Hong Kong SFC licence institution AEI343, State Street Global Advisors Asia Limited 道富環球投資管理亞洲有限公司

These are the licence-holders that were found for SFC licence institution AEI343 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAI498 GILLIES Janet Lynn RE Dealing in Securities 2003-04-01 2007-04-27
AAI498 GILLIES Janet Lynn RE Advising on Securities 2003-04-01 2007-04-27
AAI498 GILLIES Janet Lynn RE Advising on Futures Contracts 2003-04-01 2007-04-27
AAI498 GILLIES Janet Lynn RE Advising on Corporate Finance 2003-04-01 2003-07-03
AAI498 GILLIES Janet Lynn RE Asset Management 2003-04-01 2007-04-27
AAJ686 NG Ka Pik, Betty 吳家碧 RE Dealing in Securities 2018-10-18
AAJ686 NG Ka Pik, Betty 吳家碧 RE Advising on Securities 2018-10-18
AAJ686 NG Ka Pik, Betty 吳家碧 RE Advising on Futures Contracts 2018-10-18
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Dealing in Securities 2004-11-01 2005-07-18
AAK003 PUN Wing Nin, Winnie 潘詠年 RE Advising on Securities 2003-04-01 2003-09-19
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Advising on Securities 2003-09-19 2005-07-18
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Advising on Futures Contracts 2003-09-19 2005-07-18
AAK003 PUN Wing Nin, Winnie 潘詠年 RE Advising on Corporate Finance 2003-04-01 2003-08-26
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Advising on Corporate Finance 2005-05-12 2005-07-18
AAK003 PUN Wing Nin, Winnie 潘詠年 RE Asset Management 2003-04-01 2003-09-19
AAK003 PUN Wing Nin, Winnie 潘詠年 RO Asset Management 2003-09-19 2005-07-18
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Dealing in Securities 2005-09-12 2006-03-13
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Dealing in Securities 2006-06-30 2008-11-06
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Advising on Securities 2005-09-12 2006-03-13
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Advising on Securities 2006-06-30 2008-11-06
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Advising on Futures Contracts 2005-09-12 2006-03-13
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Advising on Futures Contracts 2006-06-30 2008-11-06
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Asset Management 2005-09-12 2006-03-13
AAV689 LI Kai Wing, Kelvin 李啟穎 RE Asset Management 2006-06-30 2008-11-06
ABN072 MANTLE Stephen Warren RE Dealing in Securities 2003-04-01 2015-03-09
ABN072 MANTLE Stephen Warren RO Dealing in Securities 2015-03-09 2016-07-14
ABN072 MANTLE Stephen Warren RO Dealing in Futures Contracts 2015-07-02 2016-07-14
ABN072 MANTLE Stephen Warren RE Advising on Securities 2003-04-01 2016-07-14
ABN072 MANTLE Stephen Warren RE Advising on Futures Contracts 2003-04-01 2016-07-14
ABN072 MANTLE Stephen Warren RE Advising on Corporate Finance 2003-04-01 2004-03-01
ABN072 MANTLE Stephen Warren RE Asset Management 2003-04-01 2016-07-14
ABV535 POON Po Lan 潘寶蘭 RE Dealing in Securities 2005-11-01 2006-01-10
ABV535 POON Po Lan 潘寶蘭 RE Advising on Securities 2006-01-04 2006-01-10
ABV535 POON Po Lan 潘寶蘭 RE Advising on Futures Contracts 2006-01-04 2006-01-10
ABV535 POON Po Lan 潘寶蘭 RE Asset Management 2006-01-04 2006-01-10
