Hong Kong SFC licence institution AEI057, CLSA Capital Partners (HK) Limited 里昂證券亞太恒富資本(香港)有限公司

These are the licence-holders that were found for SFC licence institution AEI057 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAF167 MC COY Michael Andrew RE Advising on Securities 2006-07-12 2009-01-01
AAF167 MC COY Michael Andrew RE Advising on Securities 2012-10-12 2014-11-12
AAF167 MC COY Michael Andrew RO Advising on Securities 2014-11-12
AAF167 MC COY Michael Andrew RE Advising on Corporate Finance 2006-07-12 2009-01-01
AAF167 MC COY Michael Andrew RE Advising on Corporate Finance 2012-10-12 2014-11-12
AAF167 MC COY Michael Andrew RO Advising on Corporate Finance 2014-11-12
AAF167 MC COY Michael Andrew RE Asset Management 2006-07-12 2009-01-01
AAF167 MC COY Michael Andrew RE Asset Management 2012-10-12
AAJ083 PRICE Josephine RE Advising on Securities 2008-06-01 2008-07-07
AAJ083 PRICE Josephine RO Advising on Securities 2003-04-01 2008-06-01
AAJ083 PRICE Josephine RE Advising on Corporate Finance 2008-06-01 2008-07-07
AAJ083 PRICE Josephine RO Advising on Corporate Finance 2003-04-01 2008-06-01
AAJ083 PRICE Josephine RE Asset Management 2008-06-01 2008-07-07
AAJ083 PRICE Josephine RO Asset Management 2003-04-01 2008-06-01
ACA689 IP Laurence Yegene 葉奕雋 RE Advising on Securities 2008-03-13 2015-08-14
ACA689 IP Laurence Yegene 葉奕雋 RE Advising on Corporate Finance 2008-03-13 2015-08-14
ACA689 IP Laurence Yegene 葉奕雋 RE Asset Management 2008-03-13 2015-08-14
ACT360 HO Man 何敏 RO Advising on Securities 2003-04-01 2009-10-30
ACT360 HO Man 何敏 RO Advising on Corporate Finance 2003-04-01 2009-10-30
ACT360 HO Man 何敏 RO Asset Management 2004-09-22 2009-10-30
ADA085 PATERSON James Willock RE Advising on Securities 2005-11-02 2006-01-30
ADA085 PATERSON James Willock RE Advising on Corporate Finance 2005-11-02 2006-01-30
ADA085 PATERSON James Willock RE Asset Management 2005-11-02 2006-01-30
ADA743 CHAN King On, Dennis 陳敬安 RE Advising on Securities 2009-04-16 2009-05-28
ADA743 CHAN King On, Dennis 陳敬安 RE Advising on Corporate Finance 2009-04-16 2009-05-28
ADA743 CHAN King On, Dennis 陳敬安 RE Asset Management 2009-04-16 2009-05-28
ADB418 CHEUNG Danny Tsz Chung 張子聰 RE Advising on Securities 2008-05-13 2018-03-09
ADB418 CHEUNG Danny Tsz Chung 張子聰 RE Advising on Corporate Finance 2008-05-13 2018-03-09
ADB418 CHEUNG Danny Tsz Chung 張子聰 RE Asset Management 2008-05-13 2018-03-09
ADK172 LEE Seng Chow 李成就 RE Advising on Securities 2004-10-19 2006-06-09
ADK172 LEE Seng Chow 李成就 RE Asset Management 2004-10-19 2006-06-09
ADS523 LEUNG Colin Kwok Hai 梁國希 RE Advising on Securities 2009-04-22 2009-05-28
ADS523 LEUNG Colin Kwok Hai 梁國希 RE Advising on Corporate Finance 2009-04-22 2009-05-28
ADS523 LEUNG Colin Kwok Hai 梁國希 RE Asset Management 2009-04-22 2009-05-28
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Advising on Securities 2006-09-11 2010-05-04
