Securities 2004-05-19 2004-07-29
ADV928 HO Ting Hong 何鼎康 RE Advising on Securities 2004-05-19 2004-07-29
ADY032 HO Hiu Tan 何曉丹 RE Dealing in Securities 2008-11-17 2010-05-08
ADY032 HO Hiu Tan 何曉丹 RE Advising on Securities 2008-11-17 2010-05-08
ADY670 FUNG Man Sheung, Angela 馮文湘 RE Dealing in Securities 2003-04-01 2009-01-13
ADY670 FUNG Man Sheung, Angela 馮文湘 RE Advising on Securities 2003-04-01 2009-01-13
ADY670 FUNG Man Sheung, Angela 馮文湘 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADY670 FUNG Man Sheung, Angela 馮文湘 RE Asset Management 2003-04-01 2004-10-12
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Dealing in Securities 2003-04-01 2007-04-25
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Dealing in Securities 2008-12-16 2011-01-31
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Advising on Securities 2003-04-01 2007-04-25
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Advising on Securities 2008-12-29 2011-01-31
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Advising on Corporate Finance 2003-04-01 2004-10-12
ADZ090 TSE Mei Ying, Susie 謝美瑩 RE Asset Management 2003-04-01 2004-10-12
ADZ739 CHAN Choi Ming, Diana 陳彩明 RE Dealing in Securities 2007-04-27 2011-01-31
ADZ739 CHAN Choi Ming, Diana 陳彩明 RE Advising on Securities 2007-04-27 2011-01-31
AEA297 CHOW Tse Wai, Monica 周子瑋 RE Dealing in Securities 2007-04-26 2011-10-28
AEA297 CHOW Tse Wai, Monica 周子瑋 RE Advising on Securities 2007-04-26 2011-10-28
AED192 FOK Wai Kong 霍偉剛 RE Dealing in Securities 2003-04-01 2011-01-31
AED192 FOK Wai Kong 霍偉剛 RE Advising on Securities 2003-04-01 2011-01-31
AED192 FOK Wai Kong 霍偉剛 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AED192 FOK Wai Kong 霍偉剛 RE Asset Management 2003-04-01 2004-10-12
AEK110 LEGRAND Philippe Herve Marc RO Advising on Securities 2003-04-01 2003-04-30
AEK110 LEGRAND Philippe Herve Marc RO Asset Management 2003-04-01 2003-04-30
AEN436 MAK Bing Cheung, David 麥秉章 RE Dealing in Securities 2003-10-17 2005-09-12
AEN436 MAK Bing Cheung, David 麥秉章 RE Dealing in Securities 2008-05-19 2011-01-31
AEN436 MAK Bing Cheung, David 麥秉章 RE Advising on Securities 2003-10-17 2005-09-12
AEN436 MAK Bing Cheung, David 麥秉章 RE Advising on Securities 2008-06-16 2011-01-31
AEN436 MAK Bing Cheung, David 麥秉章 RE Asset Management 2004-03-11 2004-10-12
AEN544 LAM Mei Wai 林美慧 RE Dealing in Securities 2003-04-01 2003-12-10
AEN544 LAM Mei Wai 林美慧 RE Advising on Securities 2003-04-01 2003-12-10
AEN544 LAM Mei Wai 林美慧 RE Advising on Corporate Finance 2003-04-01 2003-12-10
AEN544 LAM Mei Wai 林美慧 RE Asset Management 2003-04-01 2003-12-10
AEO643 FOK Stella Bik Yu 霍碧洳 RE Dealing in Securities 2003-04-01 2010-07-24
AEO643 FOK Stella Bik Yu 霍碧洳 RE Advising on Securities 2003-04-01 2010-07-24
AEO643 FOK Stella Bik Yu 霍碧洳 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEO643 FOK Stella Bik Yu 霍碧洳 RE Asset Management 2003-04-01 2004-10-12
AEO646 RAMCHANDANI Sanam Raju RE Dealing in Securities 2003-04-01 2003-09-04
AEO646 RAMCHANDANI Sanam Raju RE Advising on Securities 2003-04-01 2003-09-04
AEO646 RAMCHANDANI Sanam Raju RE Advising on Corporate Finance 2003-04-01 2003-09-04
AEO646 RAMCHANDANI Sanam Raju RE Asset Management 2003-04-01 2003-09-04
AEP361 NG Alex Kam Lik 吳金瀝 RE Dealing in Securities 2003-04-01 2004-04-17
AEP361 NG Alex Kam Lik 吳金瀝 RE Advising on Securities 2003-04-01 2004-04-17
