Hong Kong SFC licence institution AEF425, Business Securities Limited 東信證券有限公司

These are the licence-holders that were found for SFC licence institution AEF425 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA319 KUAN Ian Leong, Patrick 關恩亮 RE Dealing in Securities 2003-04-01 2003-10-22
AAA319 KUAN Ian Leong, Patrick 關恩亮 RE Advising on Securities 2003-04-01 2003-09-25
AAA319 KUAN Ian Leong, Patrick 關恩亮 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AAA319 KUAN Ian Leong, Patrick 關恩亮 RE Asset Management 2003-04-01 2003-09-25
AAA458 WONG May Lin 黃美蓮 RE Dealing in Securities 2003-05-28
AAA833 CHIU Man Hon 趙文康 RE Dealing in Securities 2003-04-01 2006-06-01
AAA833 CHIU Man Hon 趙文康 RE Advising on Securities 2003-04-01 2003-09-25
AAA833 CHIU Man Hon 趙文康 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AAA833 CHIU Man Hon 趙文康 RE Asset Management 2003-04-01 2003-09-25
AAB209 CHAN Shing Cheong 陳成昌 RE Dealing in Securities 2003-04-01 2003-08-05
AAB209 CHAN Shing Cheong 陳成昌 RE Advising on Securities 2003-04-01 2003-07-14
AAB209 CHAN Shing Cheong 陳成昌 RE Advising on Corporate Finance 2003-04-01 2003-07-14
AAB209 CHAN Shing Cheong 陳成昌 RE Asset Management 2003-04-01 2003-07-14
AAB565 FONG Tsun Kuen, Jimmy 方振權 RO Dealing in Securities 2018-11-09
AAD287 KEUNG Man Sang 姜民生 RE Dealing in Securities 2013-08-01 2018-10-22
AAD504 SZETO Kin Chuen 司徒健全 RO Dealing in Securities 2003-04-01
AAD504 SZETO Kin Chuen 司徒健全 RO Advising on Securities 2003-04-01 2003-09-25
AAD504 SZETO Kin Chuen 司徒健全 RO Advising on Corporate Finance 2003-04-01 2003-09-25
AAD504 SZETO Kin Chuen 司徒健全 RO Asset Management 2003-04-01 2003-09-25
AAD876 FUNG Chak Chuen, Francis 馮澤全 RE Dealing in Securities 2003-04-01 2018-01-11
AAD876 FUNG Chak Chuen, Francis 馮澤全 RE Advising on Securities 2003-04-01 2003-09-26
AAD876 FUNG Chak Chuen, Francis 馮澤全 RE Advising on Corporate Finance 2003-04-01 2003-09-26
AAD876 FUNG Chak Chuen, Francis 馮澤全 RE Asset Management 2003-04-01 2003-09-26
AAH528 WONG Pak Kim 黃百儉 RE Dealing in Securities 2003-04-01
AAH528 WONG Pak Kim 黃百儉 RE Advising on Securities 2003-04-01 2003-09-25
AAH528 WONG Pak Kim 黃百儉 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AAH528 WONG Pak Kim 黃百儉 RE Asset Management 2003-04-01 2003-09-25
AAI621 KWOK Shu To, Banny 郭樹滔 RO Dealing in Securities 2003-04-01 2018-08-16
AAI621 KWOK Shu To, Banny 郭樹滔 RO Advising on Securities 2003-04-01 2003-09-25
AAI621 KWOK Shu To, Banny 郭樹滔 RO Advising on Corporate Finance 2003-04-01 2003-09-25
AAI621 KWOK Shu To, Banny 郭樹滔 RO Asset Management 2003-04-01 2003-09-25
ABC111 GO May Ling 吳美玲 RE Dealing in Securities 2003-04-01
ABC111 GO May Ling 吳美玲 RE Advising on Securities 2003-04-01 2003-09-25
ABC111 GO May Ling 吳美玲 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABC111 GO May Ling 吳美玲 RE Asset Management 2003-04-01 2003-09-25
ABE247 YEUNG Ho Sang 楊浩笙 RE Dealing in Securities 2003-04-01
ABE247 YEUNG Ho Sang 楊浩笙 RE Advising on Securities 2003-04-01 2003-09-25
