Hong Kong SFC licence institution ADW588, Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司

These are the licence-holders that were found for SFC licence institution ADW588 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAD164 WEI Chi An, Alexandre 魏啟安 RE Advising on Securities 2010-04-22 2012-04-18
AAE275 KWAN Wai Kuen, Freddie 關偉權 RO Advising on Securities 2017-02-22
AAE275 KWAN Wai Kuen, Freddie 關偉權 RO Advising on Futures Contracts 2017-02-22
AAI312 YEUNG Shu Fan 楊樹勳 RO Advising on Securities 2008-06-30 2013-07-09
ACA716 CHAN Philip 陳菲臘 RE Advising on Securities 2012-09-03 2013-02-28
ACA716 CHAN Philip 陳菲臘 RO Advising on Securities 2003-04-01 2012-09-03
ACA716 CHAN Philip 陳菲臘 RO Advising on Corporate Finance 2003-04-01 2004-03-05
ACC771 WONG Shuk Ha 黃淑霞 RE Advising on Securities 2008-04-28 2013-07-05
ACD664 CHAN Ming Yan 陳洺胤 RO Advising on Securities 2016-04-22
ACD664 CHAN Ming Yan 陳洺胤 RO Advising on Futures Contracts 2017-02-22
ACE376 TSANG Wai Ming 曾慧明 RE Advising on Securities 2009-04-21 2009-10-19
ACE376 TSANG Wai Ming 曾慧明 RE Advising on Securities 2012-02-13 2012-11-02
ADB668 CHAU Mei Yu 周美如 RO Advising on Futures Contracts 2017-02-22
ADW206 LAW Sheung Pui 羅尚沛 RE Advising on Securities 2003-04-01 2004-07-06
ADW206 LAW Sheung Pui 羅尚沛 RE Advising on Securities 2005-02-07 2005-03-10
ADW206 LAW Sheung Pui 羅尚沛 RO Advising on Securities 2004-07-06 2005-02-07
ADW206 LAW Sheung Pui 羅尚沛 RO Advising on Securities 2005-03-10 2005-06-23
ADW206 LAW Sheung Pui 羅尚沛 RE Advising on Corporate Finance 2003-04-01 2004-04-02
AEF867 CHAN Chung Leung 陳仲良 RE Advising on Securities 2009-11-09 2010-10-22
AEF867 CHAN Chung Leung 陳仲良 RO Advising on Securities 2005-06-27 2008-07-02
AEF867 CHAN Chung Leung 陳仲良 RO Advising on Securities 2010-10-22 2014-05-21
AFJ907 LEUNG King Chuen 梁景泉 RE Advising on Securities 2004-06-11 2005-03-08
AFV442 LO Mun Keung 羅滿強 RE Advising on Securities 2005-02-25 2007-04-12
AGH015 DROLET Peter Martin RE Advising on Securities 2012-02-02 2013-07-05
AGJ397 LIU Lai Kuen, Linda 廖麗娟 RE Advising on Securities 2003-04-01 2004-10-24
AGJ397 LIU Lai Kuen, Linda 廖麗娟 RE Advising on Corporate Finance 2003-04-01 2004-08-27
AHT093 CHENG Jazreel Yeun Yee 鄭婉儀 RE Advising on Securities 2013-04-12 2013-07-05
AJB954 CHOI Wai, Ellie 蔡煒 RE Advising on Securities 2003-08-25 2006-06-12
AJO155 KO Chin Hung, Patrick 高展鴻 RE Advising on Securities 2009-09-03 2010-01-11
AKI201 KEI Wing Wah 紀永華 RE Advising on Securities 2006-01-24 2007-06-04
ALH659 CHAN Ka Yeung 陳家揚 RE Advising on Securities 2006-06-27 2006-08-05
ALP809 BAI Youge 白又戈 RO Advising on Securities 2011-10-03 2017-07-24
ALU229 LEUNG Ching Sum, Celia 梁清心 RE Advising on Securities 2005-06-02 2013-07-05
AMF434 FANG Sai Tai, Jeffrey 方世泰 RE Advising on Securities 2009-07-13 2011-05-01
AMO735 YUAN Xiao Liang 袁曉喨 RE Advising on Securities 2009-02-12 2009-05-16
AMO735 YUAN Xiao Liang 袁曉喨 RE Advising on Securities 2009-08-24 2013-05-01
