Hong Kong SFC licence institution AED194, Liberty Securities Limited 自由證券有限公司

These are the licence-holders that were found for SFC licence institution AED194 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA187 TAN Pun Shing 陳本勝 RE Dealing in Securities 2008-11-04 2008-12-30
AAK405 WONG Tak Shun 黃德順 RE Dealing in Securities 2007-11-20 2009-11-17
AAZ920 LEUNG Kwok On 梁國安 RE Dealing in Securities 2005-06-13 2006-09-14
ABG586 KO Pak Fai, Houseman 高百輝 RE Dealing in Securities 2003-04-01 2017-10-23
ABG586 KO Pak Fai, Houseman 高百輝 RE Advising on Securities 2003-04-01 2004-01-28
ABG586 KO Pak Fai, Houseman 高百輝 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ABG586 KO Pak Fai, Houseman 高百輝 RE Asset Management 2003-04-01 2004-01-28
ABH498 LAU Kwok Wai 劉國威 RE Dealing in Securities 2003-04-01
ABH498 LAU Kwok Wai 劉國威 RE Advising on Securities 2003-04-01 2004-02-17
ABH498 LAU Kwok Wai 劉國威 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ABH498 LAU Kwok Wai 劉國威 RE Asset Management 2003-04-01 2004-02-17
ABI309 WONG Wai Kin 黃偉健 RE Dealing in Securities 2003-04-01 2017-10-31
ABI309 WONG Wai Kin 黃偉健 RE Advising on Securities 2003-04-01 2004-01-28
ABI309 WONG Wai Kin 黃偉健 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ABI309 WONG Wai Kin 黃偉健 RE Asset Management 2003-04-01 2004-01-28
ABM989 LO Kwai Sang, Dennis 羅貴生 RE Dealing in Securities 2017-10-23 2018-09-13
ABM989 LO Kwai Sang, Dennis 羅貴生 RO Dealing in Securities 2003-04-01 2017-10-23
ABM989 LO Kwai Sang, Dennis 羅貴生 RO Advising on Securities 2003-04-01 2004-09-20
ABM989 LO Kwai Sang, Dennis 羅貴生 RO Advising on Corporate Finance 2003-04-01 2004-09-20
ABM989 LO Kwai Sang, Dennis 羅貴生 RO Asset Management 2003-04-01 2004-09-20
ABX442 NG Kim Fung 吳劍峯 RE Dealing in Securities 2004-03-08 2007-01-01
ACI142 LEUNG Kam Oi, Sereena 梁金愛 RE Dealing in Securities 2003-04-01
ACI142 LEUNG Kam Oi, Sereena 梁金愛 RE Advising on Securities 2003-04-01 2004-01-28
ACI142 LEUNG Kam Oi, Sereena 梁金愛 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ACI142 LEUNG Kam Oi, Sereena 梁金愛 RE Asset Management 2003-04-01 2004-01-28
ACJ009 CHI Chun Hung, Michael 池俊虹 RE Dealing in Securities 2003-11-03 2005-05-10
ACK809 LINE Kwai Chun 楊貴珍 RO Dealing in Securities 2003-04-01
ACK809 LINE Kwai Chun 楊貴珍 RO Advising on Securities 2003-04-01 2004-09-20
ACK809 LINE Kwai Chun 楊貴珍 RO Advising on Corporate Finance 2003-04-01 2004-09-20
ACK809 LINE Kwai Chun 楊貴珍 RO Asset Management 2003-04-01 2004-09-20
ACK817 POON Kwok Hoi 潘國海 RE Dealing in Securities 2003-04-01
ACK817 POON Kwok Hoi 潘國海 RE Advising on Securities 2003-04-01 2004-02-17
ACK817 POON Kwok Hoi 潘國海 RE Advising on Corporate Finance 2003-04-01 2004-02-17
ACK817 POON Kwok Hoi 潘國海 RE Asset Management 2003-04-01 2004-02-17
ACN969 BO Shuk Chee 布淑芝 RO Dealing in Securities 2018-01-30 2018-10-31
ACR458 WONG Hak Leun, Alan 黃克麟 RE Dealing in Securities 2003-04-01 2004-03-26
ACR458 WONG Hak Leun, Alan 黃克麟 RE Advising on Securities 2003-04-01 2004-01-28
ACR458 WONG Hak Leun, Alan 黃克麟 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ACR458 WONG Hak Leun, Alan 黃克麟 RE Asset Management 2003-04-01 2004-01-28
ACS897 LAU Chi Kong 劉志崗 RE Dealing in Securities 2003-04-01 2003-04-25
ACS897 LAU Chi Kong 劉志崗 RE Advising on Securities 2003-04-01 2003-04-25
