Hong Kong SFC licence institution AEA446, HT Capital Management Limited

These are the licence-holders that were found for SFC licence institution AEA446 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA429 HURST Tze Ming, Ophelia 唐梓明 RO Advising on Securities 2003-04-01 2003-05-23
AAA429 HURST Tze Ming, Ophelia 唐梓明 RO Advising on Futures Contracts 2003-04-01 2003-05-23
AAA429 HURST Tze Ming, Ophelia 唐梓明 RO Advising on Corporate Finance 2003-04-01 2003-05-23
AAA429 HURST Tze Ming, Ophelia 唐梓明 RO Asset Management 2003-04-01 2015-04-21
AAW606 HURST Karl Morys Ewhen RO Advising on Securities 2003-04-01 2003-05-23
AAW606 HURST Karl Morys Ewhen RO Advising on Corporate Finance 2003-04-01 2003-05-23
AAW606 HURST Karl Morys Ewhen RO Asset Management 2003-04-01 2015-08-20
ABV703 DAVIDSON Russell RO Asset Management 2010-11-29 2011-02-01
ABY975 LEE Gi Yue, Vivian 李梓瑜 RE Asset Management 2005-06-03 2005-07-13
ACZ116 CHUM Pak Hing, Terrace 覃伯興 RE Asset Management 2007-10-11 2008-01-24
AEF148 FUNG Wing Ki 馮詠基 RE Asset Management 2004-04-21 2004-05-31
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RE Advising on Securities 2003-04-01 2003-05-21
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RE Advising on Corporate Finance 2003-04-01 2003-05-21
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RE Asset Management 2003-04-01 2004-03-25
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RE Asset Management 2004-06-12 2004-10-15
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RE Asset Management 2005-06-22 2007-07-13
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RO Asset Management 2004-03-25 2004-06-12
AFC592 SHUM Kit Lan, Anita 沈潔蘭 RO Asset Management 2007-07-13 2013-04-27
AFS329 CHEUNG Sze Mei, Florence 張斯美 RE Asset Management 2006-10-03 2009-04-17
AGN457 WONG Po Hoi, Raymond 王報凱 RE Asset Management 2013-05-02 2013-05-24
AJB018 LEE John Chung 李仁中 RE Asset Management 2007-08-16 2007-09-25
ALW470 SHIU Chi Ming 蕭志明 RE Asset Management 2007-06-06 2008-07-04
AMX935 WONG Ka Yi 黃嘉宜 RE Asset Management 2006-03-07 2007-05-03
AMX935 WONG Ka Yi 黃嘉宜 RO Asset Management 2007-05-03 2013-05-01
ANH346 TAI Ka Yee 戴嘉儀 RE Asset Management 2014-07-07 2014-08-29
AQI550 WONG Ka Wing 黃家穎 RE Asset Management 2008-03-14 2015-04-21
BBM040 QUINN Katherine Ann RE Asset Management 2013-07-11 2014-04-24

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