These are the licence-holders that were found for SFC licence institution AEB994 on the SFC website.
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Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAB103 | CHAN Wai Hing | 陳惠慶 | RE | Dealing in Securities | 2003-04-01 | 2003-05-02 |
| AAB103 | CHAN Wai Hing | 陳惠慶 | RE | Advising on Securities | 2003-04-01 | 2003-05-02 |
| AAB103 | CHAN Wai Hing | 陳惠慶 | RE | Advising on Corporate Finance | 2003-04-01 | 2003-05-02 |
| AAB103 | CHAN Wai Hing | 陳惠慶 | RE | Asset Management | 2003-04-01 | 2003-05-02 |
| AAB111 | KWOK Margaret | 黃郭志蕙 | RO | Dealing in Securities | 2003-04-01 | 2006-09-30 |
| AAB111 | KWOK Margaret | 黃郭志蕙 | RO | Advising on Securities | 2003-04-01 | 2005-01-28 |
| AAB111 | KWOK Margaret | 黃郭志蕙 | RO | Advising on Corporate Finance | 2003-04-01 | 2005-01-28 |
| AAB111 | KWOK Margaret | 黃郭志蕙 | RO | Asset Management | 2003-04-01 | 2005-01-28 |
| AAB118 | YIP Sit May | 葉雪美 | RE | Dealing in Securities | 2003-04-01 | 2004-02-01 |
| AAB118 | YIP Sit May | 葉雪美 | RE | Advising on Securities | 2003-04-01 | 2004-02-01 |
| AAB118 | YIP Sit May | 葉雪美 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-02-01 |
| AAB118 | YIP Sit May | 葉雪美 | RE | Asset Management | 2003-04-01 | 2004-02-01 |
| AAB418 | HON Seek Yuen | 韓悉淵 | RE | Dealing in Securities | 2003-04-01 | 2006-09-30 |
| AAB418 | HON Seek Yuen | 韓悉淵 | RE | Advising on Securities | 2003-04-01 | 2005-01-25 |
| AAB418 | HON Seek Yuen | 韓悉淵 | RE | Advising on Corporate Finance | 2003-04-01 | 2005-01-25 |
| AAB418 | HON Seek Yuen | 韓悉淵 | RE | Asset Management | 2003-04-01 | 2005-01-25 |
| AJK833 | KO Pui Pui, Olivia | 高珮珮 | RO | Dealing in Securities | 2005-06-09 | 2005-12-09 |
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