Hong Kong SFC licence institution AEG682, Piper Jaffray Asia Limited 派杰亞洲有限公司

These are the licence-holders that were found for SFC licence institution AEG682 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC370 FU Yiu Man, Peter 符耀文 RE Dealing in Securities 2006-06-23 2006-10-23
AAC370 FU Yiu Man, Peter 符耀文 RO Dealing in Securities 2006-10-23 2006-12-07
AAC370 FU Yiu Man, Peter 符耀文 RE Advising on Corporate Finance 2006-06-23 2006-10-23
AAC370 FU Yiu Man, Peter 符耀文 RO Advising on Corporate Finance 2006-10-23 2006-12-07
AAG769 KO Po Ming 高寶明 RO Dealing in Securities 2003-08-08 2012-09-30
AAG769 KO Po Ming 高寶明 RO Advising on Corporate Finance 2003-08-08 2012-09-30
AAU800 LAU Wang Yip, Derrick 劉宏業 RO Dealing in Securities 2005-06-17 2011-04-07
AAU800 LAU Wang Yip, Derrick 劉宏業 RO Advising on Corporate Finance 2005-06-17 2011-04-07
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Dealing in Securities 2003-04-01 2004-03-23
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Advising on Securities 2003-04-01 2004-02-23
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Advising on Corporate Finance 2003-04-01 2004-03-23
AAW446 KAN Lai Kuen, Alice 簡麗娟 RO Asset Management 2003-04-01 2004-02-23
ABE848 LEUNG Wai Kwan, Angela 梁維君 RE Advising on Corporate Finance 2004-12-09 2007-01-01
ABI721 CHEUNG Johnson 張富紳 RE Advising on Corporate Finance 2004-12-07 2007-09-15
ABM370 WONG Stacey Martin 黃偉誠 RO Dealing in Securities 2003-08-08 2012-09-30
ABM370 WONG Stacey Martin 黃偉誠 RO Advising on Corporate Finance 2003-08-08 2012-09-30
ABM997 CHAN Peng Kuan 陳炳鈞 RE Advising on Corporate Finance 2011-02-22 2011-02-25
ABM997 CHAN Peng Kuan 陳炳鈞 RO Advising on Corporate Finance 2011-02-25 2011-11-26
ABR711 FUNG Chi Ming, Alan 馮智明 RO Dealing in Securities 2003-07-04 2004-01-02
ABR711 FUNG Chi Ming, Alan 馮智明 RO Advising on Securities 2003-04-01 2004-01-02
ABR711 FUNG Chi Ming, Alan 馮智明 RO Advising on Corporate Finance 2003-04-01 2004-01-02
ABR711 FUNG Chi Ming, Alan 馮智明 RO Asset Management 2003-04-01 2003-05-07
ABT386 LEUNG Lim Ng, Jenny 梁念吾 RO Advising on Corporate Finance 2007-01-26 2008-03-17
ABV449 FU Tingmei 傅廷美 RO Advising on Corporate Finance 2004-07-23 2007-01-01
ACB478 LI Michael Hankin 李恆健 RE Advising on Corporate Finance 2004-07-15 2004-08-24
ACB478 LI Michael Hankin 李恆健 RO Advising on Corporate Finance 2004-08-24 2006-01-01
ACE595 CHENG Wai Ho 鄭衛豪 RE Advising on Corporate Finance 2005-06-02 2006-09-28
ACG210 CHAU Sung Yan, Fionna 周崇茵 RE Advising on Securities 2003-04-01 2003-10-13
ACG210 CHAU Sung Yan, Fionna 周崇茵 RE Advising on Corporate Finance 2003-04-01 2003-10-13
ACG210 CHAU Sung Yan, Fionna 周崇茵 RE Asset Management 2003-04-01 2003-10-13