ANN406 CHEN Bing 陳丙 RE Advising on Securities 2006-09-21 2011-01-01
ANS226 LI Xiaofeng 李曉楓 RE Advising on Securities 2006-08-01 2008-08-30
ANS226 LI Xiaofeng 李曉楓 RE Advising on Securities 2010-04-13 2012-04-10
ANW378 CHAN Fung Chu 陳鳳珠 RE Advising on Securities 2010-01-12 2013-07-05
ANW378 CHAN Fung Chu 陳鳳珠 RO Advising on Securities 2013-07-05 2015-11-16
ANX596 ENG Cheng Hua 翁振華 RE Advising on Securities 2010-05-03 2012-04-18
ANY447 HUANG Yanming 黃燕銘 RE Advising on Securities 2006-11-28 2010-08-26
ANY452 HUANG Meilong 黃美龍 RE Advising on Securities 2006-11-28 2008-08-08
ANY454 CHEN Li 陳李 RE Advising on Securities 2006-11-28 2008-09-01
ANY455 WANG Lijuan 王莉娟 RE Advising on Securities 2006-11-28 2013-07-05
ANY478 LI Rong 李蓉 RE Advising on Securities 2006-11-28 2015-10-01
ANY481 LI Yi 李毅 RE Advising on Securities 2006-11-28 2012-11-15
ANY483 XU Yan 徐妍 RE Advising on Securities 2006-11-28 2009-08-25
ANY485 MOU Qizheng 牟其峥 RE Advising on Securities 2006-11-28 2007-10-30
ANY486 WANG Yan 王艷 RE Advising on Securities 2006-11-28 2008-05-16
ANZ782 CHAN Hayes 陳昶曦 RE Advising on Securities 2008-02-28 2013-07-05
AOA871 CHEN Xiaosheng 陳晓升 RE Advising on Securities 2006-12-04 2016-03-05
AOA891 DONG Liang 董樑 RE Advising on Securities 2006-12-04 2016-07-13
AOA892 LI Yamin 勵雅敏 RE Advising on Securities 2006-12-04 2011-04-07
AOA894 ZHU Anping 朱安平 RE Advising on Securities 2006-12-04 2011-02-14
AOA895 WANG Zhihui 王智慧 RE Advising on Securities 2006-12-04 2007-03-28
AOA896 ZHAO Jinhou 趙金厚 RE Advising on Securities 2006-12-04
AOA897 LI Shurong 李樹荣 RE Advising on Securities 2006-12-04 2007-09-01
AOA897 LI Shurong 李樹荣 RE Advising on Securities 2008-09-23 2010-06-18
AOB466 LEUNG Ka Lock, Eric 梁家樂 RE Advising on Securities 2006-10-18 2008-01-07
AOB466 LEUNG Ka Lock, Eric 梁家樂 RE Advising on Securities 2008-01-10 2009-05-08
AOB779 XIE Jun 謝俊 RE Advising on Securities 2007-09-05 2007-09-13
AOD433 QIANG Li 强立 RE Advising on Securities 2007-04-11 2013-04-01
AOG953 CHAN Yan 陳昕 RE Advising on Securities 2008-01-10 2009-10-25
AOR555 WONG William Koon Wei 黃觀威 RE Advising on Securities 2009-06-19 2009-11-23
AOR555 WONG William Koon Wei 黃觀威 RE Advising on Securities 2010-03-11 2013-07-05
AOV514 CHEN Shih Chieh 陳世傑 RE Advising on Securities 2012-01-26 2013-07-05
AOW804 LAM Ka Chun 林家駿 RE Advising on Securities 2007-05-07 2008-07-29
AOX418 IP Chi Kong 葉智剛 RE Advising on Securities 2009-11-24 2009-12-28
APH935 JIE Li 揭力 RE Advising on Securities 2007-07-30 2011-03-09
APJ553 KONG Jiahui 孔嘉慧 RE Advising on Securities 2007-08-07 2013-07-05
AQD350 MOK Chung Hin 莫從顯 RE Advising on Securities 2009-06-15 2013-07-05
AQN539 DING Ye 丁曄 RE Advising on Securities 2008-09-22 2013-06-01
AQN539 DING Ye 丁曄 RE Advising on Securities 2013-12-18 2014-01-23
ARG344 WU Tao 吳弢 RE Advising on Securities 2008-07-14 2015-05-30
ARG350 YANG Ming 楊明 RE Advising on Securities 2008-09-23 2014-02-26
ARG353 YE Peipei 叶培培 RE Advising on Securities 2008-07-14 2015-07-28