ABE247 YEUNG Ho Sang 楊浩笙 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABE247 YEUNG Ho Sang 楊浩笙 RE Asset Management 2003-04-01 2003-09-25
ABM908 MAK Wing Yee, Rosaline 麥詠儀 RE Dealing in Securities 2003-04-01
ABM908 MAK Wing Yee, Rosaline 麥詠儀 RE Advising on Securities 2003-04-01 2003-09-25
ABM908 MAK Wing Yee, Rosaline 麥詠儀 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABM908 MAK Wing Yee, Rosaline 麥詠儀 RE Asset Management 2003-04-01 2003-09-25
ABN497 KWONG Wai Ming 鄺偉明 RE Dealing in Securities 2003-04-01 2007-07-23
ABN497 KWONG Wai Ming 鄺偉明 RE Advising on Securities 2003-04-01 2003-09-25
ABN497 KWONG Wai Ming 鄺偉明 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABN497 KWONG Wai Ming 鄺偉明 RE Asset Management 2003-04-01 2003-09-25
ABQ692 LEUNG Yun Wing 梁潤榮 RE Dealing in Securities 2003-04-01 2007-01-16
ABQ692 LEUNG Yun Wing 梁潤榮 RE Advising on Securities 2003-04-01 2003-09-25
ABQ692 LEUNG Yun Wing 梁潤榮 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ABQ692 LEUNG Yun Wing 梁潤榮 RE Asset Management 2003-04-01 2003-09-25
ACC895 LAU Yiu Cheong 劉耀昌 RE Dealing in Securities 2003-04-01 2006-09-14
ACC895 LAU Yiu Cheong 劉耀昌 RE Dealing in Securities 2007-03-14 2009-10-20
ACC895 LAU Yiu Cheong 劉耀昌 RO Dealing in Securities 2006-09-14 2007-03-14
ACC895 LAU Yiu Cheong 劉耀昌 RE Advising on Securities 2003-04-01 2003-09-26
ACC895 LAU Yiu Cheong 劉耀昌 RE Advising on Corporate Finance 2003-04-01 2003-09-26
ACC895 LAU Yiu Cheong 劉耀昌 RE Asset Management 2003-04-01 2003-09-26
ACP470 SHUM Kwok Fai 岑國輝 RE Dealing in Securities 2018-04-17 2018-07-25
ACP470 SHUM Kwok Fai 岑國輝 RO Dealing in Securities 2018-07-25 2018-08-27
ACP472 LI Kim Ho, Martin 李劍豪 RE Dealing in Securities 2018-08-15
ADH412 LEE Siu Yuen 李兆源 RE Dealing in Securities 2003-04-01 2009-08-28
ADH412 LEE Siu Yuen 李兆源 RE Advising on Securities 2003-04-01 2003-09-25
ADH412 LEE Siu Yuen 李兆源 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ADH412 LEE Siu Yuen 李兆源 RE Asset Management 2003-04-01 2003-09-25
ADV671 CHAN Wing Yan, Rose Mary 陳詠欣 RE Dealing in Securities 2003-11-17 2005-11-22
ADW260 WOO Lai Ping 胡麗冰 RE Dealing in Securities 2003-04-01 2012-05-15
ADW260 WOO Lai Ping 胡麗冰 RO Dealing in Securities 2012-05-15
ADW260 WOO Lai Ping 胡麗冰 RE Advising on Securities 2003-04-01 2003-09-25
ADW260 WOO Lai Ping 胡麗冰 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ADW260 WOO Lai Ping 胡麗冰 RE Asset Management 2003-04-01 2003-09-25
ADZ528 NG Pak Wai 伍百威 RE Dealing in Securities 2003-04-01
ADZ528 NG Pak Wai 伍百威 RE Advising on Securities 2003-04-01 2003-09-25
ADZ528 NG Pak Wai 伍百威 RE Advising on Corporate Finance 2003-04-01 2003-09-25
ADZ528 NG Pak Wai 伍百威 RE Asset Management 2003-04-01 2003-09-25
AEM544 WOO Kwok On 胡國安 RE Dealing in Securities 2017-11-22 2018-03-23
AEM544 WOO Kwok On 胡國安 RO Dealing in Securities 2018-03-23 2018-08-31
AEO893 CHAN Suet Sum 陳雪森 RE Dealing in Securities 2003-04-01
AEO893 CHAN Suet Sum 陳雪森 RE Advising on Securities 2003-04-01 2003-09-25
AEO893 CHAN Suet Sum 陳雪森 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AEO893 CHAN Suet Sum 陳雪森 RE Asset Management 2003-04-01 2003-09-25
