Hong Kong SFC licence institution ADV673, First State (Hong Kong) LLC

These are the licence-holders that were found for SFC licence institution ADV673 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAJ718 WARING Thomas Douglas Tremayne RO Advising on Securities 2003-04-01 2006-08-31
AAJ718 WARING Thomas Douglas Tremayne RO Advising on Corporate Finance 2003-04-01 2005-03-11
AAJ718 WARING Thomas Douglas Tremayne RO Asset Management 2003-04-01 2006-08-31
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Securities 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Advising on Securities 2004-05-17 2006-02-28
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Futures Contracts 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Advising on Futures Contracts 2004-05-17 2006-02-28
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Advising on Corporate Finance 2003-04-01 2004-03-05
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RE Asset Management 2003-04-01 2004-05-17
ACH723 YUEN Cheuk Bun, Ben 阮卓斌 RO Asset Management 2004-05-17 2006-02-28
ACH893 COLGLAZIER Kevin Stewart RE Advising on Securities 2003-04-01 2006-01-01
ACH893 COLGLAZIER Kevin Stewart RO Advising on Futures Contracts 2003-04-01 2006-01-01
ACH893 COLGLAZIER Kevin Stewart RE Advising on Corporate Finance 2003-04-01 2005-03-11
ACH893 COLGLAZIER Kevin Stewart RO Asset Management 2003-04-01 2006-01-01
ACR160 MA So Ping 馬素萍 RE Advising on Securities 2006-08-01 2006-09-05
ACR160 MA So Ping 馬素萍 RO Advising on Securities 2006-09-05 2007-07-05
ACR160 MA So Ping 馬素萍 RE Asset Management 2006-08-01 2006-09-06
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Securities 2003-04-01 2004-05-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RO Advising on Securities 2004-05-05 2007-07-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Futures Contracts 2004-04-30 2006-08-28
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Advising on Corporate Finance 2003-04-01 2004-03-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RE Asset Management 2003-04-01 2004-05-05
ADR107 LAU Kwok Kit, Martin 劉國傑 RO Asset Management 2004-05-05 2008-04-01
ADR405 LAW Pik Lin 羅碧蓮 RE Advising on Securities 2003-04-01 2003-09-17
ADR405 LAW Pik Lin 羅碧蓮 RE Advising on Corporate Finance 2003-04-01 2003-09-17
ADR405 LAW Pik Lin 羅碧蓮 RE Asset Management 2003-04-01 2003-09-17
AEB099 MANN Lindsay Robert RO Advising on Securities 2006-03-30 2007-07-05
AEB099 MANN Lindsay Robert RO Asset Management 2006-03-30 2008-04-01
AEP558 HU Ka Lam 胡嘉林 RE Advising on Securities 2006-07-10 2006-09-01
AEP558 HU Ka Lam 胡嘉林 RO Advising on Securities 2006-09-01 2007-07-05
AEP558 HU Ka Lam 胡嘉林 RE Asset Management 2006-07-10 2006-09-01
AEP558 HU Ka Lam 胡嘉林 RO Asset Management 2006-09-01 2008-04-01
AFC098 JENKINS Ian William RO Advising on Securities 2003-04-01 2004-06-30
AFC098 JENKINS Ian William RO Asset Management 2003-04-01 2004-06-30
AFS763 WANG Wenying 王文瑩 RE Advising on Securities 2003-04-01 2005-06-22
AFS763 WANG Wenying 王文瑩 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AFS763 WANG Wenying 王文瑩 RE Asset Management 2003-04-01 2005-06-22