AEC989 HUNG Mei Ha, Iris 孔美霞 RO Advising on Securities 2010-05-04 2014-12-31
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Advising on Corporate Finance 2008-05-14 2008-12-03
AEC989 HUNG Mei Ha, Iris 孔美霞 RO Advising on Corporate Finance 2008-12-03 2014-12-31
AEC989 HUNG Mei Ha, Iris 孔美霞 RE Asset Management 2006-09-11 2010-05-04
AEC989 HUNG Mei Ha, Iris 孔美霞 RO Asset Management 2010-05-04 2014-12-31
AEI659 PARK Gregory RE Advising on Securities 2017-05-05
AEI659 PARK Gregory RE Asset Management 2017-05-05
AER415 YUNG Lap Hang 容立恆 RE Advising on Securities 2015-09-16
AER415 YUNG Lap Hang 容立恆 RE Asset Management 2015-09-16
AET081 LAM Simon Yee-Kai 林以佳 RE Advising on Securities 2010-03-23 2011-05-20
AET081 LAM Simon Yee-Kai 林以佳 RE Asset Management 2010-08-27 2011-05-20
AEZ134 TANG Ka Yee, Miranda 鄧嘉儀 RO Advising on Securities 2003-04-01
AEZ134 TANG Ka Yee, Miranda 鄧嘉儀 RO Advising on Corporate Finance 2003-04-01
AEZ134 TANG Ka Yee, Miranda 鄧嘉儀 RO Asset Management 2004-09-22
AFP827 CHUNG Wai Shing 鍾偉誠 RE Advising on Securities 2005-05-30 2007-04-24
AFP827 CHUNG Wai Shing 鍾偉誠 RE Advising on Corporate Finance 2005-05-30 2007-04-24
AFP827 CHUNG Wai Shing 鍾偉誠 RE Asset Management 2005-05-30 2007-04-24
AFT247 TAM Pui Chi 譚佩芝 RE Advising on Securities 2003-04-01 2006-06-07
AFT247 TAM Pui Chi 譚佩芝 RE Advising on Securities 2008-06-01 2011-09-22
AFT247 TAM Pui Chi 譚佩芝 RO Advising on Securities 2006-06-07 2008-06-01
AFT247 TAM Pui Chi 譚佩芝 RO Advising on Securities 2011-09-22 2013-06-29
AFT247 TAM Pui Chi 譚佩芝 RE Advising on Corporate Finance 2003-04-01 2006-06-07
AFT247 TAM Pui Chi 譚佩芝 RE Advising on Corporate Finance 2008-06-01 2011-09-22
AFT247 TAM Pui Chi 譚佩芝 RO Advising on Corporate Finance 2006-06-07 2008-06-01
AFT247 TAM Pui Chi 譚佩芝 RO Advising on Corporate Finance 2011-09-22 2013-06-29
AFT247 TAM Pui Chi 譚佩芝 RE Asset Management 2003-04-01 2004-03-18
AFT247 TAM Pui Chi 譚佩芝 RE Asset Management 2011-09-22 2013-06-29
AGC469 LAM Steve Kwok Leung 林國樑 RE Advising on Corporate Finance 2006-05-25 2006-06-07
AGL373 PARK Carol Lee RE Advising on Securities 2017-06-20
AGL373 PARK Carol Lee RE Asset Management 2017-06-20
AGR972 CHEUK Ho Yeung Gerald 卓浩揚 RE Advising on Securities 2011-08-29 2015-11-30
AGR972 CHEUK Ho Yeung Gerald 卓浩揚 RE Advising on Corporate Finance 2011-08-29 2015-11-30
AGR972 CHEUK Ho Yeung Gerald 卓浩揚 RE Asset Management 2011-08-29 2015-11-30
AIS524 CHAN Mang Kiu 陳漫橋 RE Advising on Securities 2006-08-10 2007-03-01
AIS524 CHAN Mang Kiu 陳漫橋 RE Asset Management 2006-08-10 2007-03-01
ALE828 PATTAR Jasvinder Singh RE Advising on Securities 2004-09-07 2004-10-25
ALE828 PATTAR Jasvinder Singh RO Advising on Securities 2004-10-25 2018-07-14
ALE828 PATTAR Jasvinder Singh RE Asset Management 2004-09-07 2004-10-25
ALE828 PATTAR Jasvinder Singh RE Asset Management 2005-05-10 2007-05-17
ALE828 PATTAR Jasvinder Singh RO Asset Management 2004-10-25 2005-05-10