AEP549 YEUNG Man Yi, Mimi 楊敏儀 RE Dealing in Securities 2003-04-01 2015-10-12
AEP549 YEUNG Man Yi, Mimi 楊敏儀 RE Advising on Securities 2003-04-01 2003-09-25
AEP549 YEUNG Man Yi, Mimi 楊敏儀 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AEP549 YEUNG Man Yi, Mimi 楊敏儀 RE Asset Management 2003-04-01 2003-09-25
AEU418 WONG Man, Winny 黃敏 RE Dealing in Securities 2003-04-01 2004-06-02
AEU418 WONG Man, Winny 黃敏 RE Advising on Securities 2003-04-01 2003-12-31
AEU418 WONG Man, Winny 黃敏 RE Advising on Corporate Finance 2003-04-01 2003-12-31
AEU418 WONG Man, Winny 黃敏 RE Asset Management 2003-04-01 2003-12-31
AEV231 CHAN Sau Yi 陳秀儀 RE Dealing in Securities 2003-04-01 2007-01-15
AEV231 CHAN Sau Yi 陳秀儀 RE Advising on Securities 2003-04-01 2004-11-11
AEV231 CHAN Sau Yi 陳秀儀 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AEV231 CHAN Sau Yi 陳秀儀 RE Asset Management 2003-04-01 2004-11-11
AEZ036 LEUNG Kam Chuen, Felix 梁金全 RE Dealing in Securities 2010-11-15 2017-07-31
AEZ572 LIN Chuen Fung 連轉逢 RE Dealing in Securities 2003-04-01 2007-03-16
AEZ572 LIN Chuen Fung 連轉逢 RE Advising on Securities 2003-04-01 2004-11-11
AEZ572 LIN Chuen Fung 連轉逢 RE Advising on Corporate Finance 2003-04-01 2004-11-11
AEZ572 LIN Chuen Fung 連轉逢 RE Asset Management 2003-04-01 2004-11-11
AFR817 LAM Hoi Yin, Mavis 林海燕 RE Dealing in Securities 2010-09-08 2013-06-21
AFR818 CHENG Ping Chuen 鄭炳全 RE Dealing in Securities 2003-04-01 2014-01-21
AFR818 CHENG Ping Chuen 鄭炳全 RE Advising on Securities 2003-04-01 2003-09-25
AFR818 CHENG Ping Chuen 鄭炳全 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AFR818 CHENG Ping Chuen 鄭炳全 RE Asset Management 2003-04-01 2003-09-25
AGM561 CHUI David Sai Cheong 徐世昌 RE Dealing in Securities 2003-04-01 2012-12-31
AGM561 CHUI David Sai Cheong 徐世昌 RE Advising on Securities 2003-04-01 2003-09-25
AGM561 CHUI David Sai Cheong 徐世昌 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AGM561 CHUI David Sai Cheong 徐世昌 RE Asset Management 2003-04-01 2003-09-25
AGP558 CHEUNG Mei 張薇 RE Dealing in Securities 2003-04-01
AGP558 CHEUNG Mei 張薇 RE Advising on Securities 2003-04-01 2003-09-25
AGP558 CHEUNG Mei 張薇 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AGP558 CHEUNG Mei 張薇 RE Asset Management 2003-04-01 2003-09-25
AHD597 LAU Muk Keung 柳木強 RE Dealing in Securities 2009-11-03 2016-03-01
AHU958 CHAN Wan Shiu, Simon 陳允劭 RE Dealing in Securities 2003-04-01 2005-02-01
AHU958 CHAN Wan Shiu, Simon 陳允劭 RE Advising on Securities 2003-04-01 2003-09-25
AHU958 CHAN Wan Shiu, Simon 陳允劭 RE Advising on Corporate Finance 2003-04-01 2003-09-25
AHU958 CHAN Wan Shiu, Simon 陳允劭 RE Asset Management 2003-04-01 2003-09-25
ALQ510 KEUNG Cheuk Lung 姜卓龍 RE Dealing in Securities 2007-02-21 2008-12-22
AOD837 POON Man Fai 潘文輝 RE Dealing in Securities 2007-07-19 2014-06-30
ASX897 WONG Cheuk Lam 王卓琳 RE Dealing in Securities 2018-06-29 2018-08-10
ATE682 NG Cheuk Lun, Alan 吳焯倫 RE Dealing in Securities 2010-05-03 2011-05-09
AVZ235 SZE-TO Ho Nam 司徒浩南 RE Dealing in Securities 2011-03-28

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