ACS897 LAU Chi Kong 劉志崗 RE Advising on Corporate Finance 2003-04-01 2003-04-25
ACS897 LAU Chi Kong 劉志崗 RE Asset Management 2003-04-01 2003-04-25
ACT922 WONG Kai Kok 黃開豁 RE Dealing in Securities 2017-12-11 2018-02-27
ADD805 CHU Law Kwong, Jones 朱羅光 RE Dealing in Securities 2005-03-22 2005-05-25
ADD805 CHU Law Kwong, Jones 朱羅光 RO Dealing in Securities 2003-04-01 2004-11-26
ADD805 CHU Law Kwong, Jones 朱羅光 RO Dealing in Securities 2005-05-25 2017-10-31
ADI999 CHAN Pui Ling, Juliana 陳佩玲 RE Dealing in Securities 2003-04-01 2004-03-02
ADI999 CHAN Pui Ling, Juliana 陳佩玲 RO Dealing in Securities 2004-03-02 2018-09-22
ADI999 CHAN Pui Ling, Juliana 陳佩玲 RE Advising on Securities 2003-04-01 2003-10-14
ADI999 CHAN Pui Ling, Juliana 陳佩玲 RE Advising on Corporate Finance 2003-04-01 2003-10-14
ADI999 CHAN Pui Ling, Juliana 陳佩玲 RE Asset Management 2003-04-01 2003-10-14
ADR779 YAU Chi Kin 邱志堅 RE Dealing in Securities 2003-04-01
ADR779 YAU Chi Kin 邱志堅 RE Advising on Securities 2003-04-01 2004-01-28
ADR779 YAU Chi Kin 邱志堅 RE Advising on Corporate Finance 2003-04-01 2004-01-28
ADR779 YAU Chi Kin 邱志堅 RE Asset Management 2003-04-01 2004-01-28
ADW021 LEE Shuen Chung, Abraham 李尚聰 RE Dealing in Securities 2015-02-27 2015-03-27
AEJ500 CHOY Wai Keung 蔡偉強 RE Dealing in Securities 2003-04-01 2008-01-28
AEJ500 CHOY Wai Keung 蔡偉強 RE Advising on Securities 2003-04-01 2004-01-28
AEJ500 CHOY Wai Keung 蔡偉強 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AEJ500 CHOY Wai Keung 蔡偉強 RE Asset Management 2003-04-01 2004-01-28
AEK264 CHAN Hing Yip, Bryan 陳慶業 RE Dealing in Securities 2010-07-30
AEN114 CHO Man Shan 曹敏珊 RE Dealing in Securities 2003-04-01 2005-04-08
AEN114 CHO Man Shan 曹敏珊 RE Advising on Securities 2003-04-01 2003-10-08
AEN114 CHO Man Shan 曹敏珊 RE Advising on Corporate Finance 2003-04-01 2003-10-08
AEN114 CHO Man Shan 曹敏珊 RE Asset Management 2003-04-01 2003-10-08
AEN750 FUNG Ka Man Rebecca 馮嘉敏 RE Dealing in Securities 2003-04-01 2004-06-07
AEN750 FUNG Ka Man Rebecca 馮嘉敏 RE Advising on Securities 2003-04-01 2004-01-28
AEN750 FUNG Ka Man Rebecca 馮嘉敏 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AEN750 FUNG Ka Man Rebecca 馮嘉敏 RE Asset Management 2003-04-01 2004-01-28
AEO165 WONG Kwan Kau 黃軍喬 RE Dealing in Securities 2003-04-01 2004-10-04
AEO165 WONG Kwan Kau 黃軍喬 RE Advising on Securities 2003-04-01 2004-01-28
AEO165 WONG Kwan Kau 黃軍喬 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AEO165 WONG Kwan Kau 黃軍喬 RE Asset Management 2003-04-01 2004-01-28
AEX102 SO Chun Bong 蘇振邦 RE Dealing in Securities 2003-04-01 2013-03-05
AEX102 SO Chun Bong 蘇振邦 RE Advising on Securities 2003-04-01 2003-06-03
AEX102 SO Chun Bong 蘇振邦 RE Advising on Corporate Finance 2003-04-01 2003-06-03
AEX102 SO Chun Bong 蘇振邦 RE Providing Automated Trading Services 2003-06-23 2004-09-28
AEX102 SO Chun Bong 蘇振邦 RE Asset Management 2003-04-01 2003-06-03
AEZ087 SUNG Tak Wing, Leo 宋得榮 RO Dealing in Securities 2003-04-01 2004-08-23
AEZ539 CHAN Yan 陳欣 RE Dealing in Securities 2003-04-01 2008-01-29
AEZ539 CHAN Yan 陳欣 RE Advising on Securities 2003-04-01 2004-01-28
AEZ539 CHAN Yan 陳欣 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AEZ539 CHAN Yan 陳欣 RE Asset Management 2003-04-01 2004-01-28
