Below are the licence-holders that were found for SFC licence institution AEF228 on the SFC website.
Mizuho Capital Markets (HK) Limited
瑞穗資本市場(香港)有限公司
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AIU561 | WONG Cheong Tai | 黃昌泰 | RE | Dealing in Securities | 2010-11-04 | 2015-11-10 |
| AIU561 | WONG Cheong Tai | 黃昌泰 | RE | Dealing in Futures Contracts | 2010-11-04 | 2015-11-10 |
| APK754 | HE Chengeng | RE | Dealing in Securities | 2014-01-02 | 2015-03-13 | |
| APK754 | HE Chengeng | RE | Dealing in Futures Contracts | 2014-01-02 | 2015-03-13 | |
| AVM800 | YOSHIHARA Masatoshi | RO | Dealing in Securities | 2010-11-03 | 2011-06-17 | |
| AVM800 | YOSHIHARA Masatoshi | RO | Dealing in Futures Contracts | 2010-11-03 | 2011-06-17 | |
| AVM801 | EGUSA Hiroya | RO | Dealing in Securities | 2010-11-03 | 2011-08-31 | |
| AVM801 | EGUSA Hiroya | RO | Dealing in Futures Contracts | 2010-11-03 | 2011-08-31 | |
| AVM802 | ENOKI Satoshi | RE | Dealing in Securities | 2010-11-04 | 2017-08-11 | |
| AVM802 | ENOKI Satoshi | RE | Dealing in Futures Contracts | 2010-11-04 | 2017-08-11 | |
| AVM803 | KAWANISHI Miki | RE | Dealing in Securities | 2010-11-04 | 2011-05-20 | |
| AVM803 | KAWANISHI Miki | RO | Dealing in Securities | 2011-05-20 | 2016-12-23 | |
| AVM803 | KAWANISHI Miki | RE | Dealing in Futures Contracts | 2010-11-04 | 2011-05-20 | |
| AVM803 | KAWANISHI Miki | RO | Dealing in Futures Contracts | 2011-05-20 | 2016-12-23 | |
| AVM804 | LAM Chun Wai, Nicholas | 林振惟 | RE | Dealing in Securities | 2010-11-04 | 2017-08-31 |
| AVM804 | LAM Chun Wai, Nicholas | 林振惟 | RE | Dealing in Futures Contracts | 2010-11-04 | 2017-08-31 |
| AVM805 | MAKIO Hisayoshi | 槙尾壽芳 | RE | Dealing in Securities | 2010-11-04 | 2014-03-27 |
| AVM805 | MAKIO Hisayoshi | 槙尾壽芳 | RE | Dealing in Futures Contracts | 2010-11-04 | 2014-03-27 |
| AVM806 | NAKAZAWA Shin | RE | Dealing in Securities | 2010-11-04 | 2011-05-20 | |
| AVM806 | NAKAZAWA Shin | RO | Dealing in Securities | 2011-05-20 | 2013-05-02 | |
| AVM806 | NAKAZAWA Shin | RE | Dealing in Futures Contracts | 2010-11-04 | 2011-05-20 | |
| AVM806 | NAKAZAWA Shin | RO | Dealing in Futures Contracts | 2011-05-20 | 2013-05-02 | |
| AVM807 | NIE Daniel | 聶曉光 | RE | Dealing in Securities | 2010-11-04 | 2016-04-14 |
| AVM807 | NIE Daniel | 聶曉光 | RE | Dealing in Futures Contracts | 2010-11-04 | 2016-04-14 |
| AVM808 | TATEBE Kojiro | 立部浩二郎 | RE | Dealing in Securities | 2010-11-04 | 2012-12-10 |
| AVM808 | TATEBE Kojiro | 立部浩二郎 | RE | Dealing in Futures Contracts | 2010-11-04 | 2012-12-10 |
| AVM809 | WAKI Shuichiro | 和氣就一郎 | RE | Dealing in Securities | 2010-11-04 | 2016-12-23 |