ARG359 HU Haoping 胡浩平 RE Advising on Securities 2008-09-23 2013-03-23
ARG365 TANG Mingjun 唐明君 RE Advising on Securities 2008-07-14 2013-07-05
ARG379 LI Hong 李虹 RE Advising on Securities 2008-07-14
ARG386 WANG Haitao 王海濤 RE Advising on Securities 2008-09-23
ARG394 CHEN Guoxi 陳國喜 RE Advising on Securities 2008-07-14 2009-10-01
ARG401 WU Jun 吳珺 RE Advising on Securities 2008-07-14 2015-08-08
ARG408 FAN Lei 范磊 RE Advising on Securities 2008-07-14 2015-08-01
ARP099 CHIA An-pei 賈安霈 RE Advising on Securities 2009-12-16 2012-02-20
ARP099 CHIA An-pei 賈安霈 RO Advising on Securities 2012-02-20 2013-07-05
ARU491 HUANG Cai 黄偲 RE Advising on Securities 2008-11-20
ASO413 SHIMOYAMADA Jin RE Advising on Securities 2009-04-14 2010-12-16
ASZ213 TSE Kwok Ting 謝幗婷 RE Advising on Securities 2010-02-18 2010-04-24
ATL492 CHEN Wangyu 陳望煜 RE Advising on Securities 2009-08-06 2011-02-10
ATM450 KAO Hiu Hing Stanley 高曉慶 RE Advising on Securities 2011-06-09 2015-10-29
ATM450 KAO Hiu Hing Stanley 高曉慶 RO Advising on Securities 2015-10-29
ATM450 KAO Hiu Hing Stanley 高曉慶 RO Advising on Futures Contracts 2017-02-22
ATR685 XU Jing Jing 許晶晶 RE Advising on Securities 2009-09-04 2012-08-01
AUV639 FUJIWARA Sari RE Advising on Securities 2010-03-05 2012-08-01
AVC008 MITCHELL Lars Stefan RE Advising on Securities 2013-10-03
AVR185 CHAN Tze King 陳子敬 RE Advising on Securities 2010-10-07 2011-02-11
AVT720 CHEN Long 陳龍 RE Advising on Securities 2010-09-06 2011-07-22
AWX356 LIU Pei-yun 劉珮昀 RE Advising on Securities 2011-03-07 2012-11-03
AXB617 HU Xiaohui 胡曉暉 RE Advising on Securities 2011-05-24 2015-08-29
AXB620 YANG Guoping 楊國平 RE Advising on Securities 2011-05-24
AXB621 CHEN Wenqian 陳文謙 RE Advising on Securities 2011-05-24 2011-05-27
AXB623 SHI Ming 石明 RE Advising on Securities 2011-05-06 2014-12-31
AXB625 GUO Yi 郭翼 RE Advising on Securities 2011-05-04 2011-05-31
AXB626 ZHU Yunyun 朱芸芸 RE Advising on Securities 2011-05-04 2012-08-31
AXB629 JIA Tingting 賈婷婷 RE Advising on Securities 2011-05-04 2014-07-18
AXC582 XIA Mingrui 夏明睿 RO Advising on Securities 2018-07-18
AXC582 XIA Mingrui 夏明睿 RO Advising on Futures Contracts 2018-07-18
AXD984 ZEINER Matthew Scott 曾孟科 RE Advising on Securities 2011-08-15 2012-07-04
AXF983 LO Szu-Yuan 駱思遠 RE Advising on Securities 2018-11-06
AXG096 XIAO Liang 肖亮 RE Advising on Securities 2011-05-03 2013-07-05
AXT645 WU Yu 武煜 RE Advising on Securities 2014-03-27 2018-07-11
AXW285 ZENG Meiling 曾美玲 RE Advising on Securities 2014-09-12 2015-06-09
AYD006 LUI Lok Sze 雷樂詩 RE Advising on Securities 2012-05-16 2014-08-04
AYG110 LAN Kun 兰昆 RE Advising on Securities 2011-10-13 2013-05-23
AYJ789 CHEN Yaping 陳雅萍 RE Advising on Securities 2012-04-13
AYJ789 CHEN Yaping 陳雅萍 RE Advising on Futures Contracts 2017-03-09
AYX420 CHIA Ng Tee Sen, Edgar RE Advising on Securities 2012-02-14 2013-07-05
AYX427 ZHANG Shibiao 張世彪 RE Advising on Securities 2012-02-09 2013-11-29
