Hong Kong SFC licence institution AEF808, Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司

These are the licence-holders that were found for SFC licence institution AEF808 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA999 TSE Wing Sang, David 謝永生 RE Dealing in Securities 2005-04-28 2005-06-13
AAA999 TSE Wing Sang, David 謝永生 RE Dealing in Securities 2007-11-21 2007-12-14
AAA999 TSE Wing Sang, David 謝永生 RE Providing Automated Trading Services 2005-04-28 2005-06-13
AAA999 TSE Wing Sang, David 謝永生 RE Providing Automated Trading Services 2007-11-21 2007-12-14
AAW380 ROUNTREE Robert John RE Dealing in Securities 2003-04-01 2003-11-20
AAW380 ROUNTREE Robert John RE Advising on Securities 2003-04-01 2003-11-11
AAW380 ROUNTREE Robert John RE Advising on Corporate Finance 2003-04-01 2003-11-11
AAW380 ROUNTREE Robert John RE Providing Automated Trading Services 2003-04-01 2003-11-20
AAW380 ROUNTREE Robert John RE Asset Management 2003-04-01 2003-11-20
ACD844 LAW Chung Ming, Ivan 羅頌明 RO Dealing in Securities 2018-04-03
ACD844 LAW Chung Ming, Ivan 羅頌明 RO Dealing in Futures Contracts 2018-04-03
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RO Dealing in Securities 2014-05-14 2017-10-16
ADZ536 TANG Chi Yuen, Nick 鄧智遠 RO Dealing in Futures Contracts 2016-06-03 2017-10-16
AEK847 LAI Kit Mei 賴潔美 RO Dealing in Securities 2005-02-17 2014-05-01
AEK847 LAI Kit Mei 賴潔美 RO Providing Automated Trading Services 2005-02-17 2014-05-01
AEM141 LO Sing 盧勝 RO Dealing in Securities 2003-04-01 2005-03-01
AEM141 LO Sing 盧勝 RO Advising on Securities 2003-04-01 2005-01-26
AEM141 LO Sing 盧勝 RO Advising on Corporate Finance 2003-04-01 2005-01-26
AEM141 LO Sing 盧勝 RO Providing Automated Trading Services 2003-04-01 2005-03-01
AEM141 LO Sing 盧勝 RO Asset Management 2003-04-01 2005-01-26
AEX178 TANG Man Kwong 鄧文光 RE Dealing in Securities 2003-04-01 2005-05-11
AEX178 TANG Man Kwong 鄧文光 RO Dealing in Securities 2005-05-11
AEX178 TANG Man Kwong 鄧文光 RE Dealing in Futures Contracts 2017-12-14
AEX178 TANG Man Kwong 鄧文光 RE Advising on Securities 2003-04-01 2003-12-16
AEX178 TANG Man Kwong 鄧文光 RE Advising on Corporate Finance 2003-04-01 2003-12-16
AEX178 TANG Man Kwong 鄧文光 RE Providing Automated Trading Services 2003-04-01 2005-05-11
AEX178 TANG Man Kwong 鄧文光 RO Providing Automated Trading Services 2005-05-11
AEX178 TANG Man Kwong 鄧文光 RE Asset Management 2003-04-01 2003-12-16
AFB390 KELSO James Michael RO Dealing in Securities 2003-08-25 2004-02-24
AFB390 KELSO James Michael RO Providing Automated Trading Services 2003-08-25 2004-02-24
AFQ895 YOUNG Wai Yuen 楊偉源 RE Dealing in Securities 2003-04-01 2004-02-20
AFQ895 YOUNG Wai Yuen 楊偉源 RE Advising on Securities 2003-04-01 2004-02-20
AFQ895 YOUNG Wai Yuen 楊偉源 RE Advising on Corporate Finance 2003-04-01 2004-02-20
AFQ895 YOUNG Wai Yuen 楊偉源 RE Providing Automated Trading Services 2003-04-01 2004-02-20
AFQ895 YOUNG Wai Yuen 楊偉源 RE Asset Management 2003-04-01 2004-02-20
AFR235 TSUI Samuel 崔灝森 RE Dealing in Securities 2003-04-01 2003-09-29
AFR235 TSUI Samuel 崔灝森 RE Advising on Securities 2003-04-01 2003-09-29
AFR235 TSUI Samuel 崔灝森 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AFR235 TSUI Samuel 崔灝森 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AFR235 TSUI Samuel 崔灝森 RE Asset Management 2003-04-01 2003-09-29
AFV102 CHEUNG Chi San 張致新 RO Dealing in Securities 2003-04-01 2006-10-27
