Hong Kong SFC licence institution AED807, Korea Investment & Securities Asia Limited 韓國投資證券亞洲有限公司

These are the licence-holders that were found for SFC licence institution AED807 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABF476 WONG Chi Wai, Francis 王志偉 RE Advising on Securities 2007-09-14 2007-11-28
ABF476 WONG Chi Wai, Francis 王志偉 RO Advising on Securities 2007-11-28 2009-08-21
ABF476 WONG Chi Wai, Francis 王志偉 RE Asset Management 2007-10-10 2007-11-28
ABF476 WONG Chi Wai, Francis 王志偉 RO Asset Management 2007-11-28 2009-08-21
ACB652 NG Shiu Cheong 吳兆昌 RO Advising on Securities 2007-08-21 2009-08-21
ACB652 NG Shiu Cheong 吳兆昌 RO Asset Management 2007-08-21 2009-08-21
ADH570 KIM Young Kun 金永根 RO Dealing in Securities 2011-10-06 2018-03-31
ADH570 KIM Young Kun 金永根 RO Advising on Securities 2011-10-06 2018-03-31
ADV962 WONG Horg Wang, Howard 王學宏 RO Dealing in Securities 2007-03-22 2010-01-22
ADV962 WONG Horg Wang, Howard 王學宏 RO Advising on Securities 2007-03-22 2010-01-22
ADV962 WONG Horg Wang, Howard 王學宏 RE Asset Management 2007-02-05 2007-03-22
ADV962 WONG Horg Wang, Howard 王學宏 RO Asset Management 2007-03-22 2010-01-22
ADW928 CUNNINGHAM Andrew RE Dealing in Securities 2005-08-08 2007-05-22
AFP040 POON Mung Yu 潘夢如 RO Dealing in Securities 2008-07-07 2009-05-19
AFP040 POON Mung Yu 潘夢如 RO Advising on Securities 2008-07-07 2009-05-19
AFP040 POON Mung Yu 潘夢如 RE Asset Management 2008-05-20 2008-07-07
AFP040 POON Mung Yu 潘夢如 RO Asset Management 2008-07-07 2009-05-19
AFY165 OH Kyung Hee RO Dealing in Securities 2003-04-01 2009-03-23
AFY165 OH Kyung Hee RO Advising on Securities 2003-04-01 2009-03-23
AFY165 OH Kyung Hee RO Advising on Corporate Finance 2003-04-01 2004-11-10
AFY165 OH Kyung Hee RO Asset Management 2003-04-01 2009-03-23
AGU017 KIM Young Min RO Dealing in Securities 2003-04-01 2007-07-31
AGU017 KIM Young Min RO Advising on Securities 2003-04-01 2007-07-31
AGU017 KIM Young Min RO Advising on Corporate Finance 2003-04-01 2004-11-10
AGU017 KIM Young Min RO Asset Management 2003-04-01 2007-07-31
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Dealing in Securities 2008-03-26 2009-08-21
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Advising on Securities 2008-03-26 2009-08-21
AGX745 WUN Chi Yun, Agnes 尹芷茵 RE Asset Management 2008-03-26 2009-08-21
AHK970 LEE Myung Won 李明遠 RE Dealing in Securities 2007-09-12 2009-07-13
AHX619 PARK Jung Hong 朴正泓 RO Dealing in Securities 2003-04-01 2005-09-05
AHX619 PARK Jung Hong 朴正泓 RO Advising on Securities 2003-04-01 2005-09-05
AHX619 PARK Jung Hong 朴正泓 RO Asset Management 2003-04-01 2005-09-05
AJE250 BAE Hyun Soo 裵現守 RE Dealing in Securities 2007-06-04 2008-07-31
AJE250 BAE Hyun Soo 裵現守 RE Dealing in Securities 2009-10-28 2010-07-31
AKS778 LEE Sang Me RE Dealing in Securities 2009-07-03 2010-01-11
AKS778 LEE Sang Me RO Dealing in Securities 2010-01-11 2013-03-08
AKS778 LEE Sang Me RO Advising on Securities 2010-01-11 2013-03-08
AMI423 CHANG Moon Suk, John RE Dealing in Securities 2005-08-08 2007-03-31
AMP598 O Wai Ping, Adrian 柯衛平 RE Dealing in Securities 2009-06-25 2009-11-16
AMP598 O Wai Ping, Adrian 柯衛平 RO Dealing in Securities 2009-11-16 2013-04-01