ACR411 NG Chi Fai 吳梓輝 RE Advising on Corporate Finance 2011-03-25 2011-09-12
ACR411 NG Chi Fai 吳梓輝 RO Advising on Corporate Finance 2011-09-12 2012-08-25
ACX160 CHOI Wing Sze 蔡詠詩 RE Advising on Corporate Finance 2006-08-21 2006-11-24
ACX160 CHOI Wing Sze 蔡詠詩 RO Advising on Corporate Finance 2006-11-24 2008-05-01
ACX160 CHOI Wing Sze 蔡詠詩 RO Advising on Corporate Finance 2011-04-28 2012-09-30
ADH952 CHIU Pat Ngao, Steven 趙不傲 RE Advising on Securities 2003-04-01 2003-11-14
ADH952 CHIU Pat Ngao, Steven 趙不傲 RE Advising on Corporate Finance 2003-04-01 2009-04-01
ADH952 CHIU Pat Ngao, Steven 趙不傲 RE Asset Management 2003-04-01 2003-11-14
ADO339 CHAN Yuk Ying 陳玉英 RO Advising on Corporate Finance 2004-03-22 2006-04-20
ADX640 WONG Miu Ling, Phillis 黃妙玲 RO Advising on Corporate Finance 2004-03-23 2006-02-09
ADX642 POON Wai Kei, Raymond 潘偉基 RE Dealing in Securities 2008-04-25 2010-06-02
ADX642 POON Wai Kei, Raymond 潘偉基 RE Advising on Corporate Finance 2008-04-25 2010-06-02
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Dealing in Securities 2008-02-11 2008-11-01
AEE670 NG Sui Wa, Alyssa 伍瑞華 RE Advising on Corporate Finance 2008-02-11 2008-11-01
AEY337 YU Koon Ying, Harry 余冠英 RO Advising on Corporate Finance 2003-04-01 2004-01-01
AFS649 JIN Wenjie 金文杰 RE Advising on Corporate Finance 2004-09-21 2008-07-01
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RE Advising on Securities 2003-04-01 2003-11-12
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RE Advising on Corporate Finance 2003-04-01 2003-11-12
AFT395 KAN Lai Ping, Phyllis 簡麗萍 RE Asset Management 2003-04-01 2003-11-12
AFW562 WONG Wai Leung 黃偉亮 RE Advising on Corporate Finance 2004-09-28 2007-01-01
AFY876 LEE Wing Yu, Wendy 李詠瑜 RE Advising on Corporate Finance 2004-01-27 2006-03-06
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Securities 2003-04-01 2003-11-14
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Corporate Finance 2003-04-01 2009-10-08
AGF194 CHAN Chi Chuen 陳志銓 RE Advising on Corporate Finance 2009-11-06 2009-12-21
AGF194 CHAN Chi Chuen 陳志銓 RO Advising on Corporate Finance 2009-10-08 2009-10-10
AGF194 CHAN Chi Chuen 陳志銓 RO Advising on Corporate Finance 2009-12-21 2011-10-01
AGF194 CHAN Chi Chuen 陳志銓 RE Asset Management 2003-04-01 2003-11-14
AGH934 SHU Wa Tung, Laurence 舒華東 RE Dealing in Securities 2003-04-01 2005-04-28
AGH934 SHU Wa Tung, Laurence 舒華東 RE Advising on Securities 2003-04-01 2003-11-14
AGH934 SHU Wa Tung, Laurence 舒華東 RE Advising on Corporate Finance 2003-04-01 2005-04-28
AGH934 SHU Wa Tung, Laurence 舒華東 RE Asset Management 2003-04-01 2003-11-14
AGL794 CHAN Wo Chuang 陳和莊 RE Advising on Securities 2003-04-01 2003-11-14
AGL794 CHAN Wo Chuang 陳和莊 RE Advising on Corporate Finance 2003-04-01 2004-01-01