AFV102 CHEUNG Chi San 張致新 RO Providing Automated Trading Services 2003-04-01 2006-10-27
AGB501 CHENG Bo Wan 鄭寶雲 RE Dealing in Securities 2003-04-01 2003-09-29
AGB501 CHENG Bo Wan 鄭寶雲 RE Advising on Securities 2003-04-01 2003-09-29
AGB501 CHENG Bo Wan 鄭寶雲 RE Advising on Corporate Finance 2003-04-01 2003-09-29
AGB501 CHENG Bo Wan 鄭寶雲 RE Providing Automated Trading Services 2003-04-01 2003-09-29
AGB501 CHENG Bo Wan 鄭寶雲 RE Asset Management 2003-04-01 2003-09-29
AGH559 LUI Siu Wai 呂少威 RE Dealing in Securities 2004-03-05 2005-08-01
AGH559 LUI Siu Wai 呂少威 RO Dealing in Securities 2005-08-01
AGH559 LUI Siu Wai 呂少威 RO Providing Automated Trading Services 2005-08-01
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Dealing in Securities 2003-04-01 2004-04-27
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Advising on Securities 2003-04-01 2003-12-16
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Advising on Corporate Finance 2003-04-01 2003-12-16
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Providing Automated Trading Services 2003-04-01 2004-04-27
AGO961 CHAN Heung Ying, Hannah 陳向熒 RE Asset Management 2003-04-01 2003-12-16
AHC169 AU Kam Pui, Clarence 歐錦霈 RE Dealing in Securities 2007-12-12
AHC169 AU Kam Pui, Clarence 歐錦霈 RE Dealing in Futures Contracts 2017-12-11
AHC169 AU Kam Pui, Clarence 歐錦霈 RE Providing Automated Trading Services 2007-12-12
AJD338 YAU Kwok Lun 邱幗麟 RE Dealing in Securities 2004-12-31 2005-04-13
AJD338 YAU Kwok Lun 邱幗麟 RE Providing Automated Trading Services 2004-12-31 2005-04-13
AJF063 CHOW Kei Sze, Grace 周紀思 RE Dealing in Securities 2004-01-07 2005-04-12
AJF063 CHOW Kei Sze, Grace 周紀思 RE Dealing in Securities 2005-06-01
AJF063 CHOW Kei Sze, Grace 周紀思 RE Providing Automated Trading Services 2004-01-07 2005-04-12
AJF063 CHOW Kei Sze, Grace 周紀思 RE Providing Automated Trading Services 2005-06-01
AJL009 TSE Wai Man 謝慧敏 RE Dealing in Securities 2004-04-16 2008-04-02
AJL009 TSE Wai Man 謝慧敏 RE Providing Automated Trading Services 2004-04-16 2008-04-02
AJL348 LAM Suk Fong, Stella 林淑芳 RE Dealing in Securities 2005-03-07 2005-04-12
AJN343 LO Kai Chung 魯啟宗 RE Dealing in Securities 2016-12-13
AJN343 LO Kai Chung 魯啟宗 RO Dealing in Futures Contracts 2016-07-22
AMF384 FUNG Sharon Way On 馮惠安 RE Dealing in Securities 2005-08-12 2006-02-28
AMF384 FUNG Sharon Way On 馮惠安 RE Providing Automated Trading Services 2005-08-12 2006-02-28
AND893 HO Lo Sing 何鷺星 RE Dealing in Securities 2006-04-19 2006-08-25
AND893 HO Lo Sing 何鷺星 RE Providing Automated Trading Services 2006-04-19 2006-08-25
ANL944 CHEUNG Wan Chi 張韻芝 RE Dealing in Securities 2006-07-13 2007-04-16
ANL944 CHEUNG Wan Chi 張韻芝 RE Providing Automated Trading Services 2006-07-13 2007-04-16
AOE771 YU Kin Lok 庾建樂 RE Dealing in Securities 2007-01-10 2007-12-28
AOE771 YU Kin Lok 庾建樂 RE Providing Automated Trading Services 2007-01-10 2007-12-28
AOE774 CHAN Cheuk Ki Jacky 陳卓基 RE Dealing in Securities 2007-01-10 2008-05-16
AOE774 CHAN Cheuk Ki Jacky 陳卓基 RE Providing Automated Trading Services 2007-01-10 2008-05-16
APC113 CHOW Yu Ting, Beverly 周汝婷 RE Dealing in Securities 2007-06-13 2007-10-09
APC113 CHOW Yu Ting, Beverly 周汝婷 RE Providing Automated Trading Services 2007-06-13 2007-10-09
APF831 MA Sze Wai 馬詩慧 RE Dealing in Securities 2015-12-03
APG838 YEUNG Iris See Lok 楊詩樂 RE Dealing in Securities 2014-10-03
APG838 YEUNG Iris See Lok 楊詩樂 RE Dealing in Futures Contracts 2016-08-31
