These are the licence-holders that were found for SFC licence institution ADV679 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB340 | NG CHU Lien Fan | 吳朱蓮芬 | RO | Dealing in Securities | 2003-04-01 | |
| AAB340 | NG CHU Lien Fan | 吳朱蓮芬 | RO | Advising on Securities | 2003-04-01 | 2004-09-27 |
| AAB340 | NG CHU Lien Fan | 吳朱蓮芬 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-09-27 |
| AAB340 | NG CHU Lien Fan | 吳朱蓮芬 | RO | Asset Management | 2003-04-01 | 2004-09-27 |
| AAB347 | CHU Cheung Fat | 朱鏘發 | RE | Dealing in Securities | 2003-04-01 | 2003-09-22 |
| AAB347 | CHU Cheung Fat | 朱鏘發 | RO | Dealing in Securities | 2003-09-22 | 2017-12-21 |
| AAB347 | CHU Cheung Fat | 朱鏘發 | RE | Advising on Securities | 2003-04-01 | 2003-09-18 |
| AAB347 | CHU Cheung Fat | 朱鏘發 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-09-18 |
| AAB347 | CHU Cheung Fat | 朱鏘發 | RE | Asset Management | 2003-04-01 | 2003-09-18 |
| ALW299 | YEUNG Ka Yee | 楊家儀 | RE | Dealing in Securities | 2005-04-29 | 2018-02-21 |
| ALW299 | YEUNG Ka Yee | 楊家儀 | RO | Dealing in Securities | 2018-02-21 | |
| AQB147 | CHU Kar Chun, Betty | 朱家珍 | RE | Dealing in Securities | 2011-06-23 | 2011-11-29 |
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