Below are the licence-holders that were found for SFC licence institution ADW327 on the SFC website.
Horwath Capital Asia Limited
浩華融資亞洲有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAN847 | TUNG Francis King | 董敬業 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| ABV212 | APEDAILE Steven James | RE | Advising on Corporate Finance | 2003-07-14 | 2004-11-24 | |
| ACB218 | WONG Suk Han, Kitty | 黃淑嫻 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-11-24 |
| ADR451 | POON Chung Lim, Anthony | 潘仲廉 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-07-21 |
| AFX300 | YUE Man Ying | 虞文英 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-04-20 |
| AGE845 | HEUNG Cheuk Ying | 香卓盈 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-05-20 |
| AGI703 | LIU Kai Yu, Kenneth | 廖啟宇 | RE | Advising on Corporate Finance | 2003-12-15 | 2004-02-16 |
| AHT200 | KWOK Kelvin | 郭永聰 | RE | Advising on Corporate Finance | 2003-06-06 | 2004-03-23 |
| AIH774 | CHAN Hi Kit | 陳喜杰 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-09-21 |
| AIH775 | YAM Kwok Hei Benjamin | 任國熙 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-09 |
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