AEP361 NG Alex Kam Lik 吳金瀝 RE Advising on Corporate Finance 2003-04-01 2004-04-17
AEP361 NG Alex Kam Lik 吳金瀝 RE Asset Management 2003-04-01 2004-04-17
AES448 YIP Kam Pang 葉錦鵬 RE Dealing in Securities 2008-11-21 2011-01-31
AES448 YIP Kam Pang 葉錦鵬 RE Advising on Securities 2008-11-21 2011-01-31
AEX968 LIU Kam Wan 廖錦雲 RE Dealing in Securities 2007-04-26 2011-01-31
AEX968 LIU Kam Wan 廖錦雲 RE Advising on Securities 2007-04-26 2011-01-31
AEY850 LEUNG Sin Yee, Janet 梁倩儀 RE Dealing in Securities 2003-04-01 2006-05-01
AEY850 LEUNG Sin Yee, Janet 梁倩儀 RE Advising on Securities 2003-04-01 2006-05-01
AEY850 LEUNG Sin Yee, Janet 梁倩儀 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEY850 LEUNG Sin Yee, Janet 梁倩儀 RE Asset Management 2003-04-01 2004-10-12
AEY851 WAN Liza 溫少菊 RE Dealing in Securities 2003-04-01 2005-04-01
AEY851 WAN Liza 溫少菊 RE Advising on Securities 2003-04-01 2005-04-01
AEY851 WAN Liza 溫少菊 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEY851 WAN Liza 溫少菊 RE Asset Management 2003-04-01 2004-10-12
AEY854 LAW Ka Wai, Krisdean 羅嘉慧 RE Dealing in Securities 2003-04-01 2008-08-08
AEY854 LAW Ka Wai, Krisdean 羅嘉慧 RE Advising on Securities 2003-04-01 2008-08-08
AEY854 LAW Ka Wai, Krisdean 羅嘉慧 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AEY854 LAW Ka Wai, Krisdean 羅嘉慧 RE Asset Management 2003-04-01 2004-10-12
AFB227 YAU Peggy Pui Che 邱佩芝 RE Dealing in Securities 2003-04-01 2006-10-09
AFB227 YAU Peggy Pui Che 邱佩芝 RE Advising on Securities 2003-04-01 2006-10-09
AFB227 YAU Peggy Pui Che 邱佩芝 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFB227 YAU Peggy Pui Che 邱佩芝 RE Asset Management 2003-04-01 2004-10-12
AFB249 KWOK May Lin, Maureen 郭美蓮 RE Dealing in Securities 2003-04-01 2005-06-22
AFB249 KWOK May Lin, Maureen 郭美蓮 RE Advising on Securities 2003-04-01 2005-06-22
AFB249 KWOK May Lin, Maureen 郭美蓮 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFB249 KWOK May Lin, Maureen 郭美蓮 RE Asset Management 2003-04-01 2004-10-12
AFC208 LEUNG Kar Yan, Karen 梁嘉茵 RE Dealing in Securities 2007-04-24 2009-06-17
AFC208 LEUNG Kar Yan, Karen 梁嘉茵 RO Dealing in Securities 2009-06-17 2011-10-28
AFC208 LEUNG Kar Yan, Karen 梁嘉茵 RE Advising on Securities 2007-04-24 2009-06-17
AFC208 LEUNG Kar Yan, Karen 梁嘉茵 RO Advising on Securities 2009-06-17 2011-10-28
AFC210 LAU LEUNG Fung Ying 劉梁鳳英 RE Dealing in Securities 2007-05-25 2008-02-11
AFC210 LAU LEUNG Fung Ying 劉梁鳳英 RE Advising on Securities 2007-05-25 2008-02-11
AFC213 FUNG Mei Lan 馮美蘭 RE Dealing in Securities 2007-07-18 2011-01-31
AFC213 FUNG Mei Lan 馮美蘭 RE Advising on Securities 2007-07-18 2011-01-31
AFF226 KOO Ka Suin, Belinda 古嘉璇 RE Dealing in Securities 2003-04-01 2005-03-18
AFF226 KOO Ka Suin, Belinda 古嘉璇 RE Advising on Securities 2003-04-01 2005-03-18
AFF226 KOO Ka Suin, Belinda 古嘉璇 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFF226 KOO Ka Suin, Belinda 古嘉璇 RE Asset Management 2003-04-01 2004-10-12
AFI655 WONG Chung Kei, Jackie 黃頌琪 RE Dealing in Securities 2004-04-28 2006-10-03
AFI655 WONG Chung Kei, Jackie 黃頌琪 RE Advising on Securities 2004-04-28 2006-10-03
AFJ219 CHAN Shui Kei, Emily 陳瑞琪 RE Dealing in Securities 2003-04-01 2009-01-10
AFJ219 CHAN Shui Kei, Emily 陳瑞琪 RE Advising on Securities 2003-04-01 2009-01-10
AFJ219 CHAN Shui Kei, Emily 陳瑞琪 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFJ219 CHAN Shui Kei, Emily 陳瑞琪 RE Asset Management 2003-04-01 2004-10-12
AFJ425 TSANG Mei Yin, Virgina 曾美燕 RE Dealing in Securities 2003-04-01 2005-09-21
