Hong Kong SFC licence institution AEE189, Access Investment Management (H.K.) Limited 安信投資管理(香港)有限公司

These are the licence-holders that were found for SFC licence institution AEE189 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Securities 2003-04-01
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Futures Contracts 2003-04-01 2004-10-18
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Futures Contracts 2006-06-14 2009-10-13
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Futures Contracts 2011-12-23
AAA095 THOMAS Robert Heriot Lindsay RO Advising on Corporate Finance 2003-04-01 2004-10-18
AAA095 THOMAS Robert Heriot Lindsay RO Asset Management 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Advising on Securities 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Advising on Futures Contracts 2003-04-01
AAD288 LIU Chee Ming 劉志敏 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AAD288 LIU Chee Ming 劉志敏 RO Asset Management 2003-04-01
AAF888 MAHONY Terence Francis RE Advising on Securities 2010-05-28 2011-11-01
AAF888 MAHONY Terence Francis RO Advising on Securities 2009-11-25 2010-05-28
AAF888 MAHONY Terence Francis RE Asset Management 2010-05-28 2011-11-01
AAF888 MAHONY Terence Francis RO Asset Management 2009-11-25 2010-05-28
AAW389 HO Tse Chung, Billy 何子聰 RE Advising on Securities 2004-05-20 2005-03-22
AAW389 HO Tse Chung, Billy 何子聰 RO Advising on Securities 2005-03-22 2006-03-09
AAW389 HO Tse Chung, Billy 何子聰 RO Advising on Futures Contracts 2005-03-22 2006-03-09
AAW389 HO Tse Chung, Billy 何子聰 RE Asset Management 2004-05-20 2005-03-22
AAW389 HO Tse Chung, Billy 何子聰 RO Asset Management 2005-03-22 2006-03-09
ACF185 KOH Choy 郭才 RE Advising on Securities 2006-07-28 2007-02-28
ACF185 KOH Choy 郭才 RE Advising on Futures Contracts 2006-07-28 2007-02-28
ACF185 KOH Choy 郭才 RE Asset Management 2006-07-28 2007-02-28
ACZ857 TANG Davina Tak-wai 鄧德慧 RE Advising on Securities 2003-09-08 2003-12-10
ACZ857 TANG Davina Tak-wai 鄧德慧 RE Asset Management 2003-07-10 2003-12-10
AED739 WAN Kenny 尹建銘 RE Advising on Securities 2004-02-17 2004-05-04
AED739 WAN Kenny 尹建銘 RE Asset Management 2004-02-17 2004-05-04
AFM128 CHUA Swee Ai, Susan 蔡素珊 RE Advising on Securities 2003-04-01 2007-02-01
AFM128 CHUA Swee Ai, Susan 蔡素珊 RE Advising on Futures Contracts 2006-07-07 2007-02-01
AFM128 CHUA Swee Ai, Susan 蔡素珊 RE Advising on Corporate Finance 2003-04-01 2005-03-05
AFM128 CHUA Swee Ai, Susan 蔡素珊 RE Asset Management 2003-04-01 2007-02-01
AFW554 PAK Hung Kong 白鴻江 RE Advising on Securities 2003-04-01 2003-05-23
AFW554 PAK Hung Kong 白鴻江 RE Advising on Corporate Finance 2003-04-01 2003-05-23
AFW554 PAK Hung Kong 白鴻江 RE Asset Management 2003-04-01 2003-05-23
AIL023 LAM Chin Ming 林展明 RE Advising on Securities 2006-12-29 2007-06-14
AIL023 LAM Chin Ming 林展明 RE Advising on Futures Contracts 2007-02-06 2007-06-14
AIL023 LAM Chin Ming 林展明 RE Asset Management 2007-02-06 2007-06-14
AJO236 NG Hoi Wang 吳海宏 RE Advising on Securities 2007-06-13 2007-07-10
AJO236 NG Hoi Wang 吳海宏 RE Advising on Futures Contracts 2007-06-13 2007-07-10
AJO236 NG Hoi Wang 吳海宏 RE Asset Management 2007-06-13 2007-07-10
ALS549 NG Yuen Ting 吳宛庭 RE Advising on Securities 2007-07-30 2009-07-31
ALS549 NG Yuen Ting 吳宛庭 RE Advising on Futures Contracts 2007-07-30 2009-07-31
ALS549 NG Yuen Ting 吳宛庭 RE Asset Management 2007-07-30 2009-07-31
ANM109 LUI Wang Ho 雷宏灝 RE Advising on Securities 2006-05-30 2006-06-29
ANM109 LUI Wang Ho 雷宏灝 RE Advising on Futures Contracts 2006-05-30 2006-06-29