ABY834 PASCOE Justin John RO Dealing in Securities 2005-12-12 2006-12-23
ABY834 PASCOE Justin John RE Advising on Securities 2003-04-01 2003-05-13
ABY834 PASCOE Justin John RO Advising on Securities 2005-12-12 2006-12-23
ABY834 PASCOE Justin John RE Advising on Futures Contracts 2003-04-01 2003-05-13
ABY834 PASCOE Justin John RO Advising on Futures Contracts 2005-12-12 2006-12-23
ABY834 PASCOE Justin John RE Advising on Corporate Finance 2003-04-01 2003-05-13
ABY834 PASCOE Justin John RO Advising on Corporate Finance 2005-12-12 2006-12-23
ABY834 PASCOE Justin John RE Asset Management 2003-04-01 2003-05-13
ABY834 PASCOE Justin John RO Asset Management 2005-12-12 2006-12-23
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Dealing in Securities 2016-07-13
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Advising on Securities 2016-07-13
ACJ620 KWOK Cheong Ping, Charles 郭昌平 RE Advising on Futures Contracts 2016-07-13
ACO979 TSANG Wing Keung 曾永強 RE Advising on Securities 2003-04-01 2007-08-03
ACO979 TSANG Wing Keung 曾永強 RE Advising on Corporate Finance 2003-04-01 2004-01-05
ACO979 TSANG Wing Keung 曾永強 RE Asset Management 2003-04-01 2007-08-03
ACR445 WONG Ka Lap 黃嘉立 RE Dealing in Securities 2003-04-01 2005-09-28
ACR445 WONG Ka Lap 黃嘉立 RE Advising on Securities 2003-04-01 2005-09-28
ACR445 WONG Ka Lap 黃嘉立 RE Advising on Futures Contracts 2003-04-01 2005-09-28
ACR445 WONG Ka Lap 黃嘉立 RE Advising on Corporate Finance 2003-04-01 2004-09-02
ACR445 WONG Ka Lap 黃嘉立 RE Asset Management 2003-04-01 2005-09-28
ACS213 WONG Wai Man, June 黃慧敏 RO Dealing in Securities 2016-08-17
ACS213 WONG Wai Man, June 黃慧敏 RO Advising on Securities 2016-08-17
ACS213 WONG Wai Man, June 黃慧敏 RO Advising on Futures Contracts 2016-08-17
ACS213 WONG Wai Man, June 黃慧敏 RO Asset Management 2016-08-17
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Dealing in Securities 2008-06-13 2009-07-09
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Advising on Securities 2008-05-19 2009-07-09
ACT428 CHENG Kam Wah, Conrad 鄭錦華 RE Asset Management 2008-05-19 2009-07-09
ACU300 LEE Teong Gee 李忠義 RE Advising on Securities 2003-04-01 2005-05-06
ACU300 LEE Teong Gee 李忠義 RE Advising on Futures Contracts 2003-04-01 2005-05-06
ACU300 LEE Teong Gee 李忠義 RE Advising on Corporate Finance 2003-04-01 2004-10-19
ACU300 LEE Teong Gee 李忠義 RE Asset Management 2003-04-01 2005-05-06
ADV920 WU Ho Kwan, Janice 胡可筠 RE Dealing in Securities 2006-07-11 2013-04-06
ADV920 WU Ho Kwan, Janice 胡可筠 RE Asset Management 2006-07-11 2013-04-06
AEI344 DUHAMEL Vincent RO Dealing in Securities 2003-04-01 2005-08-23
AEI344 DUHAMEL Vincent RO Advising on Securities 2003-04-01 2005-08-23
AEI344 DUHAMEL Vincent RO Advising on Futures Contracts 2003-04-01 2005-08-23
AEI344 DUHAMEL Vincent RO Advising on Corporate Finance 2003-04-01 2004-12-20
AEI344 DUHAMEL Vincent RO Advising on Corporate Finance 2005-05-12 2005-08-23
AEI344 DUHAMEL Vincent RO Asset Management 2003-04-01 2005-08-23
AEI346 CHEUNG Hon Wing 張漢榮 RO Dealing in Securities 2005-07-15 2017-07-12
AEI346 CHEUNG Hon Wing 張漢榮 RE Advising on Securities 2003-04-01 2005-07-15
AEI346 CHEUNG Hon Wing 張漢榮 RO Advising on Securities 2005-07-15 2017-07-12