AMP598 O Wai Ping, Adrian 柯衛平 RE Advising on Securities 2009-06-25 2009-11-16
AMP598 O Wai Ping, Adrian 柯衛平 RO Advising on Securities 2009-11-16 2013-04-01
AMT714 LEE Jeonghee RE Dealing in Securities 2005-11-29 2010-07-31
AMY441 KIM Seong Rak 金成洛 RO Asset Management 2010-08-26 2012-05-02
ANG413 KANG In Muk 姜仁默 RE Dealing in Securities 2007-06-04 2009-05-13
ANG413 KANG In Muk 姜仁默 RO Dealing in Securities 2009-05-13 2010-07-31
ANG413 KANG In Muk 姜仁默 RO Advising on Securities 2009-05-13 2010-07-31
ANT654 KIM Jun Hwan 金埈煥 RE Dealing in Securities 2010-10-21 2013-04-08
ANT654 KIM Jun Hwan 金埈煥 RO Dealing in Securities 2013-04-08 2013-10-01
ANT654 KIM Jun Hwan 金埈煥 RE Advising on Securities 2010-10-21 2013-04-08
ANT654 KIM Jun Hwan 金埈煥 RO Advising on Securities 2013-04-08 2013-10-01
AOL062 KIM Joseph Chonghun RO Dealing in Securities 2007-03-21 2007-09-21
AOL062 KIM Joseph Chonghun RO Advising on Securities 2007-03-21 2007-09-21
AOS434 LEE Dong Jun 李東埈 RO Dealing in Securities 2007-05-08 2009-07-30
AOS434 LEE Dong Jun 李東埈 RO Advising on Securities 2007-05-08 2009-07-30
AOS434 LEE Dong Jun 李東埈 RO Asset Management 2007-05-08 2009-07-30
APJ128 KIM Hyung Su 金炯秀 RE Dealing in Securities 2007-08-20 2009-01-19
AQN418 SONG Sujin 宋受珍 RE Dealing in Securities 2008-02-20 2008-10-13
AQN418 SONG Sujin 宋受珍 RE Dealing in Securities 2009-12-21 2014-11-13
AQN418 SONG Sujin 宋受珍 RE Advising on Securities 2008-02-20 2008-10-13
AQN418 SONG Sujin 宋受珍 RE Advising on Securities 2009-12-21 2014-11-13
AQY833 LAU Chiu Wai 劉超煒 RE Advising on Securities 2008-05-27 2009-03-28
ARJ450 LEE Eu Han 李耀漢 RE Advising on Securities 2009-11-02 2010-06-30
ARJ450 LEE Eu Han 李耀漢 RO Asset Management 2010-01-22 2010-06-30
ARJ719 CHOO Inchoong 朱仁中 RE Dealing in Securities 2009-03-20 2010-07-31
ARJ719 CHOO Inchoong 朱仁中 RO Dealing in Securities 2008-09-11 2009-03-20
ARJ719 CHOO Inchoong 朱仁中 RE Advising on Securities 2009-03-20 2010-07-31
ARJ719 CHOO Inchoong 朱仁中 RO Advising on Securities 2008-09-11 2009-03-20
ASQ341 KIM Sang Woo 金湘祐 RO Dealing in Securities 2009-08-20 2011-10-10
ASQ341 KIM Sang Woo 金湘祐 RO Advising on Securities 2009-08-20 2011-10-10
ASQ341 KIM Sang Woo 金湘祐 RO Asset Management 2009-08-20 2011-10-10
ATX995 JIANG Tian 姜天 RE Dealing in Securities 2009-11-09 2013-04-01
ATX995 JIANG Tian 姜天 RE Advising on Securities 2009-11-09 2013-04-01
ATX995 JIANG Tian 姜天 RE Asset Management 2009-11-09 2012-05-02
ATY600 SONG Won Sang RE Dealing in Securities 2009-11-16 2011-07-25
ATY600 SONG Won Sang RO Dealing in Securities 2014-01-06
ATY600 SONG Won Sang RO Advising on Securities 2014-01-06
AWK452 WONG Chi Wai 王志威 RE Dealing in Securities 2010-12-28 2012-12-31
AWK452 WONG Chi Wai 王志威 RE Advising on Securities 2010-12-28 2012-12-31
AWK452 WONG Chi Wai 王志威 RE Asset Management 2010-12-28 2012-05-02
AXX720 KWON Hyuk-Jung RE Dealing in Securities 2011-08-25 2014-08-01
AXX720 KWON Hyuk-Jung RE Advising on Securities 2011-08-25 2014-08-01
AYK531 SHIN Hyunjae 申鉉宰 RE Dealing in Securities 2011-12-21 2013-03-05
AYK531 SHIN Hyunjae 申鉉宰 RE Advising on Securities 2011-12-21 2013-03-05
BBR460 KIM Gregory Byung Kuan RE Dealing in Securities 2014-08-18 2018-03-21