ANM109 LUI Wang Ho 雷宏灝 RE Asset Management 2006-05-30 2006-06-29
APD463 LAM Chun Hung, Cassidy 林振雄 RE Advising on Securities 2007-06-28 2007-08-06
APD463 LAM Chun Hung, Cassidy 林振雄 RE Advising on Futures Contracts 2007-06-28 2007-08-06
APD463 LAM Chun Hung, Cassidy 林振雄 RE Asset Management 2007-06-28 2007-08-06
APJ774 LEUNG Ka Wai, Billy 梁家威 RE Advising on Securities 2007-08-13 2007-09-17
APJ774 LEUNG Ka Wai, Billy 梁家威 RE Advising on Futures Contracts 2007-08-13 2007-09-17
APJ774 LEUNG Ka Wai, Billy 梁家威 RE Asset Management 2007-08-13 2007-09-17
AQF127 ZHAN Lingli RE Advising on Securities 2007-12-24 2008-08-15
AQF127 ZHAN Lingli RE Advising on Futures Contracts 2007-12-24 2008-08-15
AQF127 ZHAN Lingli RE Asset Management 2007-12-24 2008-08-15
AQX036 LAM Chi Keung 林智強 RE Advising on Securities 2008-04-21 2009-05-01
AQX036 LAM Chi Keung 林智強 RE Advising on Futures Contracts 2008-04-21 2009-05-01
AQX036 LAM Chi Keung 林智強 RE Asset Management 2008-04-21 2009-05-01
ASU230 YIP Ho Yin 葉皓然 RE Advising on Securities 2009-04-23 2009-08-07
ASU230 YIP Ho Yin 葉皓然 RE Advising on Futures Contracts 2009-04-23 2009-08-07
ASU230 YIP Ho Yin 葉皓然 RE Asset Management 2009-04-23 2009-08-07
ATS874 FONG Yu 方瑜 RE Advising on Securities 2009-09-14 2009-12-31
ATS874 FONG Yu 方瑜 RE Advising on Futures Contracts 2009-09-14 2009-12-31
ATS874 FONG Yu 方瑜 RE Asset Management 2009-09-14 2009-12-31
AUT514 TAM Yee Hang 譚綺蘅 RE Advising on Securities 2010-02-23 2010-09-03
AUT514 TAM Yee Hang 譚綺蘅 RE Asset Management 2010-02-23 2010-09-03
AUV429 LIU Zhen Rong, Daryl 劉鎮榮 RE Advising on Securities 2012-01-31 2015-12-01
AUV429 LIU Zhen Rong, Daryl 劉鎮榮 RO Advising on Securities 2015-12-01
AUV429 LIU Zhen Rong, Daryl 劉鎮榮 RE Advising on Futures Contracts 2015-09-02
AUV429 LIU Zhen Rong, Daryl 劉鎮榮 RE Asset Management 2012-01-31 2015-12-01
AUV429 LIU Zhen Rong, Daryl 劉鎮榮 RO Asset Management 2015-12-01
AWT319 SHENG Yiran 盛一然 RE Advising on Securities 2011-02-01 2012-03-16
AWT319 SHENG Yiran 盛一然 RE Asset Management 2011-02-01 2012-03-16
AXC160 WONG Hoi Ting Janice 黃愷婷 RE Advising on Securities 2011-03-28 2011-05-28
AXC160 WONG Hoi Ting Janice 黃愷婷 RE Asset Management 2011-03-28 2011-05-28
AYF330 YUEN Wai Chak, Wilfred 袁瑋澤 RE Advising on Securities 2011-10-13 2012-11-23
AYF330 YUEN Wai Chak, Wilfred 袁瑋澤 RE Asset Management 2011-10-13 2012-11-23
AZB216 CHENG Li 程莉 RE Advising on Securities 2014-01-27 2015-05-21
AZB216 CHENG Li 程莉 RE Asset Management 2014-01-27 2015-05-21
BAJ036 CAO Jiayi 曹佳怡 RE Advising on Securities 2012-10-29 2014-02-21
BAJ036 CAO Jiayi 曹佳怡 RE Asset Management 2012-10-29 2014-02-21
BAO161 ZHAO He 趙賀 RE Advising on Securities 2012-12-03 2013-01-09
BAO161 ZHAO He 趙賀 RE Asset Management 2012-12-03 2013-01-09
BAO582 CHIN Julius Jiun 錢浚 RE Advising on Securities 2015-03-12 2015-05-22
BAO582 CHIN Julius Jiun 錢浚 RE Asset Management 2015-03-12 2015-05-22
BBU419 CHEUNG Tin Chun 張天駿 RE Advising on Securities 2015-01-26 2015-04-10
BBU419 CHEUNG Tin Chun 張天駿 RE Asset Management 2015-01-26 2015-04-10
BCS712 WONG Tsz Hung 黃梓熊 RE Advising on Securities 2014-01-14 2015-07-03
BCS712 WONG Tsz Hung 黃梓熊 RE Asset Management 2014-01-14 2015-07-03
BGX732 LEUNG Ho Nam 梁浩楠 RE Advising on Securities 2016-01-29 2016-02-19
BGX732 LEUNG Ho Nam 梁浩楠 RE Asset Management 2016-01-29 2016-02-19
BIJ180 CHEN Jiajun 陳佳俊 RE Advising on Securities 2016-10-14 2018-10-09
BIJ180 CHEN Jiajun 陳佳俊 RE Asset Management 2016-10-14 2018-10-09

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