AFJ425 TSANG Mei Yin, Virgina 曾美燕 RE Advising on Securities 2003-04-01 2005-09-21
AFJ425 TSANG Mei Yin, Virgina 曾美燕 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFJ425 TSANG Mei Yin, Virgina 曾美燕 RE Asset Management 2003-04-01 2004-10-12
AFJ877 LAU Chi Kin 劉智健 RE Dealing in Securities 2003-04-01 2004-09-23
AFJ877 LAU Chi Kin 劉智健 RE Advising on Securities 2003-04-01 2004-09-23
AFJ877 LAU Chi Kin 劉智健 RE Advising on Corporate Finance 2003-04-01 2004-09-23
AFJ877 LAU Chi Kin 劉智健 RE Asset Management 2003-04-01 2004-09-23
AFO316 CHU Kevin Wai Hung 朱惠雄 RE Dealing in Securities 2008-02-20 2008-03-05
AFO316 CHU Kevin Wai Hung 朱惠雄 RE Advising on Securities 2008-02-20 2008-03-05
AFP895 MA Ting Fai, Winston 馬廷輝 RE Dealing in Securities 2003-10-16 2004-03-04
AFP895 MA Ting Fai, Winston 馬廷輝 RE Advising on Securities 2003-10-16 2004-03-04
AFQ290 POON Yuet Kam, Gloria 潘月琴 RE Advising on Securities 2003-04-01 2008-01-07
AFQ290 POON Yuet Kam, Gloria 潘月琴 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFQ290 POON Yuet Kam, Gloria 潘月琴 RE Asset Management 2003-04-01 2004-10-12
AFQ642 WONG Hoi Yan, Audrey 黃凱欣 RE Dealing in Securities 2008-07-02 2008-11-18
AFQ642 WONG Hoi Yan, Audrey 黃凱欣 RE Advising on Securities 2008-07-02 2008-11-18
AFS337 KONG Sum Ying 江沁凝 RE Dealing in Securities 2003-06-06 2003-09-03
AFS337 KONG Sum Ying 江沁凝 RE Advising on Securities 2003-06-06 2003-09-03
AFS467 LAU Siu Yan, Shirley 劉肇茵 RE Advising on Securities 2003-04-01 2008-01-07
AFS467 LAU Siu Yan, Shirley 劉肇茵 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AFS467 LAU Siu Yan, Shirley 劉肇茵 RE Asset Management 2003-04-01 2004-10-12
AFS919 MAK Lung Lok 麥龍樂 RE Dealing in Securities 2008-04-23 2011-01-31
AFS919 MAK Lung Lok 麥龍樂 RE Advising on Securities 2008-04-23 2011-01-31
AFT363 YING Wing Shui, Winnie 應詠絮 RE Dealing in Securities 2008-02-28 2010-10-23
AFT363 YING Wing Shui, Winnie 應詠絮 RE Advising on Securities 2008-01-16 2010-10-23
AFU434 TANG Yeuk Sze, Phoebe 鄧若詩 RE Dealing in Securities 2004-02-20 2011-01-31
AFU434 TANG Yeuk Sze, Phoebe 鄧若詩 RE Advising on Securities 2004-02-20 2011-01-31
AFU434 TANG Yeuk Sze, Phoebe 鄧若詩 RE Asset Management 2004-02-20 2004-10-12
AFV356 CHIU Yung Kit 趙勇傑 RE Dealing in Securities 2007-06-04 2008-09-19
AFV356 CHIU Yung Kit 趙勇傑 RE Advising on Securities 2007-06-04 2008-09-19
AGB491 LEE Ching Ying 李清盈 RE Dealing in Securities 2009-01-14 2011-01-31
AGB491 LEE Ching Ying 李清盈 RE Advising on Securities 2009-01-14 2011-01-31
AGC363 WANG Kim Tung, Tony 汪儉棟 RE Dealing in Securities 2006-12-08 2007-03-08
AGC363 WANG Kim Tung, Tony 汪儉棟 RO Dealing in Securities 2007-03-08 2008-03-21
AGC363 WANG Kim Tung, Tony 汪儉棟 RE Advising on Securities 2006-12-08 2007-03-08
AGC363 WANG Kim Tung, Tony 汪儉棟 RO Advising on Securities 2007-03-08 2008-03-21
AGE348 CHAN Suk Yee, Shirley 陳淑儀 RE Dealing in Securities 2008-10-02 2011-01-31
AGE348 CHAN Suk Yee, Shirley 陳淑儀 RE Advising on Securities 2008-10-02 2011-01-31
AGE416 SO Shu Ching, Jason 蘇樹証 RE Dealing in Securities 2008-08-13 2009-03-27
AGE416 SO Shu Ching, Jason 蘇樹証 RE Advising on Securities 2008-08-13 2009-03-27
AGI605 WAN Yuen Leung, Kenneth 溫遠亮 RE Dealing in Securities 2007-03-16 2007-05-16
AGI605 WAN Yuen Leung, Kenneth 溫遠亮 RE Advising on Securities 2007-03-16 2007-05-16
AGI704 KO Chi Yiu 高志堯 RE Dealing in Securities 2008-10-22 2011-01-31
AGI704 KO Chi Yiu 高志堯 RE Advising on Securities 2008-10-22 2011-01-31