APQ127 WONG Man Chun 黃文俊 RE Dealing in Securities 2008-06-03 2008-06-03
AQQ665 LI Jiang Zheng 李洸政 RE Dealing in Securities 2013-07-05 2014-05-31
AQY190 KOK Cho Yan 谷祖欣 RE Dealing in Securities 2008-04-29 2009-08-12
AQY190 KOK Cho Yan 谷祖欣 RE Providing Automated Trading Services 2008-04-29 2009-08-12
ARA427 KWAN Ho Yip 關浩業 RE Dealing in Securities 2008-05-14 2013-06-29
ARA427 KWAN Ho Yip 關浩業 RE Providing Automated Trading Services 2008-05-14 2013-06-29
ARE586 CHING Tak Kei 程德基 RE Dealing in Securities 2013-08-16 2014-04-21
ARL404 HO Ka Ho 何家豪 RE Dealing in Securities 2008-08-07 2010-04-30
ARL404 HO Ka Ho 何家豪 RE Providing Automated Trading Services 2008-08-07 2010-04-30
ASE237 LEE Hoi Tung RE Dealing in Securities 2008-12-23 2009-05-08
ASE237 LEE Hoi Tung RE Providing Automated Trading Services 2008-12-23 2009-05-08
ATO541 WONG Ka Kit Isaac 黃家傑 RE Dealing in Securities 2009-08-20 2009-10-16
ATO541 WONG Ka Kit Isaac 黃家傑 RE Providing Automated Trading Services 2009-08-20 2009-10-16
AUA455 FUNG Ka Ho, Eric 馮家豪 RE Dealing in Securities 2014-05-16 2018-01-21
AUA455 FUNG Ka Ho, Eric 馮家豪 RE Dealing in Futures Contracts 2016-08-31 2018-01-21
AUR559 KWAN Ting Gee 關婷之 RE Dealing in Securities 2010-03-31 2012-02-17
AUR559 KWAN Ting Gee 關婷之 RE Providing Automated Trading Services 2010-03-31 2012-02-17
AUR560 FONG Hung Yiu 方雄耀 RE Dealing in Securities 2010-03-30 2013-05-25
AUR560 FONG Hung Yiu 方雄耀 RE Providing Automated Trading Services 2010-03-30 2013-05-25
AVD145 WAN Sok Mun 溫淑敏 RE Dealing in Securities 2012-10-29 2013-09-27
AWS990 CHOU Chun Kit 周俊杰 RE Dealing in Securities 2011-02-10 2011-06-17
AWS990 CHOU Chun Kit 周俊杰 RE Providing Automated Trading Services 2011-02-10 2011-06-17
AXG315 YUAN Fang 袁芳 RE Dealing in Securities 2011-06-07 2012-03-05
AXG315 YUAN Fang 袁芳 RE Providing Automated Trading Services 2011-06-07 2012-03-05
AXH989 ZHEN Jingjing 甄晶晶 RE Dealing in Securities 2011-05-23 2013-01-05
AXH989 ZHEN Jingjing 甄晶晶 RE Providing Automated Trading Services 2011-05-23 2013-01-05
AXI591 LEUNG Michael Yik Fai 梁奕輝 RE Dealing in Securities 2011-07-04 2012-07-30
AXI591 LEUNG Michael Yik Fai 梁奕輝 RE Providing Automated Trading Services 2011-07-04 2012-07-30
AXY825 LEE Wai Lun 李偉倫 RE Dealing in Securities 2013-06-25 2014-02-19
AYR572 YAMADA Shinichiro RE Dealing in Securities 2011-12-16 2013-07-13
AYR572 YAMADA Shinichiro RE Providing Automated Trading Services 2011-12-16 2013-07-13
AYT961 CHEUNG Chun Wai 張振威 RE Dealing in Securities 2012-02-06 2014-06-28
BAK702 WONG On Ki 黃安琪 RE Dealing in Securities 2012-12-06
BAK702 WONG On Ki 黃安琪 RE Dealing in Futures Contracts 2017-12-11
BBD122 MANDAI Katsuki RO Dealing in Securities 2015-02-26 2017-03-01
BBD122 MANDAI Katsuki RO Dealing in Futures Contracts 2016-06-03 2017-03-01
BBJ699 XIE Fan 謝凡 RE Dealing in Securities 2013-09-09 2014-04-01
BBN078 YAN Wing Sin 甄穎善 RE Dealing in Securities 2013-07-29 2013-09-24
BBN080 YIP Carter 葉基達 RE Dealing in Securities 2013-07-29 2016-09-01
BDJ431 WONG Ming Hei 黃明希 RE Dealing in Securities 2014-06-03
BHM109 CHEUNG Tak To 張德滔 RE Dealing in Securities 2016-06-07
BIM685 OKAMOTO Keiji 岡本啓司 RO Dealing in Securities 2017-11-24
BIM685 OKAMOTO Keiji 岡本啓司 RO Dealing in Futures Contracts 2017-11-24
BKV279 CHOI Chun Fai 蔡振煇 RE Dealing in Securities 2018-03-19
BKV279 CHOI Chun Fai 蔡振煇 RE Dealing in Futures Contracts 2018-04-27

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