AYY014 LU Yiwen 陆怡雯 RE Advising on Securities 2014-11-27 2016-01-01
AYY396 CHEN Shudan 陳書丹 RE Advising on Securities 2012-02-20 2012-03-17
AYZ033 YE Rong 葉戎 RE Advising on Securities 2012-02-09 2016-02-06
AZD538 MC FADYEN David Ross RE Advising on Securities 2012-03-14 2013-03-02
AZM044 LUO Jingru 羅鏡如 RE Advising on Securities 2012-06-11 2012-10-25
AZX865 JING Jing 景璟 RE Advising on Securities 2012-08-13 2015-12-01
BAI002 GAO Yedong 高業東 RE Advising on Securities 2012-11-19 2013-07-03
BAI763 LI Zhifeng 李智鋒 RE Advising on Securities 2013-08-13 2014-01-24
BAM599 YU Wenjun 余文俊 RE Advising on Securities 2012-11-27
BBE746 XUE Huiru 薛慧如 RE Advising on Securities 2013-04-26
BBS393 SHEN Ruoyu 沈若雨 RE Advising on Securities 2013-08-19 2013-09-29
BBS394 SHENG Ziwei 盛紫薇 RE Advising on Securities 2013-08-13 2015-09-01
BBT845 CHAN Wing Yu 陳泳如 RE Advising on Securities 2016-05-23 2017-04-29
BBT845 CHAN Wing Yu 陳泳如 RE Advising on Futures Contracts 2017-02-22 2017-04-29
BDD660 LEUNG Ping Yan, Patrick 梁秉仁 RE Advising on Securities 2014-04-17 2014-05-16
BDE608 GU Rougang 顧柔剛 RE Advising on Securities 2014-07-23 2015-05-30
BDE609 MIAO Huaxin 苗華鑫 RE Advising on Securities 2014-07-23 2015-04-11
BDH009 QIU Xiaolei 裘瀟磊 RE Advising on Securities 2014-07-25 2015-07-28
BDQ227 HUANG Zhe 黃哲 RE Advising on Securities 2014-06-27
BDX241 TELFORD Tom Daniel RE Advising on Securities 2014-07-30 2018-11-04
BEC879 CHAN Hon Fai 陳漢輝 RE Advising on Securities 2014-10-13 2016-11-27
BED999 ZHANG Yi 張怡 RE Advising on Securities 2014-09-16 2018-03-30
BED999 ZHANG Yi 張怡 RE Advising on Securities 2018-09-27
BEE282 DU Wei 杜威 RE Advising on Securities 2014-09-16 2015-12-26
BET309 WU Xia 武夏 RE Advising on Securities 2014-12-31
BFR269 ZHANG Cheng 張程 RE Advising on Securities 2015-06-19
BGA394 REN Yi 任毅 RE Advising on Securities 2017-05-04
BGA394 REN Yi 任毅 RE Advising on Futures Contracts 2017-05-04
BGG512 CHENG Xin 程欣 RE Advising on Securities 2015-10-12
BGG512 CHENG Xin 程欣 RE Advising on Futures Contracts 2017-02-22
BGQ331 ZHENG Shanni 鄭姗妮 RE Advising on Securities 2016-01-22 2017-09-15
BGT702 HUANG Qian 黃倩 RE Advising on Securities 2016-03-07
BGY750 XU Zihan 徐子涵 RE Advising on Securities 2016-04-07 2018-06-18
BGZ938 ZHANG Beibei 張貝貝 RE Advising on Securities 2016-04-07
BHC537 FENG Peilin 馮沛麟 RE Advising on Securities 2016-04-07 2017-12-26
BHC539 QIN Cong 秦聰 RE Advising on Securities 2016-04-07 2017-03-11
BHK128 LI Xinwei 李欣偉 RE Advising on Securities 2016-06-20
BIG101 LIANG Jinxin 梁金鑫 RE Advising on Securities 2016-12-28 2018-01-19
BIW266 DU Haomin 杜昊旻 RE Advising on Securities 2017-03-07 2018-06-25
BLT709 ZHAO Dingwei 趙定緯 RE Advising on Securities 2018-01-23
BLT709 ZHAO Dingwei 趙定緯 RE Advising on Futures Contracts 2018-01-23
BMR369 DONG Yi 董易 RE Advising on Securities 2018-06-19
BMR371 ZHOU Wenyuan 周文远 RE Advising on Securities 2018-06-19
BNO805 FU Beijia 付倍佳 RE Advising on Securities 2018-11-06

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