AGJ943 MATHEW Joseph Pathiyappallil RE Dealing in Securities 2003-04-01 2011-10-28
AGJ943 MATHEW Joseph Pathiyappallil RE Advising on Securities 2003-04-01 2011-10-28
AGJ943 MATHEW Joseph Pathiyappallil RE Advising on Corporate Finance 2003-04-01 2004-10-12
AGJ943 MATHEW Joseph Pathiyappallil RE Asset Management 2003-04-01 2004-10-12
AGK605 CHOI Yau Chi 蔡友梽 RE Dealing in Securities 2008-01-04 2011-01-31
AGK605 CHOI Yau Chi 蔡友梽 RE Advising on Securities 2008-02-14 2011-01-31
AGK854 TOMCZYK Marc Casimir Antoine RO Dealing in Securities 2004-03-22 2006-12-01
AGK854 TOMCZYK Marc Casimir Antoine RO Advising on Securities 2004-03-22 2006-12-01
AGO271 TANG Kit Sum, Maria 鄧潔心 RE Dealing in Securities 2003-04-01 2011-01-31
AGO271 TANG Kit Sum, Maria 鄧潔心 RE Advising on Securities 2003-04-01 2011-01-31
AGO271 TANG Kit Sum, Maria 鄧潔心 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AGO271 TANG Kit Sum, Maria 鄧潔心 RE Asset Management 2003-04-01 2004-10-12
AGT671 HUI Chui Yiu, Emily 許翠瑤 RE Dealing in Securities 2003-04-01 2009-03-18
AGT671 HUI Chui Yiu, Emily 許翠瑤 RE Advising on Securities 2003-04-01 2009-03-18
AGT671 HUI Chui Yiu, Emily 許翠瑤 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AGT671 HUI Chui Yiu, Emily 許翠瑤 RE Asset Management 2003-04-01 2004-10-12
AGX723 WONG Godfrey Hin Cheuk 王顯爵 RE Dealing in Securities 2003-04-01 2009-03-18
AGX723 WONG Godfrey Hin Cheuk 王顯爵 RE Advising on Securities 2003-04-01 2009-03-18
AGX723 WONG Godfrey Hin Cheuk 王顯爵 RE Advising on Corporate Finance 2003-04-01 2004-10-12
AGX723 WONG Godfrey Hin Cheuk 王顯爵 RE Asset Management 2003-04-01 2004-10-12
AHA434 LO Wing Hang 盧永恆 RE Dealing in Securities 2003-11-29 2004-09-27
AHA434 LO Wing Hang 盧永恆 RE Advising on Securities 2003-11-29 2004-09-27
AHA434 LO Wing Hang 盧永恆 RE Asset Management 2004-03-11 2004-09-27
AHC185 LAU On Wai 劉安偉 RE Advising on Securities 2003-04-01 2004-01-07
AHC185 LAU On Wai 劉安偉 RE Advising on Corporate Finance 2003-04-01 2004-01-07
AHC185 LAU On Wai 劉安偉 RE Asset Management 2003-04-01 2004-01-07
AHC854 SUEN Lai Fong 孫麗芳 RE Dealing in Securities 2007-05-03 2011-01-31
AHC854 SUEN Lai Fong 孫麗芳 RE Advising on Securities 2007-05-03 2011-01-31
AHE253 KIM Young Hak RE Dealing in Securities 2003-04-01 2003-04-26
AHE253 KIM Young Hak RE Advising on Securities 2003-04-01 2003-04-26
AHE253 KIM Young Hak RE Advising on Corporate Finance 2003-04-01 2003-04-26
AHE253 KIM Young Hak RE Asset Management 2003-04-01 2003-04-26
AHL611 FOK Kam Suet, Irene 霍金雪 RE Dealing in Securities 2006-06-09 2011-01-31
AHL611 FOK Kam Suet, Irene 霍金雪 RE Advising on Securities 2006-07-03 2011-01-31
AHR130 MONSON John Guy Elmhirst RE Dealing in Securities 2004-05-12 2004-06-10
AHR130 MONSON John Guy Elmhirst RE Dealing in Securities 2005-11-21 2005-12-21
AHR130 MONSON John Guy Elmhirst RE Dealing in Securities 2006-11-20 2006-12-20
AHR130 MONSON John Guy Elmhirst RE Advising on Securities 2006-11-20 2006-12-20
AID481 JASUJA Radhika RE Dealing in Securities 2003-04-01 2004-04-02
AID481 JASUJA Radhika RE Advising on Securities 2003-04-01 2004-04-02
AID481 JASUJA Radhika RE Advising on Corporate Finance 2003-04-01 2004-04-02
AID481 JASUJA Radhika RE Asset Management 2003-04-01 2004-04-02
AIP823 TSUI Nelson Yan Lung 崔炘龍 RE Dealing in Securities 2008-12-23 2009-03-25
AIP823 TSUI Nelson Yan Lung 崔炘龍 RE Advising on Securities 2008-12-23 2009-03-25