| AVM809 | WAKI Shuichiro | 和氣就一郎 | RE | Dealing in Futures Contracts | 2010-11-04 | 2016-12-23 |
| AWW714 | AOKI Hayato | 青木勇人 | RE | Dealing in Securities | 2011-04-01 | 2014-03-06 |
| AWW714 | AOKI Hayato | 青木勇人 | RE | Dealing in Futures Contracts | 2011-04-01 | 2014-03-06 |
| AXF013 | KUMAMOTO Kazuyuki | 熊本一行 | RO | Dealing in Securities | 2011-06-24 | 2012-08-01 |
| AXF013 | KUMAMOTO Kazuyuki | 熊本一行 | RO | Dealing in Futures Contracts | 2011-06-24 | 2012-08-01 |
| AYN990 | SHIMIZU Yoshitaka | RE | Dealing in Securities | 2011-12-01 | 2013-07-05 | |
| AYN990 | SHIMIZU Yoshitaka | RE | Dealing in Futures Contracts | 2011-12-01 | 2013-07-05 | |
| BAJ271 | KAWAGUCHI Takashi | 川口隆 | RO | Dealing in Securities | 2012-12-24 | 2014-04-21 |
| BAJ271 | KAWAGUCHI Takashi | 川口隆 | RO | Dealing in Futures Contracts | 2012-12-24 | 2014-04-21 |
| BBG402 | TAKEMURA Toshihiko | RE | Dealing in Securities | 2013-07-02 | 2016-01-09 | |
| BBG402 | TAKEMURA Toshihiko | RE | Dealing in Futures Contracts | 2013-07-02 | 2016-01-09 | |
| BBG413 | ANZAI Fumihiro | 安西文博 | RO | Dealing in Securities | 2013-07-15 | 2018-02-21 |
| BBG413 | ANZAI Fumihiro | 安西文博 | RO | Dealing in Futures Contracts | 2013-07-15 | 2018-02-21 |
| BBN553 | MAJEWSKI Fabrice Alain William | RE | Dealing in Securities | 2013-07-10 | 2013-08-10 | |
| BBN553 | MAJEWSKI Fabrice Alain William | RE | Dealing in Futures Contracts | 2013-07-10 | 2013-08-10 | |
| BDJ310 | KANEHIRA Shuichi | RO | Dealing in Securities | 2014-07-24 | 2017-04-27 | |
| BDJ310 | KANEHIRA Shuichi | RO | Dealing in Futures Contracts | 2014-07-24 | 2017-04-27 | |
| BFN124 | KOBAYASHI Kaori | 小林香央里 | RE | Dealing in Securities | 2015-05-28 | 2016-04-01 |
| BFN124 | KOBAYASHI Kaori | 小林香央里 | RE | Dealing in Futures Contracts | 2015-05-28 | 2016-04-01 |
| BGO586 | ISHIOKA Yasunori | RO | Dealing in Securities | 2015-12-31 | 2017-08-31 | |
| BGO586 | ISHIOKA Yasunori | RO | Dealing in Futures Contracts | 2015-12-31 | 2017-08-31 | |
| BHP894 | KWAN Chi Chiu | 關智超 | RE | Dealing in Securities | 2016-08-01 | 2017-08-11 |
| BHP894 | KWAN Chi Chiu | 關智超 | RE | Dealing in Futures Contracts | 2016-08-01 | 2017-08-11 |
| BIZ035 | KOGA Shigeru | RE | Dealing in Securities | 2017-01-23 | 2017-02-21 | |
| BIZ035 | KOGA Shigeru | RO | Dealing in Securities | 2017-02-21 | 2017-08-31 | |
| BIZ035 | KOGA Shigeru | RE | Dealing in Futures Contracts | 2017-01-23 | 2017-02-21 | |
| BIZ035 | KOGA Shigeru | RO | Dealing in Futures Contracts | 2017-02-21 | 2017-08-31 |
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