Hong Kong SFC licence institution ADV932, China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司

These are the licence-holders that were found for SFC licence institution ADV932 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB202 CHAU Wing Chi, Jerry 周永志 RE Dealing in Securities 2003-04-01 2007-09-23
AAB202 CHAU Wing Chi, Jerry 周永志 RE Advising on Securities 2003-04-01 2003-06-19
AAB202 CHAU Wing Chi, Jerry 周永志 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AAB202 CHAU Wing Chi, Jerry 周永志 RE Asset Management 2003-04-01 2003-06-19
AAB782 LAW Po Chi 羅寶芝 RO Dealing in Securities 2003-04-01 2016-09-08
AAB782 LAW Po Chi 羅寶芝 RO Advising on Securities 2003-04-01 2003-06-20
AAB782 LAW Po Chi 羅寶芝 RO Advising on Corporate Finance 2003-04-01 2003-06-20
AAB782 LAW Po Chi 羅寶芝 RO Asset Management 2003-04-01 2016-09-08
AAC176 TANG Sing Hing, Kenny 鄧聲興 RO Dealing in Securities 2018-04-10
AAC176 TANG Sing Hing, Kenny 鄧聲興 RO Asset Management 2018-07-13
AAF220 CHEUNG Po Wah, Sumee 張寶華 RE Dealing in Securities 2003-04-01 2007-08-31
AAF220 CHEUNG Po Wah, Sumee 張寶華 RE Advising on Securities 2003-04-01 2003-06-19
AAF220 CHEUNG Po Wah, Sumee 張寶華 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AAF220 CHEUNG Po Wah, Sumee 張寶華 RE Asset Management 2003-04-01 2003-06-19
AAI355 CHAN Ping Cheung, Alvin 陳秉章 RO Dealing in Securities 2003-05-06 2014-03-11
AAI355 CHAN Ping Cheung, Alvin 陳秉章 RO Asset Management 2003-05-06 2014-03-11
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Dealing in Securities 2003-04-01 2015-06-01
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Advising on Securities 2003-04-01 2003-06-20
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Advising on Corporate Finance 2003-04-01 2003-06-20
ACG597 WONG Chiu Hoi, Frederick 黃照開 RO Asset Management 2003-04-01 2015-06-01
ACI099 LAU Yiu Wai 劉耀威 RE Dealing in Securities 2016-08-18 2016-08-24
ACI099 LAU Yiu Wai 劉耀威 RO Dealing in Securities 2016-08-24 2016-10-06
ACI099 LAU Yiu Wai 劉耀威 RE Asset Management 2016-08-18 2016-08-24
ACI099 LAU Yiu Wai 劉耀威 RO Asset Management 2016-08-24 2016-10-06
ADO628 FUNG Wai Ping 馮惠萍 RE Dealing in Securities 2003-04-01 2009-12-28
ADO628 FUNG Wai Ping 馮惠萍 RE Advising on Securities 2003-04-01 2003-06-20
ADO628 FUNG Wai Ping 馮惠萍 RE Advising on Corporate Finance 2003-04-01 2003-06-20
ADO628 FUNG Wai Ping 馮惠萍 RE Asset Management 2003-04-01 2003-06-24
ADX897 CHANG Yan Wing 張潤榮 RE Dealing in Securities 2017-01-10 2017-01-12
ADX897 CHANG Yan Wing 張潤榮 RO Dealing in Securities 2017-01-12 2017-12-16
ADX897 CHANG Yan Wing 張潤榮 RE Asset Management 2017-01-10 2017-01-12
ADX897 CHANG Yan Wing 張潤榮 RO Asset Management 2017-01-12 2017-12-16
AEA837 CHOW Chi Kit 周志傑 RE Dealing in Securities 2003-04-01 2016-02-29
AEA837 CHOW Chi Kit 周志傑 RE Advising on Securities 2003-04-01 2003-06-19
AEA837 CHOW Chi Kit 周志傑 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AEA837 CHOW Chi Kit 周志傑 RE Asset Management 2003-04-01 2003-06-19
AEE932 WU Cheng Kiong, Alfonso 伍正恭 RE Dealing in Securities 2003-04-01 2004-12-10
AEE932 WU Cheng Kiong, Alfonso 伍正恭 RE Advising on Securities 2003-04-01 2003-06-19
AEE932 WU Cheng Kiong, Alfonso 伍正恭 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AEE932 WU Cheng Kiong, Alfonso 伍正恭 RE Asset Management 2003-04-01 2003-06-19
AEJ242 PANG Hin Kwan 彭顯君 RE Dealing in Securities 2003-04-01 2003-04-23
AEJ242 PANG Hin Kwan 彭顯君 RE Advising on Securities 2003-04-01 2003-04-23
AEJ242 PANG Hin Kwan 彭顯君 RE Advising on Corporate Finance 2003-04-01 2003-04-23
AEJ242 PANG Hin Kwan 彭顯君 RE Asset Management 2003-04-01 2003-04-23
AEL450 CHU Ka Keung, Johnny 朱家強 RE Dealing in Securities 2003-04-01 2004-05-29
AEL450 CHU Ka Keung, Johnny 朱家強 RE Advising on Securities 2003-04-01 2003-06-19
AEL450 CHU Ka Keung, Johnny 朱家強 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AEL450 CHU Ka Keung, Johnny 朱家強 RE Asset Management 2003-04-01 2003-06-19