AGL794 CHAN Wo Chuang 陳和莊 RE Asset Management 2003-04-01 2003-11-14
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Corporate Finance 2005-04-20 2006-05-10
AGX308 CHEUNG Po Kuen, Michael 張寶權 RE Advising on Corporate Finance 2007-01-08 2012-08-25
AHD513 WONG Sai Fu 黃世富 RE Advising on Securities 2003-04-01 2003-11-13
AHD513 WONG Sai Fu 黃世富 RE Advising on Corporate Finance 2003-04-01 2004-01-01
AHD513 WONG Sai Fu 黃世富 RE Asset Management 2003-04-01 2003-11-13
AHE509 LANGENKAMP Matthew Dobie 雷邁德 RE Dealing in Securities 2008-03-26 2009-08-14
AHE509 LANGENKAMP Matthew Dobie 雷邁德 RE Advising on Corporate Finance 2008-03-26 2009-08-14
AHF980 LIU Cheuk Hang, Alex 廖卓恒 RE Advising on Corporate Finance 2004-03-19 2004-09-15
AHM208 CHENG Kin Man 鄭健民 RE Dealing in Securities 2010-06-07 2010-07-21
AHM208 CHENG Kin Man 鄭健民 RO Dealing in Securities 2010-07-21 2012-05-05
AHM208 CHENG Kin Man 鄭健民 RE Advising on Corporate Finance 2010-06-07 2010-07-21
AHM208 CHENG Kin Man 鄭健民 RO Advising on Corporate Finance 2010-07-21 2012-05-05
AIZ385 KIU Ka Hey, Jonathan 喬家熙 RE Advising on Corporate Finance 2003-06-30 2003-09-19
AJA232 LEE Jeng Toa 李政韜 RE Dealing in Securities 2005-04-11 2006-03-27
AJA232 LEE Jeng Toa 李政韜 RE Advising on Corporate Finance 2003-08-15 2006-03-27
ALI325 TSANG On Yee 曾安儀 RE Advising on Corporate Finance 2007-10-29 2008-11-01
ALN577 IP Wang Hoi 葉耘開 RE Advising on Corporate Finance 2004-12-23 2006-08-14
ALQ217 TUNG Chun Fai 董駿暉 RE Advising on Corporate Finance 2010-06-07 2012-08-25
ALZ519 CAO Jieyong 曹節勇 RE Advising on Corporate Finance 2005-05-10 2008-03-26
ALZ520 YANG Rui 楊銳 RE Advising on Corporate Finance 2005-05-10 2012-10-31
AMF525 LEUNG Man Ho 梁文豪 RE Advising on Corporate Finance 2006-04-25 2009-04-01
AMK117 TEO Kian Bin 張建民 RE Advising on Corporate Finance 2010-09-03 2012-10-31
AMP401 JIANG Quan 江泉 RE Advising on Corporate Finance 2005-12-01 2006-03-01
AMR680 LI Zhi Wei 李芷蔚 RE Advising on Corporate Finance 2007-03-23 2010-03-18
AMZ013 HO Kim Ching 何劍菁 RE Advising on Corporate Finance 2006-01-25 2010-06-14
AND556 FOK Wai Shun Wilson 霍偉舜 RE Advising on Corporate Finance 2006-03-01 2010-04-04
ANN048 LUI Mei Yee 呂美儀 RE Advising on Corporate Finance 2006-11-10 2011-11-26
AOA392 LOK Chun Sing 樂震聲 RE Advising on Corporate Finance 2009-12-30 2010-06-27
AOA854 CHAN Ka Hung 陳嘉鴻 RE Advising on Corporate Finance 2010-07-20 2010-10-30
AOC944 CHEN Wei 陳瑋 RE Advising on Corporate Finance 2006-12-20 2009-01-03
AOQ585 TAN Soon Hoe 陳順和 RE Advising on Corporate Finance 2007-02-26 2009-12-25
AOQ585 TAN Soon Hoe 陳順和 RE Advising on Corporate Finance 2010-05-11 2011-06-22
AOR644 KWAN Man Kit, Edmond 關文傑 RE Advising on Corporate Finance 2008-04-17 2010-07-13