AFA204 YAU Chi Chung 邱志冲 RE Dealing in Securities 2003-04-01
AFA204 YAU Chi Chung 邱志冲 RE Advising on Securities 2003-04-01 2004-01-28
AFA204 YAU Chi Chung 邱志冲 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AFA204 YAU Chi Chung 邱志冲 RE Asset Management 2003-04-01 2004-01-28
AFB257 NG Ka Kit 吳家傑 RE Dealing in Securities 2007-06-07 2013-06-05
AFB910 POON Kwok Cheung 潘國祥 RE Dealing in Securities 2007-07-19 2007-12-21
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RE Dealing in Securities 2003-04-01 2015-01-31
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RE Dealing in Securities 2015-10-29 2015-12-07
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RO Dealing in Securities 2015-12-07
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RE Advising on Securities 2003-04-01 2003-10-13
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RE Advising on Corporate Finance 2003-04-01 2003-10-13
AFF115 CHEUNG Ngar Lok, Alan 張雅樂 RE Asset Management 2003-04-01 2003-10-13
AFO423 LAM Ka Ho 林嘉浩 RE Dealing in Securities 2003-04-01 2010-07-30
AFO423 LAM Ka Ho 林嘉浩 RE Advising on Securities 2003-04-01 2004-01-28
AFO423 LAM Ka Ho 林嘉浩 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AFO423 LAM Ka Ho 林嘉浩 RE Asset Management 2003-04-01 2004-01-28
AGH287 CHEUNG Tat Leung 張達良 RE Dealing in Securities 2003-04-01
AGH287 CHEUNG Tat Leung 張達良 RE Advising on Securities 2003-04-01 2004-01-28
AGH287 CHEUNG Tat Leung 張達良 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AGH287 CHEUNG Tat Leung 張達良 RE Asset Management 2003-04-01 2004-01-28
AGK068 WONG Shing Chun 王承俊 RE Dealing in Securities 2017-12-08 2018-12-03
AGN289 TSUI Siu Lung 徐小龍 RE Dealing in Securities 2003-04-01
AGN289 TSUI Siu Lung 徐小龍 RE Advising on Securities 2003-04-01 2004-01-28
AGN289 TSUI Siu Lung 徐小龍 RE Advising on Corporate Finance 2003-04-01 2004-01-28
AGN289 TSUI Siu Lung 徐小龍 RE Asset Management 2003-04-01 2004-01-28
AHU753 WAN Cheuk Wai 尹焯偉 RE Dealing in Securities 2008-06-19 2011-01-31
AJH483 CHAN Chong Siu 陳昶兆 RE Dealing in Securities 2004-02-24 2006-05-31
AKS660 WONG Chak Yan Martin 黃集恩 RE Dealing in Securities 2004-05-27 2005-03-18
AMT809 WONG King Yeung 黃景揚 RE Dealing in Securities 2010-11-18 2012-01-13
APF333 CHAU Ho Yin 周浩然 RE Dealing in Securities 2007-07-13 2007-09-11
APL191 CHIN Ke-vin RE Dealing in Securities 2012-09-19 2016-07-07
AQE459 LEUNG Polsion 梁葆迅 RE Dealing in Securities 2008-01-10
AQW492 KWOK Ka Yin 郭家賢 RE Dealing in Securities 2010-11-01 2014-03-26
ATD246 YEUNG Niki Ning Ki 楊靈機 RE Dealing in Securities 2009-07-02 2011-01-14
AUA953 LEUNG Man Shan 梁敏珊 RE Dealing in Securities 2009-11-02 2014-07-17
AUI674 CHEUNG Wang Tat 張宏達 RE Dealing in Securities 2010-06-18 2014-05-15
AXL866 CHAN Hong Ching 陳康程 RE Dealing in Securities 2017-07-12 2018-07-06
BCU770 CHIU Man Lam 趙彣霖 RE Dealing in Securities 2014-02-21 2017-10-31
BJC693 XIE Che 謝澈 RE Dealing in Securities 2017-04-03 2018-04-15
BJG851 SHI Luyao 石璐堯 RE Dealing in Securities 2017-04-24 2017-06-25
BKF946 GAO Jing 高靜 RE Dealing in Securities 2017-09-01 2018-04-15
BLP547 LIU Gang 劉剛 RE Dealing in Securities 2018-01-11 2018-03-04
BML858 CHUNG Pui Ching 鍾佩晶 RE Dealing in Securities 2018-06-13 2018-08-20

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