AEI346 CHEUNG Hon Wing 張漢榮 RE Advising on Futures Contracts 2003-04-01 2005-07-15
AEI346 CHEUNG Hon Wing 張漢榮 RO Advising on Futures Contracts 2005-07-15 2017-07-12
AEI346 CHEUNG Hon Wing 張漢榮 RE Advising on Corporate Finance 2003-04-01 2003-08-30
AEI346 CHEUNG Hon Wing 張漢榮 RO Advising on Corporate Finance 2005-07-15 2015-07-15
AEI346 CHEUNG Hon Wing 張漢榮 RE Asset Management 2003-04-01 2005-07-15
AEI346 CHEUNG Hon Wing 張漢榮 RO Asset Management 2005-07-15 2017-07-12
AEN537 CHIN Lai Heng 陳麗卿 RO Dealing in Securities 2006-05-03 2009-02-26
AEN537 CHIN Lai Heng 陳麗卿 RE Advising on Securities 2003-04-01 2009-02-26
AEN537 CHIN Lai Heng 陳麗卿 RE Advising on Futures Contracts 2003-04-01 2009-02-26
AEN537 CHIN Lai Heng 陳麗卿 RE Advising on Corporate Finance 2003-04-01 2003-08-30
AEN537 CHIN Lai Heng 陳麗卿 RE Asset Management 2003-04-01 2009-02-26
AEZ302 CHOI Kam Piu, Eric 蔡錦標 RE Advising on Securities 2003-04-01 2007-03-14
AEZ302 CHOI Kam Piu, Eric 蔡錦標 RE Advising on Futures Contracts 2003-04-01 2007-03-14
AEZ302 CHOI Kam Piu, Eric 蔡錦標 RE Advising on Corporate Finance 2003-04-01 2004-03-12
AEZ302 CHOI Kam Piu, Eric 蔡錦標 RE Asset Management 2003-04-01 2007-03-14
AFA003 BRINDLE Karen Alyssa RE Dealing in Securities 2006-08-31 2007-04-18
AFD181 CHEUNG Wai Fai 張偉輝 RE Dealing in Securities 2003-04-01 2016-09-26
AFD181 CHEUNG Wai Fai 張偉輝 RO Dealing in Securities 2016-09-26
AFD181 CHEUNG Wai Fai 張偉輝 RE Dealing in Futures Contracts 2015-07-06 2016-09-26
AFD181 CHEUNG Wai Fai 張偉輝 RO Dealing in Futures Contracts 2016-09-26
AFD181 CHEUNG Wai Fai 張偉輝 RE Advising on Securities 2003-04-01
AFD181 CHEUNG Wai Fai 張偉輝 RE Advising on Futures Contracts 2003-04-01
AFD181 CHEUNG Wai Fai 張偉輝 RE Advising on Corporate Finance 2003-04-01 2003-08-02
AFD181 CHEUNG Wai Fai 張偉輝 RE Asset Management 2003-04-01
AFQ896 HO Pui Kwan 何佩筠 RE Advising on Securities 2006-04-03 2013-07-19
AFQ896 HO Pui Kwan 何佩筠 RE Advising on Futures Contracts 2006-06-15 2013-07-19
AFQ896 HO Pui Kwan 何佩筠 RE Asset Management 2006-06-15 2013-07-19
AFT305 KWOK Wai Leung, Stanley 郭偉良 RE Advising on Securities 2003-05-23 2009-06-16
AFT305 KWOK Wai Leung, Stanley 郭偉良 RE Advising on Futures Contracts 2003-05-23 2009-06-16
AFT305 KWOK Wai Leung, Stanley 郭偉良 RE Asset Management 2003-05-23 2009-06-16
AFW549 SZE Woon Sang 史煥生 RE Advising on Securities 2013-05-15 2013-08-26
AFW549 SZE Woon Sang 史煥生 RE Advising on Futures Contracts 2013-05-15 2013-08-26
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Dealing in Securities 2015-11-11 2017-08-28
AFY701 SO Hang Fai, Louis 蘇恒輝 RE Advising on Securities 2015-11-11 2017-08-28
AGJ907 CHAN Chun Man 陳俊文 RE Dealing in Securities 2012-04-30
AGJ907 CHAN Chun Man 陳俊文 RE Advising on Securities 2012-04-30
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Dealing in Securities 2010-03-18 2012-03-21
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Advising on Securities 2010-01-25 2012-03-21
AGN028 YOUNG Ho Yip Alan 楊豪業 RE Asset Management 2010-03-18 2012-03-21
AGO831 YIP Ka Tak, Sammy 葉家德 RE Dealing in Securities 2006-09-04 2007-07-24
AGO831 YIP Ka Tak, Sammy 葉家德 RO Dealing in Securities 2007-07-24 2010-04-12