AIU366 LAW Yuk Ling 羅玉玲 RE Dealing in Securities 2003-05-23 2011-01-31
AIU366 LAW Yuk Ling 羅玉玲 RE Advising on Securities 2003-05-23 2011-01-31
AIU366 LAW Yuk Ling 羅玉玲 RE Asset Management 2004-03-11 2004-10-12
AIW951 LIAO Sheung Mui 廖湘嵋 RE Dealing in Securities 2003-04-16 2003-11-18
AIW951 LIAO Sheung Mui 廖湘嵋 RE Advising on Securities 2003-04-16 2003-11-18
AJI019 CHEN Mo 陳沫 RE Dealing in Securities 2005-01-07 2005-11-01
AJI019 CHEN Mo 陳沫 RE Advising on Securities 2004-11-11 2005-11-01
AKL724 ARON Yatish RE Dealing in Securities 2004-04-28 2006-05-07
AKL724 ARON Yatish RE Advising on Securities 2004-04-28 2006-05-07
AKP178 COOPER Paul RE Dealing in Securities 2004-05-12 2004-06-10
AKP178 COOPER Paul RE Dealing in Securities 2006-03-21 2006-04-21
AKP178 COOPER Paul RE Dealing in Securities 2006-10-23 2006-11-22
AKP178 COOPER Paul RE Dealing in Securities 2007-03-21 2007-04-22
AKP178 COOPER Paul RE Dealing in Securities 2007-10-15 2007-11-15
AKP178 COOPER Paul RE Advising on Securities 2006-03-21 2006-04-21
AKP178 COOPER Paul RE Advising on Securities 2006-10-23 2006-11-22
AKP178 COOPER Paul RE Advising on Securities 2007-03-21 2007-04-22
AKP178 COOPER Paul RE Advising on Securities 2007-10-15 2007-11-15
AKP712 WONG Chie King 王植敬 RE Dealing in Securities 2007-06-21 2011-01-31
AKP712 WONG Chie King 王植敬 RE Advising on Securities 2007-06-21 2011-01-31
ALB797 KWOK Tun Wai 郭敦威 RE Dealing in Securities 2004-08-10 2006-03-24
ALB797 KWOK Tun Wai 郭敦威 RE Advising on Securities 2004-08-10 2006-03-24
ALB872 LEUNG Tsz Ho, Eric 梁子浩 RE Dealing in Securities 2008-06-12 2011-01-31
ALB872 LEUNG Tsz Ho, Eric 梁子浩 RE Advising on Securities 2008-06-12 2011-01-31
ALC009 WONG Wang Fung 黃宏鋒 RE Dealing in Securities 2004-08-11 2006-09-11
ALC009 WONG Wang Fung 黃宏鋒 RE Dealing in Securities 2007-03-16 2011-11-28
ALC009 WONG Wang Fung 黃宏鋒 RE Advising on Securities 2004-08-11 2006-09-11
ALC009 WONG Wang Fung 黃宏鋒 RE Advising on Securities 2007-03-16 2011-11-28
ALF601 CHAN Lee On 陳理安 RE Dealing in Securities 2008-01-08 2008-11-19
ALF601 CHAN Lee On 陳理安 RE Advising on Securities 2008-01-08 2008-11-19
ALH997 LEUNG Tat Man 梁達文 RE Dealing in Securities 2004-10-05 2005-08-11
ALH997 LEUNG Tat Man 梁達文 RE Advising on Securities 2004-10-05 2005-08-11
ALI409 CHAN Po Yin 陳寶燕 RE Dealing in Securities 2004-10-15 2004-12-23
ALI409 CHAN Po Yin 陳寶燕 RE Advising on Securities 2004-10-15 2004-12-23
ALN104 WONG Chi Man 黃智文 RE Dealing in Securities 2006-04-19 2007-08-09
ALN104 WONG Chi Man 黃智文 RE Advising on Securities 2006-04-24 2007-08-09
ALP927 KEUNG Nancy 強南絲 RE Dealing in Securities 2005-01-07 2009-01-10
ALP927 KEUNG Nancy 強南絲 RE Advising on Securities 2005-01-07 2009-01-10
ALP929 ZHANG Qing 張青 RE Dealing in Securities 2005-01-07 2005-12-14
ALP929 ZHANG Qing 張青 RE Advising on Securities 2005-01-07 2005-12-14
ALU961 LEUNG Ka Yin, Bonnie 梁嘉言 RE Dealing in Securities 2009-07-14 2010-06-14
ALU961 LEUNG Ka Yin, Bonnie 梁嘉言 RE Advising on Securities 2009-09-30 2010-06-14
ALV304 MA Hui Yee 馬栩怡 RE Dealing in Securities 2005-03-21 2006-08-28
ALV304 MA Hui Yee 馬栩怡 RE Advising on Securities 2005-03-21 2006-08-28
ALW960 KWOK Wai Sum 郭慧琛 RE Dealing in Securities 2005-04-18 2006-04-03
ALW960 KWOK Wai Sum 郭慧琛 RE Advising on Securities 2005-04-18 2006-04-03
AMG924 PATADE Prachi Rupesh RE Dealing in Securities 2005-07-19 2011-01-31
AMG924 PATADE Prachi Rupesh RE Advising on Securities 2005-07-19 2011-01-31
