These are the licence-holders that were found for SFC licence institution AEB922 on the SFC website.
Get in touch for API access to all sorts of public Hong Kong data
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| ACC804 | FICHEUX Veronique Marcelle | RO | Advising on Securities | 2003-04-01 | 2003-09-15 | |
| ACC804 | FICHEUX Veronique Marcelle | RO | Advising on Corporate Finance | 2003-04-01 | 2003-09-15 | |
| ACC804 | FICHEUX Veronique Marcelle | RO | Asset Management | 2003-04-01 | 2003-09-15 | |
| ADI526 | SISOWATH Chakara | RO | Advising on Securities | 2003-04-01 | 2015-05-01 | |
| ADI526 | SISOWATH Chakara | RO | Asset Management | 2003-04-01 | 2015-05-01 | |
| AEC218 | STRAUSS Vincent, Marie, Jacques, Henri | RO | Advising on Securities | 2012-04-24 | 2012-05-23 | |
| AFP815 | RAPER David James | RO | Dealing in Securities | 2014-11-03 | ||
| AFP815 | RAPER David James | RE | Advising on Securities | 2004-06-05 | 2010-12-28 | |
| AFP815 | RAPER David James | RO | Advising on Securities | 2010-12-28 | ||
| AFP815 | RAPER David James | RE | Asset Management | 2004-06-05 | 2010-12-28 | |
| AFP815 | RAPER David James | RO | Asset Management | 2010-12-28 | ||
| AFT098 | HE Jun | 何軍 | RE | Advising on Securities | 2009-01-15 | 2012-11-20 |
| AFT098 | HE Jun | 何軍 | RO | Advising on Securities | 2012-11-20 | 2014-10-31 |
| AFT098 | HE Jun | 何軍 | RE | Asset Management | 2009-01-15 | 2012-11-20 |
| AFT098 | HE Jun | 何軍 | RO | Asset Management | 2012-11-20 | 2014-10-31 |
| AHL580 | CHOO Yoon Lai, Kelly | 曹圓麗 | RE | Advising on Securities | 2003-04-01 | 2003-08-04 |
| AHL580 | CHOO Yoon Lai, Kelly | 曹圓麗 | RO | Advising on Securities | 2003-08-04 | 2011-05-18 |
| AHL580 | CHOO Yoon Lai, Kelly | 曹圓麗 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-05-21 |
| AHL580 | CHOO Yoon Lai, Kelly | 曹圓麗 | RE | Asset Management | 2003-04-01 | 2003-08-04 |
| AHL580 | CHOO Yoon Lai, Kelly | 曹圓麗 | RO | Asset Management | 2003-08-04 | 2011-05-18 |
| AIH346 | AU YEUNG Ka Man, Carmen | 歐陽嘉文 | RE | Advising on Securities | 2003-04-01 | 2009-01-31 |
| AIH346 | AU YEUNG Ka Man, Carmen | 歐陽嘉文 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-11-20 |
| AIH346 | AU YEUNG Ka Man, Carmen | 歐陽嘉文 | RE | Asset Management | 2003-04-01 | 2009-01-31 |
| AMD158 | PINGE Gaurish | RE | Dealing in Securities | 2015-03-30 | ||
| AMD158 | PINGE Gaurish | RE | Advising on Securities | 2014-08-25 | 2015-04-27 | |
| AMD158 | PINGE Gaurish | RO | Advising on Securities | 2015-04-27 | ||
| AMD158 | PINGE Gaurish | RE | Asset Management | 2014-08-25 | 2015-04-27 | |
| AMD158 | PINGE Gaurish | RO | Asset Management | 2015-04-27 | ||
| ANR401 | JAMES Robert Keith | RO | Dealing in Securities | 2014-11-03 | ||
| ANR401 | JAMES Robert Keith | RE | Advising on Securities | 2012-01-03 | ||
| ANR401 | JAMES Robert Keith | RE | Asset Management | 2012-01-03 | ||
| AON877 | KANG Lili | 康麗麗 | RO | Dealing in Securities | 2015-03-13 | |
| AON877 | KANG Lili | 康麗麗 | RE | Advising on Securities | 2014-10-16 | 2015-03-13 |
| AON877 | KANG Lili | 康麗麗 | RO | Advising on Securities | 2015-03-13 | |
| AON877 | KANG Lili | 康麗麗 | RE | Asset Management | 2014-10-16 | 2015-03-13 |
| AON877 | KANG Lili | 康麗麗 | RO | Asset Management | 2015-03-13 | |
| ASC708 | HOUGHTON Vincent | RE | Advising on Securities | 2011-05-01 | ||
| ASC708 | HOUGHTON Vincent | RO | Advising on Securities | 2009-01-05 | 2011-05-01 | |
| ASC708 | HOUGHTON Vincent | RE | Asset Management | 2009-01-05 | ||
| AUL598 | YU Baijing | 余白靜 | RE | Dealing in Securities | 2015-10-08 | |
| AUL598 | YU Baijing | 余白靜 | RE | Advising on Securities | 2011-08-01 | |
| AUL598 | YU Baijing | 余白靜 | RE | Asset Management | 2011-08-01 | |
| AVD845 | D EMMEREZ DE CHARMOY Alice | RE | Advising on Securities | 2010-06-14 | 2013-05-09 | |
| AVD845 | D EMMEREZ DE CHARMOY Alice | RE | Asset Management | 2010-06-14 | 2013-05-09 | |
| AVH209 | ABELEV Jennifer Shum Wing Man | 沈穎雯 | RE | Advising on Securities | 2010-06-01 | 2014-02-14 |
| AVH209 | ABELEV Jennifer Shum Wing Man | 沈穎雯 | RE | Asset Management | 2010-06-01 | 2014-02-14 |
| BBW890 | CHEN Xue Liang | 陈学亮 | RE | Dealing in Securities | 2017-02-06 | |
| BBW890 | CHEN Xue Liang | 陈学亮 | RE | Advising on Securities | 2017-02-06 | |
| BBW890 | CHEN Xue Liang | 陈学亮 | RE | Asset Management | 2017-02-06 | |
| BFK318 | WU Gang | 吳剛 | RE | Advising on Securities | 2015-06-08 | 2016-12-30 |
| BFK318 | WU Gang | 吳剛 | RE | Asset Management | 2015-06-08 | 2016-12-30 |
| BID164 | KAYE Richard James | RE | Dealing in Securities | 2016-09-19 | 2016-09-23 | |
| BID169 | LY VATH WARD Chantana | RE | Dealing in Securities | 2016-09-19 | 2016-09-23 | |
| BID171 | WITTET Alistair Patrick | RE | Advising on Securities | 2016-09-19 | 2016-12-18 |
Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:
© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)