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Securities 2003-04-01 2006-02-07
AGO831 YIP Ka Tak, Sammy 葉家德 RO Advising on Securities 2006-02-07 2010-04-12
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Futures Contracts 2003-04-01 2006-02-07
AGO831 YIP Ka Tak, Sammy 葉家德 RO Advising on Futures Contracts 2006-02-07 2010-04-12
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Corporate Finance 2003-04-01 2004-10-26
AGO831 YIP Ka Tak, Sammy 葉家德 RE Advising on Corporate Finance 2007-07-24 2010-04-12
AGO831 YIP Ka Tak, Sammy 葉家德 RE Asset Management 2003-04-01 2006-02-07
AGO831 YIP Ka Tak, Sammy 葉家德 RO Asset Management 2006-02-07 2010-04-12
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Dealing in Securities 2012-06-11 2015-06-20
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Advising on Securities 2012-06-11 2015-06-20
AGO996 KWONG Shuk Ngan 鄺淑顏 RE Advising on Corporate Finance 2012-06-11 2015-06-20
AGX447 WU Huimin 吳惠敏 RE Advising on Securities 2003-04-01 2004-09-15
AGX447 WU Huimin 吳惠敏 RE Advising on Futures Contracts 2003-04-01 2004-09-15
AGX447 WU Huimin 吳惠敏 RE Advising on Corporate Finance 2003-04-01 2004-01-06
AGX447 WU Huimin 吳惠敏 RE Asset Management 2003-04-01 2004-09-15
AHT423 LI Yan Yan 李茵茵 RO Advising on Corporate Finance 2006-02-14 2007-03-30
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Dealing in Securities 2011-05-23 2011-08-28
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Advising on Securities 2011-05-23 2011-08-28
AHY080 NG Yvonne Pui Shan 伍佩珊 RE Advising on Corporate Finance 2011-05-23 2011-08-28
AID160 AHAM Brad Aaron RE Advising on Securities 2003-04-01 2011-12-16
AID160 AHAM Brad Aaron RE Advising on Futures Contracts 2003-04-01 2011-12-16
AID160 AHAM Brad Aaron RE Advising on Corporate Finance 2003-04-01 2004-03-01
AID160 AHAM Brad Aaron RE Asset Management 2003-04-01 2011-12-16
AIH599 CASEY Ciaran Patrick RE Advising on Securities 2003-04-01 2007-07-30
AIH599 CASEY Ciaran Patrick RE Advising on Futures Contracts 2003-04-01 2007-07-30
AIH599 CASEY Ciaran Patrick RE Advising on Corporate Finance 2003-04-01 2004-03-01
AIH599 CASEY Ciaran Patrick RE Asset Management 2003-04-01 2007-07-30
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Securities 2003-04-28 2006-04-18
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Securities 2015-02-04 2017-09-08
AIQ973 HUI Hoi Pan 許海濱 RO Advising on Securities 2017-09-08
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Futures Contracts 2003-04-28 2006-04-18
AIQ973 HUI Hoi Pan 許海濱 RE Advising on Futures Contracts 2015-02-04 2017-09-08
AIQ973 HUI Hoi Pan 許海濱 RO Advising on Futures Contracts 2017-09-08
AIQ973 HUI Hoi Pan 許海濱 RE Asset Management 2003-04-28 2006-04-18
AIQ973 HUI Hoi Pan 許海濱 RE Asset Management 2015-02-04 2017-09-08
AIQ973 HUI Hoi Pan 許海濱 RO Asset Management 2017-09-08
AIU430 ROMANELLI Adelina RE Advising on Securities 2003-06-12 2006-09-01
AIU430 ROMANELLI Adelina RE Advising on Futures Contracts 2003-06-12 2006-09-01
AIU430 ROMANELLI Adelina RE Asset Management 2003-06-12 2006-09-01
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Dealing in Securities 2006-03-03 2018-04-06