AMJ838 TSE Chi Wai 謝志偉 RE Dealing in Securities 2005-08-29 2011-01-31
AMJ838 TSE Chi Wai 謝志偉 RE Advising on Securities 2005-08-29 2011-01-31
AMU185 GOETZ Fidelis Maria RE Dealing in Securities 2006-12-22 2007-09-06
AMU185 GOETZ Fidelis Maria RE Advising on Securities 2006-12-22 2007-09-06
ANE778 FERGUSON Jakes David RE Dealing in Securities 2006-03-30 2006-04-30
ANE778 FERGUSON Jakes David RE Advising on Securities 2006-03-30 2006-04-30
ANQ054 SHARMA Sanjeev RE Dealing in Securities 2006-07-05 2010-02-27
ANQ054 SHARMA Sanjeev RE Advising on Securities 2006-07-05 2010-02-27
ANT736 MULLIKKOTTU VEETIL Ramadasan RE Dealing in Securities 2006-08-07 2011-01-31
ANT736 MULLIKKOTTU VEETIL Ramadasan RE Advising on Securities 2006-08-07 2011-01-31
ANU966 LUETHI Andreas RE Dealing in Securities 2006-08-30 2007-03-26
ANU966 LUETHI Andreas RO Dealing in Securities 2007-03-26 2008-07-05
ANU966 LUETHI Andreas RE Advising on Securities 2006-08-30 2007-03-26
ANU966 LUETHI Andreas RO Advising on Securities 2007-03-26 2008-07-05
ANX535 LAI Kwan Heng, Agnes 黎君蘅 RE Dealing in Securities 2006-09-11 2006-09-30
ANX535 LAI Kwan Heng, Agnes 黎君蘅 RE Advising on Securities 2006-09-11 2006-09-30
AOA849 LUK Ronald 陸自強 RE Dealing in Securities 2006-10-05 2011-01-31
AOA849 LUK Ronald 陸自強 RE Advising on Securities 2006-10-05 2011-01-31
AOB240 CHAN Kin Hang 陳健恆 RE Dealing in Securities 2006-10-16 2007-09-19
AOB240 CHAN Kin Hang 陳健恆 RE Advising on Securities 2006-10-16 2007-09-19
AOB537 LEE Hau Chi 李孝慈 RE Dealing in Securities 2006-10-20 2008-04-07
AOB537 LEE Hau Chi 李孝慈 RE Dealing in Securities 2008-12-31 2011-01-31
AOB537 LEE Hau Chi 李孝慈 RE Advising on Securities 2006-10-20 2008-04-07
AOB537 LEE Hau Chi 李孝慈 RE Advising on Securities 2008-12-31 2011-01-31
AOD006 HUI Nga Sze 許雅詩 RE Dealing in Securities 2006-11-01 2009-06-11
AOD006 HUI Nga Sze 許雅詩 RE Advising on Securities 2006-11-01 2009-06-11
AOG865 LEUNG Yuen Ha 梁婉霞 RE Dealing in Securities 2008-05-15 2011-01-31
AOG865 LEUNG Yuen Ha 梁婉霞 RE Advising on Securities 2008-06-12 2011-01-31
AOI947 LAI Wing Kit, Catherine 黎榮潔 RE Dealing in Securities 2006-12-27 2008-08-08
AOI947 LAI Wing Kit, Catherine 黎榮潔 RE Advising on Securities 2006-12-27 2008-08-08
AOJ449 NG Hoi Yan 吳凱欣 RE Dealing in Securities 2007-01-08 2011-01-31
AOJ449 NG Hoi Yan 吳凱欣 RE Advising on Securities 2007-01-08 2011-01-31
AOR268 MEYER Patrick Erich RE Dealing in Securities 2007-03-08 2011-01-31
AOR268 MEYER Patrick Erich RE Advising on Securities 2007-03-08 2011-01-31
AOR576 SZE Hiu Tung 施曉冬 RE Dealing in Securities 2007-03-08 2011-01-31
AOR576 SZE Hiu Tung 施曉冬 RE Advising on Securities 2007-03-08 2011-01-31
AOS680 LEUNG Wing Sze, Jojo 梁詠詩 RE Dealing in Securities 2007-03-28 2009-01-13
AOS680 LEUNG Wing Sze, Jojo 梁詠詩 RE Advising on Securities 2007-03-28 2009-01-13
AOU117 KNORZER Andreas RE Dealing in Securities 2007-04-12 2011-01-31
AOU117 KNORZER Andreas RE Advising on Securities 2007-04-12 2011-01-31
AOU191 HO Sheung Han, Helen 何尚嫺 RE Dealing in Securities 2007-04-12 2011-01-31
AOU191 HO Sheung Han, Helen 何尚嫺 RE Advising on Securities 2007-04-12 2011-01-31
AOU458 LEUNG Hau Lim, Anthony 梁孝廉 RE Dealing in Securities 2007-04-16 2008-02-01
AOU458 LEUNG Hau Lim, Anthony 梁孝廉 RE Advising on Securities 2007-04-16 2008-02-01
AOV138 YIE Wai 余慧 RE Dealing in Securities 2007-04-26 2011-01-31
AOV138 YIE Wai 余慧 RE Advising on Securities 2007-04-26 2011-01-31
