These are the licence-holders that were found for SFC licence institution ADX744 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAA439 | HO Yeuk Leung, Sunny | 何若樑 | RO | Dealing in Securities | 2003-04-01 | 2003-12-09 |
| AAA439 | HO Yeuk Leung, Sunny | 何若樑 | RO | Advising on Securities | 2003-04-01 | 2003-12-09 |
| AAA439 | HO Yeuk Leung, Sunny | 何若樑 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-12-09 |
| AAA439 | HO Yeuk Leung, Sunny | 何若樑 | RO | Asset Management | 2003-04-01 | 2003-12-09 |
| AAW408 | AU Fung Ping | 區鳳萍 | RO | Dealing in Securities | 2003-04-01 | 2003-10-31 |
| AAW408 | AU Fung Ping | 區鳳萍 | RO | Advising on Securities | 2003-04-01 | 2003-10-31 |
| AAW408 | AU Fung Ping | 區鳳萍 | RO | Advising on Corporate Finance | 2003-04-01 | 2003-10-31 |
| AAW408 | AU Fung Ping | 區鳳萍 | RO | Asset Management | 2003-04-01 | 2003-10-31 |
| ABV320 | SO Shuk Kau | 蘇淑球 | RE | Dealing in Securities | 2003-04-01 | 2003-11-12 |
| ABV320 | SO Shuk Kau | 蘇淑球 | RE | Advising on Securities | 2003-04-01 | 2003-11-12 |
| ABV320 | SO Shuk Kau | 蘇淑球 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-12 |
| ABV320 | SO Shuk Kau | 蘇淑球 | RE | Asset Management | 2003-04-01 | 2003-11-12 |
| AGN637 | AU Fung Ming | 區鳳鳴 | RE | Dealing in Securities | 2003-04-01 | 2003-12-09 |
| AGN637 | AU Fung Ming | 區鳳鳴 | RE | Advising on Securities | 2003-04-01 | 2003-12-09 |
| AGN637 | AU Fung Ming | 區鳳鳴 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-12-09 |
| AGN637 | AU Fung Ming | 區鳳鳴 | RE | Asset Management | 2003-04-01 | 2003-12-09 |
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