ALE828 PATTAR Jasvinder Singh RO Asset Management 2007-05-17 2018-07-14
ALG317 TAN Keng Hui RE Advising on Securities 2004-09-23 2007-12-30
ALG317 TAN Keng Hui RE Advising on Securities 2008-02-25 2011-08-14
ALG317 TAN Keng Hui RE Advising on Corporate Finance 2008-03-28 2011-08-14
ALG317 TAN Keng Hui RE Asset Management 2004-09-23 2007-12-30
ALG317 TAN Keng Hui RE Asset Management 2008-02-25 2011-08-14
ALN484 LIM Wen-tzen 林紋正 RE Advising on Securities 2010-03-29 2016-09-24
ALN484 LIM Wen-tzen 林紋正 RE Advising on Corporate Finance 2010-03-29 2016-09-24
ALN484 LIM Wen-tzen 林紋正 RE Asset Management 2010-03-29 2016-09-24
ALN679 WOO Wing Sum, Samuel 胡穎森 RE Advising on Securities 2004-12-10 2013-02-09
ALN679 WOO Wing Sum, Samuel 胡穎森 RE Advising on Corporate Finance 2008-05-14 2013-02-09
ALN679 WOO Wing Sum, Samuel 胡穎森 RE Asset Management 2004-12-10 2013-02-09
ALQ278 CHEUNG Wai Kuen 張偉權 RE Advising on Securities 2005-01-14 2009-03-20
ALQ278 CHEUNG Wai Kuen 張偉權 RE Advising on Corporate Finance 2008-05-14 2009-03-20
ALQ278 CHEUNG Wai Kuen 張偉權 RE Asset Management 2005-01-14 2009-03-20
ALV385 CHAN Cheuk Wing, Andy 陳焯榮 RE Advising on Securities 2009-02-18
ALV385 CHAN Cheuk Wing, Andy 陳焯榮 RE Advising on Corporate Finance 2009-02-18
ALV385 CHAN Cheuk Wing, Andy 陳焯榮 RE Asset Management 2009-02-18
AME521 MAN Hau Shing 文孝誠 RE Advising on Securities 2005-06-27 2007-04-04
AME521 MAN Hau Shing 文孝誠 RE Asset Management 2005-06-27 2007-04-04
AMF145 CHEUNG Wai Shun, David 張為信 RE Advising on Securities 2005-07-06 2011-04-29
AMF145 CHEUNG Wai Shun, David 張為信 RE Advising on Corporate Finance 2005-07-06 2011-04-29
AMF145 CHEUNG Wai Shun, David 張為信 RE Asset Management 2005-07-06 2011-04-29
AMP260 CHEN Xinyu 陳新宇 RE Advising on Securities 2005-10-20 2006-06-02
AMP260 CHEN Xinyu 陳新宇 RE Asset Management 2005-10-20 2006-06-02
AMP367 TSAI Teddy Hong Teh RE Advising on Securities 2008-03-27 2010-05-19
AMP367 TSAI Teddy Hong Teh RE Advising on Corporate Finance 2008-03-27 2010-05-19
AMP367 TSAI Teddy Hong Teh RE Asset Management 2008-03-27 2010-05-19
ANA057 LI On Ki 李安琪 RE Advising on Securities 2006-02-03 2018-03-09
ANA057 LI On Ki 李安琪 RE Advising on Corporate Finance 2008-05-14 2018-03-09
ANA057 LI On Ki 李安琪 RE Asset Management 2006-02-03 2018-03-09
ANA971 NGUYEN Kim Thi RE Advising on Securities 2006-09-28 2010-10-27
ANA971 NGUYEN Kim Thi RE Advising on Corporate Finance 2008-05-14 2010-10-27
ANA971 NGUYEN Kim Thi RE Asset Management 2006-09-28 2010-10-27
ANB735 LIN Peicong 林培聰 RE Advising on Securities 2006-02-24 2016-12-16
ANB735 LIN Peicong 林培聰 RE Advising on Corporate Finance 2006-02-24 2016-12-16
ANB735 LIN Peicong 林培聰 RE Asset Management 2006-02-24 2016-12-16
ANW518 KO Kun Mun, Carmen 高堃敏 RE Advising on Securities 2011-09-09 2012-06-02
ANW518 KO Kun Mun, Carmen 高堃敏 RE Advising on Corporate Finance 2011-09-09 2012-06-02