AOU192 TSEUNG Hiu Wai, Henry 蔣曉偉 RE Advising on Corporate Finance 2009-12-18 2010-05-08
AOX943 CHEN Jing 陳靜 RE Advising on Corporate Finance 2007-06-04 2009-04-01
AOX943 CHEN Jing 陳靜 RE Advising on Corporate Finance 2010-05-24 2012-09-11
APB445 CHAN Ngat 陳兀 RE Advising on Corporate Finance 2007-06-29 2007-09-04
APN587 WANG Yimin 王逸旻 RE Advising on Corporate Finance 2011-07-22 2012-08-25
APS899 LIU Kairong 劉開蓉 RE Advising on Corporate Finance 2010-07-16 2012-08-16
APV971 WU Sheung Chi, Steven 胡尚智 RE Advising on Corporate Finance 2011-07-14 2011-11-26
APZ434 CHAN Wing Kei 陳永基 RE Advising on Corporate Finance 2009-12-17 2012-08-25
AQF105 LAI Yik Hei, Athens 黎亦曦 RE Advising on Corporate Finance 2009-11-06 2011-05-28
AQR396 HUANG Luyao 黃路遙 RE Advising on Corporate Finance 2008-03-17 2009-01-01
ARB660 CHUNG Chi Kin, Kenneth 鍾子健 RE Advising on Corporate Finance 2010-11-15 2011-04-27
ARJ832 ZENG Keke 曾可可 RE Advising on Corporate Finance 2010-07-02 2011-05-01
ARO321 RIGGS John West RE Advising on Corporate Finance 2008-08-27 2009-06-15
ARO321 RIGGS John West RE Advising on Corporate Finance 2010-04-01 2012-10-31
ASH562 KWOK Shek San 郭錫燊 RE Advising on Corporate Finance 2009-03-06 2011-07-11
ASO484 JIANG Xiaoxu 蔣小旭 RE Advising on Corporate Finance 2010-05-10 2012-10-31
ATD715 LI Bo 李波 RE Advising on Corporate Finance 2010-04-26 2011-08-03
ATY326 WILSON James Brett RE Advising on Corporate Finance 2009-12-04 2012-09-01
AUW237 LA RUE Robert Scott RE Advising on Corporate Finance 2010-03-10 2010-12-28
AVH405 LIANG Jing 梁京 RE Advising on Corporate Finance 2011-07-27 2012-10-31
AVH485 LI Ming Jeung, Michael 李名璋 RE Advising on Corporate Finance 2011-09-14 2012-09-30
AVS726 CHUI Sin Heng 徐倩珩 RE Advising on Corporate Finance 2010-08-20 2011-11-26
AVS728 POON Ying Heung, Charlotte 潘凝香 RE Advising on Corporate Finance 2010-08-20 2011-07-28
AVT515 BASSETT Michael West RE Advising on Corporate Finance 2010-09-21 2012-07-14
AVU826 LI Yuehua 李月花 RE Advising on Corporate Finance 2011-07-22 2012-08-25
AVV209 XIAO Zhuopu 肖琢璞 RE Advising on Corporate Finance 2010-08-31 2011-11-26
AVV211 ZHANG QianQian 張千千 RE Advising on Corporate Finance 2010-08-31 2011-11-26
AVV214 NGAI To Nam 倪圖南 RE Advising on Corporate Finance 2010-08-31 2012-08-25
AVV215 PANG Lai Chi 彭勵志 RE Advising on Corporate Finance 2010-08-31 2011-03-19
AVV216 WU Xiaolin 吳曉琳 RE Advising on Corporate Finance 2010-08-31 2012-08-25
AWO231 CHAN Ching Sum Sam 陳錚森 RE Advising on Corporate Finance 2010-12-28 2012-08-25
AWT804 SHUM Ching Hei 岑政熹 RE Advising on Corporate Finance 2011-02-10 2011-11-26
AXQ878 ZHANG Yi 張一 RE Advising on Corporate Finance 2011-07-21 2012-10-31

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