Hong Kong SFC licence institution AEG139, Silk Road International Capital Limited 絲路國際資本有限公司

These are the licence-holders that were found for SFC licence institution AEG139 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF939 YAN Yuk Fung 甄玉鳳 RE Advising on Securities 2005-01-10 2005-08-09
AAF939 YAN Yuk Fung 甄玉鳳 RE Advising on Securities 2006-06-30 2006-08-21
AAF939 YAN Yuk Fung 甄玉鳳 RO Advising on Securities 2005-08-09 2005-10-31
AAF939 YAN Yuk Fung 甄玉鳳 RO Advising on Securities 2006-08-21 2014-03-14
AAF939 YAN Yuk Fung 甄玉鳳 RE Advising on Corporate Finance 2005-01-10 2005-08-09
AAF939 YAN Yuk Fung 甄玉鳳 RO Advising on Corporate Finance 2005-08-09 2005-10-31
AAF939 YAN Yuk Fung 甄玉鳳 RO Advising on Corporate Finance 2006-08-21 2014-03-14
AAF939 YAN Yuk Fung 甄玉鳳 RE Asset Management 2006-06-30 2006-08-21
AAF939 YAN Yuk Fung 甄玉鳳 RO Asset Management 2005-08-09 2005-10-31
AAF939 YAN Yuk Fung 甄玉鳳 RO Asset Management 2006-08-21 2014-03-14
ABM030 WONG Chi Keung 黃之強 RE Advising on Securities 2005-01-24 2005-08-09
ABM030 WONG Chi Keung 黃之強 RO Advising on Securities 2005-08-09 2010-02-01
ABM030 WONG Chi Keung 黃之強 RE Advising on Corporate Finance 2005-01-24 2005-08-09
ABM030 WONG Chi Keung 黃之強 RO Advising on Corporate Finance 2005-08-09 2010-02-01
ABM030 WONG Chi Keung 黃之強 RO Asset Management 2006-03-13 2010-02-01
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Dealing in Securities 2017-08-22 2018-02-09
ACX305 CHEUNG Yui Kai, Warren 張睿佳 RO Advising on Corporate Finance 2017-08-22 2018-02-09
ADA649 WONG Hin Wing 黃顯榮 RO Advising on Securities 2003-04-01
ADA649 WONG Hin Wing 黃顯榮 RO Advising on Corporate Finance 2003-04-01
ADA649 WONG Hin Wing 黃顯榮 RO Asset Management 2003-04-01
AFC962 TANG Chu, Leonard 鄧儲 RO Dealing in Securities 2017-01-25 2017-06-30
AFC962 TANG Chu, Leonard 鄧儲 RO Advising on Securities 2017-01-25 2017-06-30
AFC962 TANG Chu, Leonard 鄧儲 RE Advising on Corporate Finance 2016-02-18 2016-02-24
AFC962 TANG Chu, Leonard 鄧儲 RO Advising on Corporate Finance 2016-02-24 2017-06-30
AGN288 LEUNG Hon Ki 梁漢旗 RE Dealing in Securities 2018-09-27
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Securities 2018-09-27
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Corporate Finance 2018-09-27
AMO639 SHUM Chun 沈震 RE Dealing in Securities 2017-05-15 2017-08-07
AMO639 SHUM Chun 沈震 RE Asset Management 2017-05-15 2017-08-07
AMX118 LI Yin Kuk 李彥谷 RE Dealing in Securities 2017-08-18
AMX118 LI Yin Kuk 李彥谷 RE Advising on Securities 2017-08-18
AOU107 YAN Pik Fung 甄碧鳳 RE Advising on Securities 2007-04-20 2008-10-07
AOU107 YAN Pik Fung 甄碧鳳 RE Asset Management 2007-04-20 2008-10-07
APL937 LO Hiu Lam 盧曉琳 RE Dealing in Securities 2018-11-20
APL937 LO Hiu Lam 盧曉琳 RE Advising on Securities 2018-11-20
APL937 LO Hiu Lam 盧曉琳 RE Advising on Corporate Finance 2018-11-20
ATY003 LANG Zhen 郎臻 RE Advising on Securities 2018-06-12