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Dealing in Futures Contracts 2015-07-06 2018-04-06
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Advising on Securities 2006-03-03 2018-04-06
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Advising on Futures Contracts 2006-04-07 2018-04-06
AIZ708 SUEN Vincent Wing Chiu 孫穎超 RE Asset Management 2006-04-07 2018-04-06
AJD641 LO Pui Man 勞珮雯 RE Dealing in Securities 2007-12-07 2009-09-01
AJD641 LO Pui Man 勞珮雯 RE Asset Management 2007-12-19 2009-09-01
AJD786 NG Tze Ming 吳子明 RE Advising on Corporate Finance 2013-07-25 2015-01-31
AJD966 WU Lici Leon Edward 伍禮慈 RE Dealing in Securities 2004-08-11 2004-12-17
AJD966 WU Lici Leon Edward 伍禮慈 RE Advising on Securities 2004-10-04 2005-01-21
AJD966 WU Lici Leon Edward 伍禮慈 RE Advising on Futures Contracts 2004-10-04 2005-01-21
AJD966 WU Lici Leon Edward 伍禮慈 RE Asset Management 2004-10-04 2005-01-21
AJE675 BARLOW Michele Anne RE Dealing in Securities 2018-05-29
AJE675 BARLOW Michele Anne RE Advising on Securities 2018-05-29
AJE675 BARLOW Michele Anne RE Advising on Futures Contracts 2018-05-29
AJE675 BARLOW Michele Anne RE Asset Management 2018-05-29
AKY161 CHOW Wai Chiu, William 曹偉超 RE Advising on Securities 2004-09-06 2008-04-01
AKY161 CHOW Wai Chiu, William 曹偉超 RE Advising on Futures Contracts 2006-08-09 2008-04-01
AKY161 CHOW Wai Chiu, William 曹偉超 RE Asset Management 2004-09-06 2008-04-01
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Dealing in Securities 2005-10-06 2010-12-07
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Advising on Securities 2005-10-06 2010-12-07
ALE992 MARONILLA Ramon Gregory Jr. Fong RE Asset Management 2005-10-06 2010-12-07
ALF643 LIN Bing 林兵 RE Advising on Securities 2004-11-12 2005-09-28
ALF643 LIN Bing 林兵 RE Advising on Futures Contracts 2004-11-12 2005-09-28
ALF643 LIN Bing 林兵 RE Asset Management 2004-11-12 2005-09-28
ALH984 SOPER Andrew Peregrine Philip RE Advising on Securities 2004-10-05 2005-01-04
ALH984 SOPER Andrew Peregrine Philip RE Advising on Futures Contracts 2004-10-05 2005-01-04
ALL212 YAU Tsz Chung, Anthony 丘子聰 RE Advising on Securities 2005-01-11 2016-06-24
ALL212 YAU Tsz Chung, Anthony 丘子聰 RE Advising on Futures Contracts 2005-01-11 2016-06-24
ALL212 YAU Tsz Chung, Anthony 丘子聰 RE Asset Management 2005-01-11 2016-06-24
ALN773 TSANG Sui Yu, Edith 曾瑞如 RE Dealing in Securities 2007-08-07 2010-09-06
ALN773 TSANG Sui Yu, Edith 曾瑞如 RE Advising on Securities 2007-08-06 2010-09-06
ALZ929 VALADAO Mark Paul RE Dealing in Securities 2016-05-31 2016-12-23
ALZ929 VALADAO Mark Paul RE Advising on Securities 2016-05-31 2016-12-23
ALZ929 VALADAO Mark Paul RE Advising on Futures Contracts 2016-05-31 2016-12-23
AMF594 REILLY Bernard Patrick RO Dealing in Securities 2005-08-19 2014-05-16
AMF594 REILLY Bernard Patrick RO Advising on Securities 2005-08-19 2014-05-16
AMF594 REILLY Bernard Patrick RO Advising on Futures Contracts 2005-08-19 2014-05-16
AMF594 REILLY Bernard Patrick RO Advising on Corporate Finance 2005-08-19 2014-05-16
AMF594 REILLY Bernard Patrick RO Asset Management 2005-08-19 2014-05-16