AOV705 YEUNG Chi On, Andy 楊志安 RE Dealing in Securities 2007-05-03 2010-08-07
AOV705 YEUNG Chi On, Andy 楊志安 RE Advising on Securities 2007-05-03 2010-08-07
AOV933 MOK Yim Fong 莫艷芳 RE Dealing in Securities 2007-05-07 2011-01-31
AOV933 MOK Yim Fong 莫艷芳 RE Advising on Securities 2007-05-07 2011-01-31
AOX602 TAM Norman 譚諾文 RE Dealing in Securities 2007-05-16 2011-01-31
AOX602 TAM Norman 譚諾文 RE Advising on Securities 2007-05-16 2011-01-31
APG155 YUEN Po Yi 袁寶兒 RE Dealing in Securities 2007-07-13 2007-09-13
APG155 YUEN Po Yi 袁寶兒 RE Advising on Securities 2007-07-13 2007-09-13
APH608 KAM Hiu Kit 金曉潔 RE Dealing in Securities 2007-07-23 2011-01-31
APH608 KAM Hiu Kit 金曉潔 RE Advising on Securities 2007-07-23 2011-01-31
APH609 KONG Sze Wan 江詩韻 RE Dealing in Securities 2007-07-23 2011-01-31
APH609 KONG Sze Wan 江詩韻 RE Advising on Securities 2007-07-23 2011-01-31
APJ340 LAI Shiu Keung 黎兆強 RE Dealing in Securities 2007-08-02 2007-11-01
APJ340 LAI Shiu Keung 黎兆強 RE Advising on Securities 2007-08-02 2007-11-01
APK755 YEUNG Po Shan, Janet 楊寶珊 RE Dealing in Securities 2007-08-15 2011-01-31
APK755 YEUNG Po Shan, Janet 楊寶珊 RE Advising on Securities 2007-08-15 2011-01-31
APO017 CHUNG Wai Chun 鍾惠珍 RE Dealing in Securities 2007-08-30 2009-01-10
APO017 CHUNG Wai Chun 鍾惠珍 RE Advising on Securities 2007-08-30 2009-01-10
APT078 WONG Miu Yuen 黃妙婉 RE Dealing in Securities 2007-10-05 2010-09-11
APT078 WONG Miu Yuen 黃妙婉 RE Advising on Securities 2007-10-05 2010-09-11
APZ209 HALIM Steven RE Dealing in Securities 2007-11-09 2009-08-22
APZ209 HALIM Steven RE Advising on Securities 2007-11-09 2009-08-22
AQA056 LAI Kim Yue 黎劍愉 RE Dealing in Securities 2008-11-06 2011-01-31
AQA056 LAI Kim Yue 黎劍愉 RE Advising on Securities 2008-11-06 2011-01-31
AQD698 YAU Kam Sau, Carol 邱錦秀 RE Dealing in Securities 2007-12-13 2011-01-31
AQD698 YAU Kam Sau, Carol 邱錦秀 RE Advising on Securities 2007-12-13 2011-01-31
AQF527 HO Pui San 何珮珊 RE Dealing in Securities 2008-01-04 2010-08-14
AQF527 HO Pui San 何珮珊 RE Advising on Securities 2008-01-04 2010-08-14
AQR598 SIU Chi Tik, Judy 邵智迪 RE Dealing in Securities 2008-03-20 2011-01-31
AQR598 SIU Chi Tik, Judy 邵智迪 RE Advising on Securities 2008-03-20 2011-01-31
AQV050 CHAN Sau Ling, Tammy 陳秀玲 RE Dealing in Securities 2008-04-15 2010-01-29
AQV050 CHAN Sau Ling, Tammy 陳秀玲 RE Advising on Securities 2008-04-15 2010-01-29
AQW745 CHAN Kwok Chung 陳國松 RE Dealing in Securities 2008-04-23 2011-01-31
AQW745 CHAN Kwok Chung 陳國松 RE Advising on Securities 2008-04-23 2011-01-31
AQX515 HON Wai Ling 韓惠玲 RE Dealing in Securities 2008-04-24 2009-04-08
AQX515 HON Wai Ling 韓惠玲 RE Advising on Securities 2008-04-24 2009-04-08
AQX534 BICHON Gerard Jean Francois 畢世杰 RE Dealing in Securities 2008-04-23 2011-01-31
AQX534 BICHON Gerard Jean Francois 畢世杰 RE Advising on Securities 2008-04-23 2011-01-31
AQX649 LAMARLERE Dimitri 林萬龍 RE Dealing in Securities 2008-04-29 2011-01-31
AQX649 LAMARLERE Dimitri 林萬龍 RE Advising on Securities 2008-04-29 2011-01-31
AQX730 LEE Wanda Wai Hung 李慧洪 RE Dealing in Securities 2008-04-29 2011-01-31
AQX730 LEE Wanda Wai Hung 李慧洪 RE Advising on Securities 2008-04-29 2011-01-31
AQX885 CHOY Chor Leung, Thomas 蔡楚亮 RE Dealing in Securities 2008-04-29 2008-10-30
AQX885 CHOY Chor Leung, Thomas 蔡楚亮 RE Advising on Securities 2008-04-29 2008-10-30
ARA834 LEE So Yan 李素茵 RE Dealing in Securities 2008-05-19 2008-06-18
ARA834 LEE So Yan 李素茵 RE Advising on Securities 2008-05-19 2008-06-18
