Hong Kong SFC licence institution AEB922, Comgest Far East Limited

These are the licence-holders that were found for SFC licence institution AEB922 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ACC804 FICHEUX Veronique Marcelle RO Advising on Securities 2003-04-01 2003-09-15
ACC804 FICHEUX Veronique Marcelle RO Advising on Corporate Finance 2003-04-01 2003-09-15
ACC804 FICHEUX Veronique Marcelle RO Asset Management 2003-04-01 2003-09-15
ADI526 SISOWATH Chakara RO Advising on Securities 2003-04-01 2015-05-01
ADI526 SISOWATH Chakara RO Asset Management 2003-04-01 2015-05-01
AEC218 STRAUSS Vincent, Marie, Jacques, Henri RO Advising on Securities 2012-04-24 2012-05-23
AFP815 RAPER David James RO Dealing in Securities 2014-11-03
AFP815 RAPER David James RE Advising on Securities 2004-06-05 2010-12-28
AFP815 RAPER David James RO Advising on Securities 2010-12-28
AFP815 RAPER David James RE Asset Management 2004-06-05 2010-12-28
AFP815 RAPER David James RO Asset Management 2010-12-28
AFT098 HE Jun 何軍 RE Advising on Securities 2009-01-15 2012-11-20
AFT098 HE Jun 何軍 RO Advising on Securities 2012-11-20 2014-10-31
AFT098 HE Jun 何軍 RE Asset Management 2009-01-15 2012-11-20
AFT098 HE Jun 何軍 RO Asset Management 2012-11-20 2014-10-31
AHL580 CHOO Yoon Lai, Kelly 曹圓麗 RE Advising on Securities 2003-04-01 2003-08-04
AHL580 CHOO Yoon Lai, Kelly 曹圓麗 RO Advising on Securities 2003-08-04 2011-05-18
AHL580 CHOO Yoon Lai, Kelly 曹圓麗 RE Advising on Corporate Finance 2003-04-01 2003-05-21
AHL580 CHOO Yoon Lai, Kelly 曹圓麗 RE Asset Management 2003-04-01 2003-08-04
AHL580 CHOO Yoon Lai, Kelly 曹圓麗 RO Asset Management 2003-08-04 2011-05-18
AIH346 AU YEUNG Ka Man, Carmen 歐陽嘉文 RE Advising on Securities 2003-04-01 2009-01-31
AIH346 AU YEUNG Ka Man, Carmen 歐陽嘉文 RE Advising on Corporate Finance 2003-04-01 2003-11-20
AIH346 AU YEUNG Ka Man, Carmen 歐陽嘉文 RE Asset Management 2003-04-01 2009-01-31
AMD158 PINGE Gaurish RE Dealing in Securities 2015-03-30
AMD158 PINGE Gaurish RE Advising on Securities 2014-08-25 2015-04-27
AMD158 PINGE Gaurish RO Advising on Securities 2015-04-27
AMD158 PINGE Gaurish RE Asset Management 2014-08-25 2015-04-27
AMD158 PINGE Gaurish RO Asset Management 2015-04-27
ANR401 JAMES Robert Keith RO Dealing in Securities 2014-11-03
ANR401 JAMES Robert Keith RE Advising on Securities 2012-01-03
ANR401 JAMES Robert Keith RE Asset Management 2012-01-03
AON877 KANG Lili 康麗麗 RO Dealing in Securities 2015-03-13
AON877 KANG Lili 康麗麗 RE Advising on Securities 2014-10-16 2015-03-13
AON877 KANG Lili 康麗麗 RO Advising on Securities 2015-03-13
AON877 KANG Lili 康麗麗 RE Asset Management 2014-10-16 2015-03-13
AON877 KANG Lili 康麗麗 RO Asset Management 2015-03-13
ASC708 HOUGHTON Vincent RE Advising on Securities 2011-05-01
ASC708 HOUGHTON Vincent RO Advising on Securities 2009-01-05 2011-05-01
ASC708 HOUGHTON Vincent RE Asset Management 2009-01-05
AUL598 YU Baijing 余白靜 RE Dealing in Securities 2015-10-08
AUL598 YU Baijing 余白靜 RE Advising on Securities 2011-08-01
AUL598 YU Baijing 余白靜 RE Asset Management 2011-08-01
AVD845 D EMMEREZ DE CHARMOY Alice RE Advising on Securities 2010-06-14 2013-05-09
AVD845 D EMMEREZ DE CHARMOY Alice RE Asset Management 2010-06-14 2013-05-09
AVH209 ABELEV Jennifer Shum Wing Man 沈穎雯 RE Advising on Securities 2010-06-01 2014-02-14
AVH209 ABELEV Jennifer Shum Wing Man 沈穎雯 RE Asset Management 2010-06-01 2014-02-14
BBW890 CHEN Xue Liang 陈学亮 RE Dealing in Securities 2017-02-06
BBW890 CHEN Xue Liang 陈学亮 RE Advising on Securities 2017-02-06
BBW890 CHEN Xue Liang 陈学亮 RE Asset Management 2017-02-06
BFK318 WU Gang 吳剛 RE Advising on Securities 2015-06-08 2016-12-30
BFK318 WU Gang 吳剛 RE Asset Management 2015-06-08 2016-12-30
BID164 KAYE Richard James RE Dealing in Securities 2016-09-19 2016-09-23
BID169 LY VATH WARD Chantana RE Dealing in Securities 2016-09-19 2016-09-23
BID171 WITTET Alistair Patrick RE Advising on Securities 2016-09-19 2016-12-18

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