BBR460 KIM Gregory Byung Kuan RO Dealing in Securities 2018-03-21
BBR460 KIM Gregory Byung Kuan RE Advising on Securities 2014-08-18 2018-03-21
BBR460 KIM Gregory Byung Kuan RO Advising on Securities 2018-03-21
BBZ053 KWON Namhyeop 權南協 RE Dealing in Securities 2018-11-30
BBZ053 KWON Namhyeop 權南協 RE Advising on Securities 2018-11-30
BEM401 LEE Jun Jae RE Advising on Securities 2014-11-17 2014-11-18
BEM817 PARK So Hyun 朴昭炫 RE Dealing in Securities 2014-11-28
BEM817 PARK So Hyun 朴昭炫 RE Advising on Securities 2014-11-28
BEX752 HONG Jong In RE Dealing in Securities 2015-02-04
BEX752 HONG Jong In RE Advising on Securities 2015-02-04
BEX905 YOO Jongwoo RE Advising on Securities 2015-02-09 2015-02-11
BEX905 YOO Jongwoo RE Advising on Securities 2015-04-15 2015-04-17
BEX905 YOO Jongwoo RE Advising on Securities 2016-08-01 2016-08-03
BEX905 YOO Jongwoo RE Advising on Securities 2017-07-12 2017-07-14
BEX905 YOO Jongwoo RE Advising on Securities 2018-02-05 2018-02-06
BEX905 YOO Jongwoo RE Advising on Securities 2018-06-19 2018-06-21
BEX909 LEE Sung Hyuk RE Advising on Securities 2015-02-09 2015-02-11
BEX909 LEE Sung Hyuk RE Advising on Securities 2016-02-17 2016-02-18
BEX912 YANG Jong In RE Advising on Securities 2015-02-09 2015-02-11
BEX912 YANG Jong In RE Advising on Securities 2016-02-17 2016-02-18
BEX912 YANG Jong In RE Advising on Securities 2017-02-07 2017-02-08
BEX917 YEO Yeong Sang RE Advising on Securities 2015-02-09 2015-02-11
BEX917 YEO Yeong Sang RE Advising on Securities 2015-07-20 2015-07-22
BEX917 YEO Yeong Sang RE Advising on Securities 2017-03-20 2017-03-22
BEX922 SUH Sung Moon RE Advising on Securities 2015-02-09 2015-02-11
BEX932 CHO Chulhee RE Advising on Securities 2015-02-09 2015-02-11
BEX932 CHO Chulhee RE Advising on Securities 2016-03-17 2016-03-18
BEX932 CHO Chulhee RE Advising on Securities 2018-02-05 2018-02-06
BEX932 CHO Chulhee RE Advising on Securities 2018-07-18 2018-07-19
BEX939 YOON Taeho RE Advising on Securities 2015-02-09 2015-02-11
BEX939 YOON Taeho RE Advising on Securities 2016-03-17 2016-03-18
BEX939 YOON Taeho RE Advising on Securities 2016-10-17 2016-10-19
BEX962 PARK Ki Heung RE Advising on Securities 2015-02-09 2015-02-11
BEX962 PARK Ki Heung RE Advising on Securities 2016-02-17 2016-02-18
BEX962 PARK Ki Heung RE Advising on Securities 2017-02-07 2017-02-08
BEX962 PARK Ki Heung RE Advising on Securities 2017-05-10 2017-05-11
BEX973 LEE Kyung Ja RE Advising on Securities 2015-02-09 2015-02-11
BEX973 LEE Kyung Ja RE Advising on Securities 2015-05-26 2015-05-27
BEX973 LEE Kyung Ja RE Advising on Securities 2016-03-02 2016-03-04
BEX973 LEE Kyung Ja RE Advising on Securities 2017-02-07 2017-02-08
BEX973 LEE Kyung Ja RE Advising on Securities 2017-10-18 2017-10-20
BEX973 LEE Kyung Ja RE Advising on Securities 2018-04-23 2018-04-24
BFC667 CHOI Minha RE Advising on Securities 2015-03-30 2015-03-31
BFC667 CHOI Minha RE Advising on Securities 2016-03-17 2016-03-18
BFC667 CHOI Minha RE Advising on Securities 2017-02-07 2017-02-08
BFC667 CHOI Minha RE Advising on Securities 2017-10-18 2017-10-20
BFC667 CHOI Minha RE Advising on Securities 2018-02-05 2018-02-06
BFC667 CHOI Minha RE Advising on Securities 2018-07-20 2018-07-20
