Hong Kong SFC licence institution ADW189, Mirabaud (Far East) Limited

These are the licence-holders that were found for SFC licence institution ADW189 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACT127 WERTHEIMER Richard Miles RO Advising on Securities 2005-06-15 2006-04-28
ACT127 WERTHEIMER Richard Miles RO Asset Management 2005-03-14 2006-04-28
ADW190 HOLMES John Palmer RO Advising on Securities 2003-04-01 2003-08-31
ADW190 HOLMES John Palmer RO Advising on Corporate Finance 2003-04-01 2003-08-31
ADW190 HOLMES John Palmer RO Asset Management 2003-04-01 2003-08-31
AEO842 RIGBY Simon John RO Advising on Securities 2003-07-31 2006-04-28
AEO842 RIGBY Simon John RO Asset Management 2003-07-31 2006-04-28

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