Hong Kong SFC licence institution AEF920, Tai Wah Securities Limited 大華證券有限公司

These are the licence-holders that were found for SFC licence institution AEF920 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA880 LO Chung Kwai, Mabel 盧重桂 RE Dealing in Securities 2003-04-01 2003-05-30
AAA880 LO Chung Kwai, Mabel 盧重桂 RE Advising on Securities 2003-04-01 2003-05-29
AAA880 LO Chung Kwai, Mabel 盧重桂 RE Advising on Corporate Finance 2003-04-01 2003-05-29
AAA880 LO Chung Kwai, Mabel 盧重桂 RE Asset Management 2003-04-01 2003-05-29
AAF903 WONG Ching Sau, James 王正修 RE Dealing in Securities 2003-04-01 2003-05-01
AAF903 WONG Ching Sau, James 王正修 RE Advising on Securities 2003-04-01 2003-05-01
AAF903 WONG Ching Sau, James 王正修 RE Advising on Corporate Finance 2003-04-01 2003-05-01
AAF903 WONG Ching Sau, James 王正修 RE Asset Management 2003-04-01 2003-05-01
AAI137 LI Man Hong 李文康 RE Dealing in Securities 2003-04-01 2003-04-24
AAI137 LI Man Hong 李文康 RE Advising on Securities 2003-04-01 2003-04-24
AAI137 LI Man Hong 李文康 RE Advising on Corporate Finance 2003-04-01 2003-04-24
AAI137 LI Man Hong 李文康 RE Asset Management 2003-04-01 2003-04-24
ACE533 LAM Kwong Tim, Spencer 林廣添 RO Dealing in Securities 2003-04-01 2003-11-06
ACE533 LAM Kwong Tim, Spencer 林廣添 RO Advising on Securities 2003-04-01 2003-11-06
ACE533 LAM Kwong Tim, Spencer 林廣添 RO Advising on Corporate Finance 2003-04-01 2003-11-06
ACE533 LAM Kwong Tim, Spencer 林廣添 RO Asset Management 2003-04-01 2003-11-06
AEU650 CHOI Siu Hing 蔡少卿 RE Dealing in Securities 2003-04-01 2003-06-23
AEU650 CHOI Siu Hing 蔡少卿 RE Advising on Securities 2003-04-01 2003-06-23
AEU650 CHOI Siu Hing 蔡少卿 RE Advising on Corporate Finance 2003-04-01 2003-06-23
AEU650 CHOI Siu Hing 蔡少卿 RE Asset Management 2003-04-01 2003-06-23
AFF507 MA Chi Wah 馬志華 RE Dealing in Securities 2003-04-01 2003-05-01
AFF507 MA Chi Wah 馬志華 RE Advising on Securities 2003-04-01 2003-05-01
AFF507 MA Chi Wah 馬志華 RE Advising on Corporate Finance 2003-04-01 2003-05-01
AFF507 MA Chi Wah 馬志華 RE Asset Management 2003-04-01 2003-05-01
AHT282 IP Ka Tsun, Anthony 葉家俊 RE Dealing in Securities 2003-04-01 2003-12-09
AHT282 IP Ka Tsun, Anthony 葉家俊 RE Advising on Securities 2003-04-01 2003-12-09
AHT282 IP Ka Tsun, Anthony 葉家俊 RE Advising on Corporate Finance 2003-04-01 2003-12-09
AHT282 IP Ka Tsun, Anthony 葉家俊 RE Asset Management 2003-04-01 2003-12-09

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