AMJ937 GUO Yue Yi 郭玥儀 RE Dealing in Securities 2007-10-22 2012-02-22
AMJ937 GUO Yue Yi 郭玥儀 RE Asset Management 2007-10-22 2012-02-22
AMR267 CHIN Man Yi 錢敏怡 RE Dealing in Securities 2005-12-29 2010-05-07
AMR267 CHIN Man Yi 錢敏怡 RE Dealing in Securities 2015-01-28 2016-09-30
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Securities 2005-12-29 2010-05-07
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Securities 2013-09-27 2016-09-30
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Futures Contracts 2005-12-29 2010-05-07
AMR267 CHIN Man Yi 錢敏怡 RE Advising on Futures Contracts 2013-09-27 2016-09-30
AMR267 CHIN Man Yi 錢敏怡 RE Asset Management 2005-12-29 2010-05-07
AMU107 CHAN Wai Nga, Julia 陳慧雅 RE Dealing in Securities 2018-08-30
AMU107 CHAN Wai Nga, Julia 陳慧雅 RE Advising on Securities 2018-08-30
AMW880 SHI Huijun, Michelle 施慧君 RE Advising on Securities 2016-07-04 2017-06-30
AMW880 SHI Huijun, Michelle 施慧君 RE Asset Management 2016-07-04 2017-06-26
AMX816 YAN Yuk Mui 甄玉梅 RE Dealing in Securities 2006-03-07 2007-11-22
AMX816 YAN Yuk Mui 甄玉梅 RE Advising on Securities 2006-03-07 2007-11-22
AMX816 YAN Yuk Mui 甄玉梅 RE Advising on Futures Contracts 2006-03-07 2007-11-22
AMX816 YAN Yuk Mui 甄玉梅 RE Asset Management 2006-03-07 2007-11-22
ANM983 CHEUNG Man Ling 張敏玲 RE Advising on Securities 2006-08-09 2018-06-05
ANM983 CHEUNG Man Ling 張敏玲 RE Advising on Futures Contracts 2006-08-09 2018-06-05
ANM983 CHEUNG Man Ling 張敏玲 RE Asset Management 2006-08-09 2018-06-05
ANR467 CHAI David Kwun RE Advising on Securities 2006-09-28 2007-07-12
ANR467 CHAI David Kwun RO Advising on Securities 2007-07-12 2017-06-02
ANR467 CHAI David Kwun RE Advising on Futures Contracts 2006-09-28 2007-07-12
ANR467 CHAI David Kwun RO Advising on Futures Contracts 2007-07-12 2017-06-02
ANR467 CHAI David Kwun RE Asset Management 2006-09-28 2007-07-12
ANR467 CHAI David Kwun RO Asset Management 2007-07-12 2017-06-02
ANU367 SETO Spencer W RE Dealing in Securities 2012-06-19 2014-09-19
ANU367 SETO Spencer W RE Advising on Securities 2012-06-19 2014-09-19
ANU367 SETO Spencer W RE Asset Management 2012-06-19 2014-09-19
ANW501 LEUNG Pui Fun 梁佩芬 RE Dealing in Securities 2012-01-13 2018-09-14
ANW501 LEUNG Pui Fun 梁佩芬 RE Advising on Securities 2012-01-13 2018-09-14
AOK606 LEUNG Ka Wai 梁家瑋 RE Dealing in Securities 2017-05-22
AOK606 LEUNG Ka Wai 梁家瑋 RE Advising on Securities 2017-05-22
AOK606 LEUNG Ka Wai 梁家瑋 RE Advising on Futures Contracts 2017-05-22
AOK850 AU Irene Nga Yu 區雅如 RE Dealing in Securities 2009-06-24 2012-10-01
AOK850 AU Irene Nga Yu 區雅如 RE Advising on Securities 2009-06-24 2012-10-01
AOK850 AU Irene Nga Yu 區雅如 RE Asset Management 2009-06-24 2012-10-01
AON772 FUNG Ching Yin 馮正彥 RE Advising on Securities 2008-08-18 2016-06-24
AON772 FUNG Ching Yin 馮正彥 RE Advising on Futures Contracts 2008-08-18 2016-06-24
AON772 FUNG Ching Yin 馮正彥 RE Asset Management 2008-07-28 2016-06-24
AOX306 LI Ting 李婷 RE Dealing in Securities 2007-07-04 2010-07-05
AOX306 LI Ting 李婷 RO Dealing in Securities 2010-07-05 2015-07-28
AOX306 LI Ting 李婷 RO Advising on Securities 2012-01-19 2015-07-28
AOX306 LI Ting 李婷 RO Advising on Futures Contracts 2012-01-19 2015-07-28