ARD371 WONG Joana 黃宇欣 RE Dealing in Securities 2008-05-28 2010-08-24
ARD371 WONG Joana 黃宇欣 RE Advising on Securities 2008-05-28 2010-08-24
ARD372 CHAN Shuk Yee Stephanie 陳淑兒 RE Dealing in Securities 2008-05-28 2010-10-09
ARD372 CHAN Shuk Yee Stephanie 陳淑兒 RE Advising on Securities 2008-05-28 2010-10-09
ARG520 LEE Ka King 李家擎 RE Dealing in Securities 2008-06-27 2009-07-03
ARG520 LEE Ka King 李家擎 RE Advising on Securities 2008-06-27 2009-07-03
ARI436 LIM Siok Ling, Eileen 林淑玲 RE Dealing in Securities 2008-07-16 2009-01-10
ARI436 LIM Siok Ling, Eileen 林淑玲 RE Advising on Securities 2008-07-16 2009-01-10
ARI984 TONG Ngai Lam, Leo 唐毅霖 RE Dealing in Securities 2008-07-23 2008-11-19
ARI984 TONG Ngai Lam, Leo 唐毅霖 RE Advising on Securities 2008-07-23 2008-11-19
ARI988 LEE Pui Man 李佩雯 RE Dealing in Securities 2008-07-23 2008-11-19
ARI988 LEE Pui Man 李佩雯 RE Advising on Securities 2008-07-23 2008-11-19
ARJ129 TONG James 湯凱智 RE Dealing in Securities 2008-07-25 2008-08-02
ARJ129 TONG James 湯凱智 RE Advising on Securities 2008-07-25 2008-08-02
ARK556 JIN Liwen 金莉文 RE Dealing in Securities 2008-07-31 2010-01-29
ARK556 JIN Liwen 金莉文 RE Advising on Securities 2008-07-31 2010-01-29
ARM523 WONG Bing Yee 黃冰儀 RE Dealing in Securities 2008-08-13 2011-01-31
ARM523 WONG Bing Yee 黃冰儀 RE Advising on Securities 2008-08-13 2011-01-31
ARR119 CHEUNG Lap Ki David 張立棋 RE Dealing in Securities 2008-09-29 2009-03-27
ARR119 CHEUNG Lap Ki David 張立棋 RE Advising on Securities 2008-09-29 2009-03-27
ARR630 KWOK Pui Man 郭佩文 RE Dealing in Securities 2008-10-02 2011-01-31
ARR630 KWOK Pui Man 郭佩文 RE Advising on Securities 2008-10-02 2011-01-31
ARV131 HO Shung Pui, Pansy 何崇珮 RE Dealing in Securities 2008-11-06 2011-01-31
ARV131 HO Shung Pui, Pansy 何崇珮 RE Advising on Securities 2008-11-06 2011-01-31
ARW392 FONG Ka Man 方嘉敏 RE Dealing in Securities 2008-11-17 2011-01-31
ARW392 FONG Ka Man 方嘉敏 RE Advising on Securities 2008-11-17 2011-01-31
ARW529 CHENG Pik Yee, Becky 鄭碧儀 RE Dealing in Securities 2008-11-17 2011-01-31
ARW529 CHENG Pik Yee, Becky 鄭碧儀 RE Advising on Securities 2008-11-17 2011-01-31
ARW546 KING Hin Fai, Kevin 龔衍暉 RE Dealing in Securities 2008-11-18 2011-01-31
ARW546 KING Hin Fai, Kevin 龔衍暉 RE Advising on Securities 2008-11-18 2011-01-31
ARW547 SHAU Kit Wah 仇潔華 RE Dealing in Securities 2008-11-18 2011-01-31
ARW547 SHAU Kit Wah 仇潔華 RE Advising on Securities 2008-11-18 2011-01-31
ASE634 TU Bing 涂冰 RE Dealing in Securities 2008-12-22 2009-08-22
ASE634 TU Bing 涂冰 RE Advising on Securities 2008-12-22 2009-08-22
ASU009 LEUNG Siu Ping 梁少萍 RE Dealing in Securities 2009-04-17 2011-01-31
ASU009 LEUNG Siu Ping 梁少萍 RE Advising on Securities 2009-04-17 2011-01-31
ASY400 HU Junbo 胡俊波 RE Dealing in Securities 2009-05-13 2009-08-22
ASY400 HU Junbo 胡俊波 RE Advising on Securities 2009-05-13 2009-08-22
ASY469 LAM Cheuk Ying 林卓瑩 RE Dealing in Securities 2009-05-13 2011-01-31
ASY469 LAM Cheuk Ying 林卓瑩 RE Advising on Securities 2009-05-13 2011-01-31
ASY511 GAO Lining 高立宁 RE Dealing in Securities 2009-05-15 2009-05-26
ASY511 GAO Lining 高立宁 RE Advising on Securities 2009-05-15 2009-05-26
ATB528 LI Ke 李可 RE Dealing in Securities 2009-05-27 2011-01-31
ATB528 LI Ke 李可 RE Advising on Securities 2009-05-27 2011-01-31
ATY811 TSUI Chi Ping, Ken 崔治平 RE Dealing in Securities 2009-10-22 2010-03-27
ATY811 TSUI Chi Ping, Ken 崔治平 RE Advising on Securities 2009-10-22 2010-03-27

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