ANW518 KO Kun Mun, Carmen 高堃敏 RE Asset Management 2011-09-09 2012-06-02
AOQ540 HSU Shu-Ting 許淑婷 RE Advising on Securities 2009-09-04 2014-08-22
AOQ540 HSU Shu-Ting 許淑婷 RE Advising on Corporate Finance 2009-09-04 2014-08-22
AOQ540 HSU Shu-Ting 許淑婷 RE Asset Management 2009-09-04 2014-08-22
AOR251 PHEN Chun Shing, Vincent 彭鎮城 RE Advising on Securities 2007-03-13 2009-04-24
AOR251 PHEN Chun Shing, Vincent 彭鎮城 RE Advising on Corporate Finance 2007-03-13 2009-04-24
AOR251 PHEN Chun Shing, Vincent 彭鎮城 RE Asset Management 2007-03-13 2009-04-24
AQR078 LEE Chia Huan RE Advising on Securities 2008-03-19
AQR078 LEE Chia Huan RE Advising on Corporate Finance 2008-03-19
AQR078 LEE Chia Huan RE Asset Management 2008-03-19
AQX491 LAM Erica Joyce RE Advising on Securities 2008-04-29 2014-04-08
AQX491 LAM Erica Joyce RE Advising on Corporate Finance 2008-04-29 2014-04-08
AQX491 LAM Erica Joyce RE Asset Management 2008-04-29 2014-04-08
ARA288 LAU Yip Man 劉業民 RE Advising on Securities 2008-05-19 2013-09-01
ARA288 LAU Yip Man 劉業民 RE Advising on Corporate Finance 2008-05-19 2013-09-01
ARA288 LAU Yip Man 劉業民 RE Asset Management 2008-05-19 2013-09-01
ARY267 SEAVER Christopher Burrill RO Asset Management 2010-05-31 2014-06-30
ASP107 WANG Bing Eric 王兵 RE Advising on Securities 2009-03-31 2011-12-30
ASP107 WANG Bing Eric 王兵 RE Asset Management 2009-03-31 2011-12-30
AST200 FUNG Koon Bong, Raymond 馮冠邦 RE Advising on Securities 2009-04-14 2009-05-28
AST200 FUNG Koon Bong, Raymond 馮冠邦 RE Advising on Corporate Finance 2009-04-14 2009-05-28
AST200 FUNG Koon Bong, Raymond 馮冠邦 RE Asset Management 2009-04-14 2009-05-28
AST848 PANG Elaine Yee Lai 馮怡麗 RE Advising on Securities 2009-04-16 2009-05-28
AST848 PANG Elaine Yee Lai 馮怡麗 RE Advising on Corporate Finance 2009-04-16 2009-05-28
AST848 PANG Elaine Yee Lai 馮怡麗 RE Asset Management 2009-04-16 2009-05-28
ASU037 LAM Lawrence Wai Keung 林偉強 RE Advising on Securities 2009-04-16 2009-05-28
ASU037 LAM Lawrence Wai Keung 林偉強 RE Advising on Corporate Finance 2009-04-16 2009-05-28
ASU037 LAM Lawrence Wai Keung 林偉強 RE Asset Management 2009-04-16 2009-05-28
ASU389 WONG Tsz Kwan, Linda 王子君 RE Advising on Securities 2009-04-21 2009-05-28
ASU389 WONG Tsz Kwan, Linda 王子君 RE Advising on Corporate Finance 2009-04-21 2009-05-28
ASU389 WONG Tsz Kwan, Linda 王子君 RE Asset Management 2009-04-21 2009-05-28
AUD563 NAKAMURA Ryoko RE Advising on Securities 2009-11-12 2011-07-20
AUW139 WU Nan 吳楠 RE Advising on Securities 2018-03-02
AUW139 WU Nan 吳楠 RE Advising on Corporate Finance 2017-09-20
AUW243 LIU Hanhua 劉漢華 RE Advising on Securities 2018-02-21
AUW243 LIU Hanhua 劉漢華 RE Advising on Corporate Finance 2017-10-03
AVU839 WESTON Simon Michael RE Advising on Securities 2010-09-03 2015-03-31
AVU839 WESTON Simon Michael RE Asset Management 2010-09-03 2015-03-31
AVY720 CHIU Lon, Ronald 趙朗 RE Advising on Securities 2010-10-04 2018-03-09