BFO638 LEE Doyeon RE Advising on Securities 2015-06-24 2015-06-25
BFO638 LEE Doyeon RE Advising on Securities 2016-03-07 2016-03-09
BFO638 LEE Doyeon RE Advising on Securities 2017-02-07 2017-02-08
BFO638 LEE Doyeon RE Advising on Securities 2018-02-05 2018-02-06
BFO638 LEE Doyeon RE Advising on Securities 2018-04-19 2018-04-20
BFX737 CHOI Moonsun RE Advising on Securities 2016-02-17 2016-02-18
BFX737 CHOI Moonsun RE Advising on Securities 2016-03-14 2016-03-16
BFX737 CHOI Moonsun RE Advising on Securities 2017-04-10 2017-04-12
BGC163 NA Eun Chae RE Advising on Securities 2015-09-23 2015-09-24
BGC163 NA Eun Chae RE Advising on Securities 2016-12-07 2016-12-09
BGC163 NA Eun Chae RE Advising on Securities 2017-02-07 2017-02-08
BGC163 NA Eun Chae RE Advising on Securities 2017-03-22 2017-03-24
BGC163 NA Eun Chae RE Advising on Securities 2018-02-05 2018-02-06
BGC163 NA Eun Chae RE Advising on Securities 2018-08-22 2018-08-23
BGT421 LEE KyoungJu RE Advising on Securities 2016-01-27 2016-01-29
BGT421 LEE KyoungJu RE Advising on Securities 2016-02-17 2016-02-18
BGT421 LEE KyoungJu RE Advising on Securities 2016-12-07 2016-12-09
BGY980 KIM Jinwoo RE Advising on Securities 2016-02-17 2016-02-18
BGY980 KIM Jinwoo RE Advising on Securities 2016-10-17 2016-10-19
BGY980 KIM Jinwoo RE Advising on Securities 2017-06-26 2017-06-27
BGY980 KIM Jinwoo RE Advising on Securities 2018-02-05 2018-02-06
BGY980 KIM Jinwoo RE Advising on Securities 2018-09-10 2018-09-11
BGY981 LEE Min-Young RE Advising on Securities 2016-02-17 2016-02-18
BGY982 YUN Hee Do RE Advising on Securities 2016-02-17 2016-02-18
BGY982 YUN Hee Do RE Advising on Securities 2017-02-07 2017-02-08
BHH387 CHUNG Bo Ra RE Advising on Securities 2016-04-27 2016-04-29
BHH387 CHUNG Bo Ra RE Advising on Securities 2017-02-07 2017-02-08
BHJ618 PARK So Yeon RE Advising on Securities 2016-05-11 2016-05-13
BHJ618 PARK So Yeon RE Advising on Securities 2018-11-20 2018-11-21
BHJ624 PARK Jeong Woo RE Advising on Securities 2016-05-11 2016-05-13
BHJ624 PARK Jeong Woo RE Advising on Securities 2018-11-20 2018-11-21
BIE125 KIM Sungeun RE Advising on Securities 2016-09-19 2016-09-21
BIE125 KIM Sungeun RE Advising on Securities 2017-08-24 2017-08-24
BIE125 KIM Sungeun RE Advising on Securities 2018-08-20 2018-08-22
BIN810 LEE Chul Ho RE Advising on Securities 2016-11-30 2016-12-02
BIZ562 CHOI Jaehoon RE Advising on Securities 2017-02-07 2017-02-08
BJX357 BAEK Doosan RE Advising on Securities 2017-08-07 2017-08-09
BJX357 BAEK Doosan RE Advising on Securities 2018-04-11 2018-04-12
BJX360 KIM Seoyeon RE Advising on Securities 2017-08-07 2017-08-09
BJY957 CHOI Gowoon RE Advising on Securities 2017-07-26 2017-07-27
BJY957 CHOI Gowoon RE Advising on Securities 2018-02-05 2018-02-06
BJY960 KANG Seung Kyun RE Advising on Securities 2017-07-26 2017-07-27
BLD547 JIN Hong Goock RE Advising on Securities 2017-10-25 2017-10-27
BLD547 JIN Hong Goock RE Advising on Securities 2018-02-05 2018-02-06
BLD547 JIN Hong Goock RE Advising on Securities 2018-09-19 2018-09-21
BNR821 HEO Na Rae RE Advising on Securities 2018-10-22 2018-10-23

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