ATY003 LANG Zhen 郎臻 RE Asset Management 2018-06-12
AYI404 SONG Zhengtang 宋正堂 RO Dealing in Securities 2017-01-25
AYI404 SONG Zhengtang 宋正堂 RO Advising on Securities 2016-03-24
AYI404 SONG Zhengtang 宋正堂 RO Asset Management 2016-03-24
BEI714 LIN Jinrong 林錦荣 RE Dealing in Securities 2017-05-15
BEI714 LIN Jinrong 林錦荣 RE Advising on Securities 2017-05-15
BEI714 LIN Jinrong 林錦荣 RE Advising on Corporate Finance 2017-12-05
BEV807 XU Kuang 徐况 RE Dealing in Securities 2018-04-23
BEV807 XU Kuang 徐况 RE Advising on Securities 2018-04-23
BEV807 XU Kuang 徐况 RE Asset Management 2018-04-23
BFL342 JI Haiming 季海明 RO Advising on Securities 2017-10-26
BFL342 JI Haiming 季海明 RO Asset Management 2017-10-26
BFU387 ZHANG Feiran 張斐然 RE Dealing in Securities 2018-07-31
BFU387 ZHANG Feiran 張斐然 RE Advising on Securities 2018-07-31
BFU387 ZHANG Feiran 張斐然 RE Asset Management 2018-07-31
BFY598 ZHANG Shiyun 張詩耘 RE Dealing in Securities 2017-05-15 2018-11-30
BFY598 ZHANG Shiyun 張詩耘 RE Advising on Securities 2017-05-15 2018-11-30
BFY598 ZHANG Shiyun 張詩耘 RE Asset Management 2017-05-15 2018-11-30
BHL738 KONG Yun 孔云 RO Dealing in Securities 2018-01-30
BHL738 KONG Yun 孔云 RO Advising on Securities 2018-01-30
BHL738 KONG Yun 孔云 RO Advising on Corporate Finance 2018-01-30
BHL801 KANG Moqing 康墨卿 RO Dealing in Securities 2017-10-11
BHL801 KANG Moqing 康墨卿 RO Advising on Securities 2017-10-11
BHL801 KANG Moqing 康墨卿 RE Advising on Corporate Finance 2018-05-23
BHX700 JIANG Ziqi 蔣子祺 RE Dealing in Securities 2017-06-29
BHX700 JIANG Ziqi 蔣子祺 RE Advising on Securities 2017-06-29
BHX700 JIANG Ziqi 蔣子祺 RE Asset Management 2017-06-29
BJM100 YU Xinran 余欣然 RE Dealing in Securities 2017-05-15 2018-11-09
BJM100 YU Xinran 余欣然 RE Advising on Securities 2017-05-15 2018-11-09
BJM100 YU Xinran 余欣然 RE Advising on Corporate Finance 2017-05-15 2018-11-09
BJM396 ZHANG Xiaoming 張曉明 RE Dealing in Securities 2017-06-29
BJM396 ZHANG Xiaoming 張曉明 RE Advising on Securities 2017-06-29
BJM396 ZHANG Xiaoming 張曉明 RE Asset Management 2017-06-29
BJO438 LAU Wing Cheung 劉永祥 RO Dealing in Securities 2017-07-07
BJO438 LAU Wing Cheung 劉永祥 RO Advising on Securities 2017-07-07
BJT289 YANG Yang 楊瑒 RE Dealing in Securities 2017-06-16
BJT289 YANG Yang 楊瑒 RE Advising on Securities 2017-06-16
BJT447 CAO Qing 曹青 RE Dealing in Securities 2017-09-20
BJT447 CAO Qing 曹青 RE Advising on Securities 2017-09-20
BJT447 CAO Qing 曹青 RE Asset Management 2017-11-20
BMG901 ZOU Yi 鄒旖 RE Dealing in Securities 2018-02-28
BMG901 ZOU Yi 鄒旖 RE Advising on Securities 2018-02-28
BMP248 YANG Yi 楊懿 RE Dealing in Securities 2018-03-19
BMP248 YANG Yi 楊懿 RE Advising on Securities 2018-06-27
BMP248 YANG Yi 楊懿 RE Asset Management 2018-03-19
BNS760 SUO Yawei 索雅薇 RE Dealing in Securities 2018-11-06
BNS760 SUO Yawei 索雅薇 RE Advising on Securities 2018-11-06

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