AVY720 CHIU Lon, Ronald 趙朗 RE Advising on Corporate Finance 2010-10-04 2018-03-09
AVY720 CHIU Lon, Ronald 趙朗 RE Asset Management 2010-10-04 2018-03-09
AXI228 YANG Hai 楊海 RE Advising on Securities 2018-05-28
AXI228 YANG Hai 楊海 RE Advising on Corporate Finance 2017-08-30
AXL207 WILBERT II Randall Edwin RO Advising on Securities 2018-03-12
AXL207 WILBERT II Randall Edwin RO Advising on Corporate Finance 2018-03-12
AXL207 WILBERT II Randall Edwin RO Asset Management 2018-03-12
AXT110 XU Pengzi 許蓬子 RE Advising on Securities 2017-10-18
AXY890 WOOD Juliana Veronica RE Advising on Securities 2011-09-01 2016-09-09
AXY890 WOOD Juliana Veronica RE Asset Management 2011-09-01 2016-09-09
AXZ903 NG Gary Jit Meng RE Advising on Securities 2011-09-15 2011-12-20
AXZ903 NG Gary Jit Meng RE Advising on Corporate Finance 2011-09-15 2011-12-20
AXZ903 NG Gary Jit Meng RE Asset Management 2011-09-15 2011-12-20
BAF173 HUANG Danyi 黃丹誼 RE Advising on Securities 2012-09-17 2018-05-02
BAF173 HUANG Danyi 黃丹誼 RE Advising on Corporate Finance 2012-09-17 2018-05-02
BAF173 HUANG Danyi 黃丹誼 RE Asset Management 2012-09-17 2018-05-02
BAX549 MURARI Pranav RE Advising on Securities 2017-09-29 2018-09-21
BAX549 MURARI Pranav RE Asset Management 2017-09-29 2018-09-21
BCU193 GONZALEZ MORALES Diego Alejandro RE Advising on Securities 2014-02-04 2018-12-01
BCU193 GONZALEZ MORALES Diego Alejandro RE Advising on Corporate Finance 2014-02-04 2018-12-01
BCU193 GONZALEZ MORALES Diego Alejandro RE Asset Management 2014-02-04 2018-12-01
BDI572 FENG Rong 馮榕 RE Advising on Securities 2018-02-01
BDI572 FENG Rong 馮榕 RE Advising on Corporate Finance 2017-08-17
BDQ633 CHAN Yin Chi 陳賢馳 RE Advising on Securities 2014-06-26 2018-03-09
BDQ633 CHAN Yin Chi 陳賢馳 RE Advising on Corporate Finance 2014-06-26 2018-03-09
BDQ633 CHAN Yin Chi 陳賢馳 RE Asset Management 2014-06-26 2018-03-09
BFK460 LI Koon Lok 李冠樂 RE Advising on Securities 2015-06-01 2018-07-11
BFK460 LI Koon Lok 李冠樂 RE Advising on Corporate Finance 2015-06-01 2018-07-11
BFK460 LI Koon Lok 李冠樂 RE Asset Management 2015-06-01 2018-07-11
BIV192 HO See Pui, Christie 何思蓓 RE Advising on Securities 2017-01-16
BIV192 HO See Pui, Christie 何思蓓 RE Advising on Corporate Finance 2017-01-16
BIV192 HO See Pui, Christie 何思蓓 RE Asset Management 2017-01-16
BKP941 LEOTTA Sebastian John RE Advising on Securities 2017-09-04
BKP941 LEOTTA Sebastian John RE Asset Management 2017-09-04
BLH460 CHOE Jang Ho RE Advising on Securities 2017-10-18
BLH460 CHOE Jang Ho RE Asset Management 2017-10-18
BNJ100 GAO Mengyang 高夢洋 RE Advising on Securities 2018-08-14
BNJ100 GAO Mengyang 高夢洋 RE Advising on Corporate Finance 2018-08-14
BNL483 LUO Sha 雒莎 RE Advising on Securities 2018-09-04
BNL483 LUO Sha 雒莎 RE Advising on Corporate Finance 2018-09-04
BNP458 KIM Min Soo RE Advising on Securities 2018-09-28
BNP458 KIM Min Soo RE Asset Management 2018-09-28

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