AER418 CHENG Man Wai 鄭文偉 RE Dealing in Securities 2013-07-02 2013-12-11
AER418 CHENG Man Wai 鄭文偉 RE Asset Management 2013-07-02 2013-12-11
AEZ250 NG Ho Yuen, Howard 伍浩源 RE Dealing in Securities 2016-10-03 2016-10-24
AEZ250 NG Ho Yuen, Howard 伍浩源 RO Dealing in Securities 2016-10-24 2017-11-30
AEZ250 NG Ho Yuen, Howard 伍浩源 RE Asset Management 2016-10-03 2016-10-24
AEZ250 NG Ho Yuen, Howard 伍浩源 RO Asset Management 2016-10-24 2017-11-30
AFF046 LOK Wai Kei 駱慧琪 RE Dealing in Securities 2003-04-01 2004-12-10
AFF046 LOK Wai Kei 駱慧琪 RE Advising on Securities 2003-04-01 2003-06-19
AFF046 LOK Wai Kei 駱慧琪 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AFF046 LOK Wai Kei 駱慧琪 RE Asset Management 2003-04-01 2003-06-19
AFI080 KWOK Wai Ming 郭偉明 RE Dealing in Securities 2007-10-05 2016-05-05
AFI537 CHUI Kit Man 崔結文 RO Dealing in Securities 2017-12-11
AFI537 CHUI Kit Man 崔結文 RO Asset Management 2017-12-11
AFT401 LI Kon Cheong 李幹昌 RE Dealing in Securities 2003-04-01 2007-08-29
AFT401 LI Kon Cheong 李幹昌 RE Advising on Securities 2003-04-01 2003-06-19
AFT401 LI Kon Cheong 李幹昌 RE Advising on Corporate Finance 2003-04-01 2003-06-19
AFT401 LI Kon Cheong 李幹昌 RE Asset Management 2003-04-01 2003-06-19
AGL148 PANG Pik Shan 彭碧珊 RE Dealing in Securities 2007-09-06 2013-06-24
AGL148 PANG Pik Shan 彭碧珊 RO Dealing in Securities 2013-06-24 2016-07-31
AGL148 PANG Pik Shan 彭碧珊 RE Asset Management 2014-10-27 2016-01-29
AGL148 PANG Pik Shan 彭碧珊 RO Asset Management 2016-01-29 2016-07-31
AGO748 CHUI Tat Fai 徐達輝 RO Dealing in Securities 2016-07-25 2017-01-07
AGO748 CHUI Tat Fai 徐達輝 RO Asset Management 2016-07-25 2017-01-07
ALF543 HANG Hai Tho, Hugh 韓海疇 RE Dealing in Securities 2015-05-18 2015-06-26
ALF543 HANG Hai Tho, Hugh 韓海疇 RO Dealing in Securities 2015-06-26 2016-03-24
ALF543 HANG Hai Tho, Hugh 韓海疇 RE Asset Management 2015-05-18 2015-07-28
ALF543 HANG Hai Tho, Hugh 韓海疇 RO Asset Management 2015-07-28 2016-03-24
ALW197 CHENG Man Keung 鄭文強 RE Dealing in Securities 2013-12-13 2013-12-16
ALW197 CHENG Man Keung 鄭文強 RE Asset Management 2013-12-13 2013-12-16
AMF898 LEE Sai Leung, Dennis 李世亮 RE Dealing in Securities 2005-09-12 2016-04-29
AMF898 LEE Sai Leung, Dennis 李世亮 RO Dealing in Securities 2016-04-29 2017-06-16
AMF898 LEE Sai Leung, Dennis 李世亮 RE Asset Management 2016-08-11 2017-06-16
AON779 TING Kam Sing 丁淦星 RE Dealing in Securities 2015-05-19 2015-08-13
AON779 TING Kam Sing 丁淦星 RE Asset Management 2015-05-19 2015-06-12
AON779 TING Kam Sing 丁淦星 RO Asset Management 2015-06-12 2015-08-13
APA030 CHENG Pak To 鄭柏滔 RE Dealing in Securities 2013-07-22 2015-11-23
AQX607 LAM Ping Ping 林萍萍 RE Dealing in Securities 2008-05-21 2008-06-02
ASF032 LEUNG Hon Wing 梁漢榮 RE Dealing in Securities 2015-02-12 2016-03-29
ASY524 CHENG Mee Mee, Lina 鄭美美 RE Dealing in Securities 2015-06-18 2015-08-03
AVM545 CHAN Shan Shan 陳珊珊 RO Dealing in Securities 2017-12-11 2018-11-16
AVM545 CHAN Shan Shan 陳珊珊 RO Asset Management 2017-12-11 2018-11-16
BBT567 TAM Tsz Fung 譚梓鋒 RE Dealing in Securities 2016-06-17 2017-05-29
BBT567 TAM Tsz Fung 譚梓鋒 RE Asset Management 2016-08-30 2017-05-29
BFS886 WONG Kam Fai 黃錦輝 RE Dealing in Securities 2016-07-25 2016-11-28
BFU181 LAI Ka Chung 黎家聰 RE Dealing in Securities 2016-06-20 2016-11-28
BFU181 LAI Ka Chung 黎家聰 RE Asset Management 2016-06-20 2016-11-28
BGK790 CHEUNG Tsz Yim 張止炎 RE Dealing in Securities 2015-11-27 2016-04-20
BGM264 WU Chui Ni 胡翠妮 RE Dealing in Securities 2018-02-13
BGM264 WU Chui Ni 胡翠妮 RE Asset Management 2018-03-15
BHJ195 LEUNG Oon Chung 梁渙宗 RE Dealing in Securities 2016-05-23 2016-12-07
BHJ195 LEUNG Oon Chung 梁渙宗 RE Asset Management 2016-08-24 2016-12-07
BJE573 CHAN Rocky Yu 陳力奇 RE Dealing in Securities 2017-04-20
BJE573 CHAN Rocky Yu 陳力奇 RE Asset Management 2018-01-17

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