Hong Kong SFC licence institution AED742, W. Falcon Portfolio Management (Asia) Limited 浩鷹國際財務管理(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AED742 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAV676 YU Ping Tong 余炳棠 RE Advising on Securities 2008-05-20 2008-06-05
AAV676 YU Ping Tong 余炳棠 RO Advising on Securities 2003-04-01 2003-06-03
AAV676 YU Ping Tong 余炳棠 RO Advising on Securities 2008-06-05 2012-08-15
AAV676 YU Ping Tong 余炳棠 RO Advising on Corporate Finance 2003-04-01 2003-06-03
AAV676 YU Ping Tong 余炳棠 RE Asset Management 2008-05-20 2008-06-05
AAV676 YU Ping Tong 余炳棠 RO Asset Management 2003-04-01 2003-06-03
AAV676 YU Ping Tong 余炳棠 RO Asset Management 2008-06-05 2012-08-15
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Advising on Securities 2003-04-01 2012-12-30
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Advising on Corporate Finance 2003-04-01 2005-02-24
AAY751 TUNG Chung Yin, Williams 童忠賢 RO Asset Management 2003-04-01 2012-12-30
AAZ002 CHAU Siu Nin 周兆年 RE Advising on Securities 2003-04-01 2005-04-14
AAZ002 CHAU Siu Nin 周兆年 RE Advising on Securities 2009-12-17 2010-06-15
AAZ002 CHAU Siu Nin 周兆年 RE Advising on Corporate Finance 2003-04-01 2003-12-15
AAZ002 CHAU Siu Nin 周兆年 RE Asset Management 2003-04-01 2003-12-15
AAZ002 CHAU Siu Nin 周兆年 RE Asset Management 2009-12-17 2010-06-15
ACA507 YUE Wah Chue, Robin 余華柱 RE Advising on Securities 2003-12-05 2005-01-21
ACT291 MAK Ngai Man 麥毅文 RE Advising on Securities 2003-04-01 2011-06-16
ACT291 MAK Ngai Man 麥毅文 RE Advising on Corporate Finance 2003-04-01 2003-10-22
ACT291 MAK Ngai Man 麥毅文 RE Asset Management 2003-04-01 2003-10-22
ACT291 MAK Ngai Man 麥毅文 RE Asset Management 2007-03-20 2011-06-16
AEJ931 YEUNG Chi Wai 楊志偉 RE Advising on Securities 2003-04-01 2007-01-11
AEJ931 YEUNG Chi Wai 楊志偉 RO Advising on Securities 2007-01-11 2007-07-11
AEJ931 YEUNG Chi Wai 楊志偉 RE Advising on Corporate Finance 2003-04-01 2004-03-18
AEJ931 YEUNG Chi Wai 楊志偉 RE Asset Management 2003-04-01 2004-03-18
AEJ931 YEUNG Chi Wai 楊志偉 RO Asset Management 2007-01-11 2007-07-11
AFD207 GROVER Akashdeep 高毅佳 RE Advising on Securities 2009-09-28 2010-04-07
AFD207 GROVER Akashdeep 高毅佳 RE Asset Management 2009-09-28 2010-04-07
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Advising on Securities 2009-03-03 2009-03-12
AGJ362 CHOW Chui Shan, Tobee 周翠珊 RE Asset Management 2009-03-03 2009-03-12
AGO381 LEE Kwok Keung 李國強 RE Advising on Securities 2008-09-17 2009-05-04
AGO381 LEE Kwok Keung 李國強 RE Asset Management 2008-09-17 2009-05-04
AGP526 CHEUNG Cheuk Yiu 張焯堯 RE Advising on Securities 2009-03-17 2009-04-29
AGP526 CHEUNG Cheuk Yiu 張焯堯 RE Asset Management 2009-03-17 2009-04-29