AFT405 LI Kong, James 李剛 RE Advising on Securities 2006-01-13 2007-07-05
AGB717 KWAN Chi Wang 關子宏 RE Advising on Securities 2003-04-01 2005-05-14
AGB717 KWAN Chi Wang 關子宏 RE Advising on Futures Contracts 2003-04-01 2005-05-14
AGB717 KWAN Chi Wang 關子宏 RE Advising on Corporate Finance 2003-04-01 2004-10-15
AGB717 KWAN Chi Wang 關子宏 RE Asset Management 2003-04-01 2005-05-14
AHV176 RIPPINGALL Susan Veronica RE Advising on Securities 2003-04-01 2007-07-05
AHV176 RIPPINGALL Susan Veronica RE Advising on Corporate Finance 2003-04-01 2004-10-15
AHV176 RIPPINGALL Susan Veronica RE Asset Management 2003-04-01 2008-04-01
AIS494 CHENG Shu Yuen 鄭樹源 RE Advising on Futures Contracts 2006-02-15 2006-07-08
AIU683 KENNEALLY Stephen Desmond RO Advising on Securities 2004-01-14 2005-11-30
AIU683 KENNEALLY Stephen Desmond RO Asset Management 2004-01-14 2005-11-30
AJD195 HSIEH Shan Man RE Advising on Futures Contracts 2005-07-21 2006-08-28
AKJ155 LEONG Chee Wai RE Asset Management 2004-06-02 2004-12-02
AKJ161 TAN Tian Tze RE Asset Management 2004-04-20 2004-05-17
ALC072 MCKEITH Matthew Conal Edward RE Asset Management 2004-08-16 2005-03-21
ALQ272 YEUNG Hau Keung 楊孝強 RE Advising on Futures Contracts 2006-02-15 2006-04-29
ALS463 MCNAB Scott Melville RE Advising on Securities 2005-02-21 2007-07-16
ALS463 MCNAB Scott Melville RE Asset Management 2005-02-21 2007-07-16
ALY627 SECK Yee Hou 石毅豪 RE Advising on Securities 2005-05-03 2007-07-05
ALY627 SECK Yee Hou 石毅豪 RE Asset Management 2005-05-03 2008-04-01
AMY848 KOURT Christopher RE Advising on Securities 2006-12-15 2007-07-05
AMY848 KOURT Christopher RO Advising on Securities 2006-06-14 2006-12-15
AMY848 KOURT Christopher RO Advising on Futures Contracts 2006-06-14 2006-08-28
AMY848 KOURT Christopher RE Asset Management 2006-12-15 2008-04-01
AMY848 KOURT Christopher RO Asset Management 2006-06-14 2006-12-15
ANH655 BIRD Warren James RE Advising on Securities 2006-09-29 2007-07-05
ANH655 BIRD Warren James RO Advising on Securities 2006-06-22 2006-09-29
ANH655 BIRD Warren James RO Advising on Futures Contracts 2006-06-22 2006-08-28
ANH655 BIRD Warren James RE Asset Management 2006-09-29 2008-04-01
ANH655 BIRD Warren James RO Asset Management 2006-06-22 2006-09-29
ANJ158 ADAMS Anthony Joseph RO Advising on Securities 2006-07-03 2007-07-05
ANJ158 ADAMS Anthony Joseph RO Advising on Futures Contracts 2006-07-03 2006-08-28
ANJ158 ADAMS Anthony Joseph RO Asset Management 2006-07-03 2008-04-01
ANM958 XIAN Quanqiang 冼全强 RE Advising on Securities 2006-06-26 2007-07-05
ANM958 XIAN Quanqiang 冼全强 RE Asset Management 2006-06-26 2008-04-01
ANT258 AU Chi Kin 區智健 RE Advising on Securities 2006-08-04 2007-07-05
ANT258 AU Chi Kin 區智健 RE Asset Management 2006-08-04 2008-04-01
ANT259 CLARKE Rebecca De Forrest RE Advising on Securities 2006-08-04 2007-07-05
ANT259 CLARKE Rebecca De Forrest RE Asset Management 2006-08-04 2008-04-01
ANT919 KOON Yuan Huey 孔圓惠 RE Asset Management 2006-08-10 2008-04-01

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