Hong Kong SFC licence institution ADY241, China Innovative Finance Securities Limited 中國新金融證券有限公司

These are the licence-holders that were found for SFC licence institution ADY241 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB973 LAW Man Sang 羅文生 RO Dealing in Securities 2003-04-01 2005-01-21
AAB973 LAW Man Sang 羅文生 RO Advising on Securities 2003-04-01 2004-11-19
AAB973 LAW Man Sang 羅文生 RO Advising on Corporate Finance 2003-04-01 2004-11-19
AAB973 LAW Man Sang 羅文生 RO Asset Management 2003-04-01 2004-11-19
AAC019 TSANG Chi Ming 曾智明 RO Dealing in Securities 2003-04-01 2017-05-12
AAC019 TSANG Chi Ming 曾智明 RO Advising on Securities 2003-04-01 2004-11-19
AAC019 TSANG Chi Ming 曾智明 RO Advising on Corporate Finance 2003-04-01 2004-11-19
AAC019 TSANG Chi Ming 曾智明 RO Asset Management 2003-04-01 2004-11-19
ACA654 LEE Kwai Sang 李貴生 RE Dealing in Securities 2003-04-01 2006-07-05
ACA654 LEE Kwai Sang 李貴生 RO Dealing in Securities 2006-07-05 2014-07-02
ACA654 LEE Kwai Sang 李貴生 RE Advising on Securities 2003-04-01 2003-12-30
ACA654 LEE Kwai Sang 李貴生 RE Advising on Corporate Finance 2003-04-01 2003-12-30
ACA654 LEE Kwai Sang 李貴生 RE Asset Management 2003-04-01 2003-12-30
ACC261 TSUI Hong Ming 徐康明 RE Dealing in Securities 2005-12-23 2006-03-23
ACC261 TSUI Hong Ming 徐康明 RE Dealing in Securities 2007-11-05 2014-08-26
ACP027 CHENG Man 鄭敏 RE Dealing in Securities 2003-04-01 2006-07-05
ACP027 CHENG Man 鄭敏 RO Dealing in Securities 2006-07-05
ACP027 CHENG Man 鄭敏 RE Advising on Securities 2003-04-01 2004-03-12
ACP027 CHENG Man 鄭敏 RE Advising on Corporate Finance 2003-04-01 2004-03-12
ACP027 CHENG Man 鄭敏 RE Asset Management 2003-04-01 2004-03-12
ACZ471 MAK Chi Leung 麥志良 RO Dealing in Securities 2003-04-01 2006-07-07
ACZ471 MAK Chi Leung 麥志良 RO Advising on Securities 2003-04-01 2004-11-19
ACZ471 MAK Chi Leung 麥志良 RO Advising on Corporate Finance 2003-04-01 2004-11-19
ACZ471 MAK Chi Leung 麥志良 RO Asset Management 2003-04-01 2004-11-19
ADQ693 NG Kar Keung 吳加強 RE Dealing in Securities 2004-10-15 2008-10-09
AEQ191 CHEUNG Siu Ling 張小玲 RE Dealing in Securities 2004-12-01 2005-06-10
AEU474 LI Cho Kwong 李早光 RE Dealing in Securities 2005-05-17 2005-09-01
AEV232 TSANG Wa Kwan 曾華坤 RE Dealing in Securities 2006-07-12
AFB725 LUNG Ka Min 龍家綿 RE Dealing in Securities 2003-04-01
AFB725 LUNG Ka Min 龍家綿 RE Advising on Securities 2003-04-01 2003-07-03
AFB725 LUNG Ka Min 龍家綿 RE Advising on Corporate Finance 2003-04-01 2003-07-03
AFB725 LUNG Ka Min 龍家綿 RE Asset Management 2003-04-01 2003-07-03
AFC530 WOO Chi Wai 胡志偉 RO Dealing in Securities 2017-10-09 2018-06-22
AFT494 LAU Ping Yau 劉炳有 RE Dealing in Securities 2017-12-18
AFT926 NG Wai Man, Raymond 吳偉文 RE Dealing in Securities 2008-10-09 2009-06-26
AGI751 LI Ling Sun 李寧新 RE Dealing in Securities 2003-04-01
AGI751 LI Ling Sun 李寧新 RE Advising on Securities 2003-04-01 2004-03-12
AGI751 LI Ling Sun 李寧新 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AGI751 LI Ling Sun 李寧新 RE Asset Management 2003-04-01 2004-03-12
AGJ107 LAU Tai Che 劉大志 RE Dealing in Securities 2010-06-03 2017-04-05
AHV509 TAM Ho Lup 譚豪立 RE Dealing in Securities 2003-04-01 2005-02-08
AHV509 TAM Ho Lup 譚豪立 RE Advising on Securities 2003-04-01 2004-01-09
AHV509 TAM Ho Lup 譚豪立 RE Advising on Corporate Finance 2003-04-01 2004-01-09
AHV509 TAM Ho Lup 譚豪立 RE Asset Management 2003-04-01 2004-01-09
AJG509 KWOK Shun Tim 郭純恬 RE Advising on Corporate Finance 2003-12-11 2004-04-29
AKO943 LAM Chi Shing 林志成 RE Dealing in Securities 2006-07-26 2014-08-13
AKO943 LAM Chi Shing 林志成 RO Dealing in Securities 2014-08-13
AOI967 SOO Chi Kit 蘇志傑 RE Dealing in Securities 2007-02-06 2007-09-24
APK087 LIN Hoi Ho 林開浩 RE Dealing in Securities 2007-09-14 2007-11-07
APR549 CHEUNG Ting Ting 張婷婷 RE Dealing in Securities 2007-11-05 2016-06-17
APR549 CHEUNG Ting Ting 張婷婷 RO Dealing in Securities 2016-06-17
ARE733 HUEN Kam Yin 錦賢 RE Dealing in Securities 2010-02-02 2014-07-02
AUX102 CHIU Sai Lun 招世麟 RE Dealing in Securities 2015-10-13
BHC917 LEUNG Kam Lok, Michael 梁金樂 RE Dealing in Securities 2017-12-18

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