AGU668 LAU Suk Chan, Jenny 劉淑珍 RE Advising on Securities 2007-03-07 2009-03-17
AGV379 CHAN Chi Wai 陳志偉 RE Advising on Securities 2009-02-17 2009-10-02
AHK652 LO Ching Man, May 盧靜雯 RE Advising on Securities 2003-04-01 2003-06-29
AHK652 LO Ching Man, May 盧靜雯 RE Advising on Corporate Finance 2003-04-01 2003-06-29
AHK652 LO Ching Man, May 盧靜雯 RE Asset Management 2003-04-01 2003-06-29
AHN337 FUNG Ka Lok, Adams 馮嘉諾 RE Advising on Securities 2003-07-15 2005-05-27
AHN337 FUNG Ka Lok, Adams 馮嘉諾 RO Advising on Securities 2005-05-27 2005-07-15
AHN337 FUNG Ka Lok, Adams 馮嘉諾 RO Asset Management 2005-05-27 2005-07-15
AHX167 HON Wai Kuen 韓偉權 RE Advising on Securities 2003-04-01 2006-01-29
AHX167 HON Wai Kuen 韓偉權 RE Advising on Corporate Finance 2003-04-01 2005-01-18
AHX167 HON Wai Kuen 韓偉權 RE Asset Management 2003-04-01 2005-01-18
AIL023 LAM Chin Ming 林展明 RE Advising on Securities 2012-04-30 2012-06-18
AIL023 LAM Chin Ming 林展明 RE Asset Management 2012-04-30 2012-06-18
AJB527 YIU Man Kuen 姚文娟 RE Advising on Securities 2008-11-10 2009-10-02
AJL625 HUI Kin Mei, Luisa 許建美 RE Advising on Securities 2004-04-02 2004-06-10
AJL625 HUI Kin Mei, Luisa 許建美 RE Advising on Securities 2004-09-13 2005-01-26
AKM452 CHEUNG Lik 張力 RE Advising on Securities 2006-08-15 2007-09-06
AKM452 CHEUNG Lik 張力 RO Advising on Securities 2007-09-06 2009-07-11
AKM452 CHEUNG Lik 張力 RE Asset Management 2006-09-21 2007-09-06
AKM452 CHEUNG Lik 張力 RO Asset Management 2007-09-06 2009-07-11
ALW308 WAN Bill Kim Lung 溫劍龍 RE Advising on Securities 2005-08-05 2010-06-15
AME247 HO Man Piu 何文彪 RE Advising on Securities 2008-09-03 2009-03-17
AMI467 WONG Yin Ha 黃燕霞 RE Advising on Securities 2006-12-15 2007-02-13
AMI467 WONG Yin Ha 黃燕霞 RE Asset Management 2006-12-15 2007-02-13
AMM231 TSANG Wai Wah, Jocelyn 曾蕙華 RO Advising on Securities 2005-10-08 2006-11-06
AMM231 TSANG Wai Wah, Jocelyn 曾蕙華 RO Asset Management 2005-10-08 2006-11-06
AMQ506 LAM Sui Yan 林瑞欣 RE Advising on Securities 2007-04-17 2007-12-06
AMU318 WONG Yeuk Wing, Cindy 王若頴 RE Advising on Securities 2009-05-21 2009-05-26
ANB104 YING Po Yee, Jessie 英寶兒 RE Advising on Securities 2006-04-04 2007-06-21
ANB104 YING Po Yee, Jessie 英寶兒 RE Advising on Securities 2007-12-19 2009-03-17
ANS242 NG Kai Leung 吳啟良 RE Advising on Securities 2008-09-16 2011-06-17
AQC731 WONG LEUNG Nga Sze, Belinda 黃梁雅思 RE Advising on Securities 2008-09-17 2010-09-27
ARU696 LEE Kong Fai 李港輝 RE Advising on Securities 2008-12-16 2010-01-20
ASU510 YU Chi Hong 余智康 RE Advising on Securities 2009-05-13 2009-06-23
ASU510 YU Chi Hong 余智康 RE Asset Management 2009-05-13 2009-06-23
ATS734 YAO Kai 姚凱 RE Advising on Securities 2009-10-09 2010-06-18

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