AOX306 LI Ting 李婷 RO Advising on Corporate Finance 2012-01-19 2015-07-15
AOX306 LI Ting 李婷 RE Asset Management 2007-07-04 2010-07-05
AOX306 LI Ting 李婷 RO Asset Management 2010-07-05 2015-07-28
APB224 CRAFTER Lochiel Cameron RO Dealing in Securities 2007-08-01 2008-04-24
APB224 CRAFTER Lochiel Cameron RO Dealing in Securities 2011-02-22 2014-09-04
APB224 CRAFTER Lochiel Cameron RO Advising on Securities 2007-08-01 2008-04-24
APB224 CRAFTER Lochiel Cameron RO Advising on Securities 2011-02-22 2014-09-04
APB224 CRAFTER Lochiel Cameron RO Advising on Futures Contracts 2007-08-01 2008-04-24
APB224 CRAFTER Lochiel Cameron RO Advising on Futures Contracts 2011-02-22 2014-09-04
APB224 CRAFTER Lochiel Cameron RO Advising on Corporate Finance 2007-08-01 2008-04-24
APB224 CRAFTER Lochiel Cameron RO Advising on Corporate Finance 2011-02-22 2014-09-04
APB224 CRAFTER Lochiel Cameron RO Asset Management 2007-08-01 2008-04-24
APB224 CRAFTER Lochiel Cameron RO Asset Management 2011-02-22 2014-09-04
APF297 CHEUNG Koon Wai 張冠偉 RE Dealing in Securities 2007-08-13 2008-07-10
APF297 CHEUNG Koon Wai 張冠偉 RE Advising on Securities 2007-08-13 2008-07-10
APF297 CHEUNG Koon Wai 張冠偉 RE Asset Management 2007-08-13 2008-07-10
APH032 LAU Chi Leung 劉志良 RE Advising on Securities 2016-07-06
APH032 LAU Chi Leung 劉志良 RE Asset Management 2016-09-07
APH938 POULLAOUEC Thomas RE Dealing in Securities 2008-05-13 2017-06-20
APH938 POULLAOUEC Thomas RE Advising on Securities 2008-05-13 2017-06-20
APH938 POULLAOUEC Thomas RE Advising on Futures Contracts 2015-02-16 2017-06-20
APH938 POULLAOUEC Thomas RE Asset Management 2008-05-13 2017-06-20
APK395 REEVE Alexander RE Advising on Securities 2007-09-28 2009-10-25
APK395 REEVE Alexander RE Advising on Futures Contracts 2007-09-28 2009-10-25
APK395 REEVE Alexander RE Asset Management 2007-09-28 2009-10-25
APQ326 WONG Ka Kuen 黃嘉權 RE Dealing in Securities 2010-01-04 2012-12-11
APQ326 WONG Ka Kuen 黃嘉權 RE Advising on Securities 2009-12-07 2012-12-11
APQ326 WONG Ka Kuen 黃嘉權 RE Asset Management 2009-12-07 2012-12-11
AQE478 CHENG Amy Chao Ling RE Advising on Securities 2008-01-28 2008-07-09
AQE478 CHENG Amy Chao Ling RE Advising on Futures Contracts 2008-01-28 2008-07-09
AQE478 CHENG Amy Chao Ling RE Asset Management 2008-01-28 2008-07-09
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Dealing in Securities 2010-09-08 2011-01-29
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Advising on Securities 2010-09-08 2011-01-29
AQI992 SHIU Pui Kuen, Vivian 邵佩娟 RE Asset Management 2010-09-08 2011-01-29
AQM688 HUNG Lee 洪莉 RE Dealing in Securities 2017-02-28
AQM688 HUNG Lee 洪莉 RE Advising on Securities 2017-02-28
AQM688 HUNG Lee 洪莉 RE Advising on Futures Contracts 2017-02-28
AQS179 ALVI Azim Abbas RE Advising on Securities 2008-07-31 2009-01-23
AQS179 ALVI Azim Abbas RE Advising on Futures Contracts 2008-07-31 2009-01-23
AQS179 ALVI Azim Abbas RE Asset Management 2008-07-31 2009-01-23
AQS435 WONG Hoi Ching 王海澄 RE Dealing in Securities 2014-11-14
AQS435 WONG Hoi Ching 王海澄 RE Advising on Securities 2014-11-14
AQW909 LI Wing Sang, Raymond 李穎生 RE Dealing in Securities 2012-04-03 2013-01-15
AQW909 LI Wing Sang, Raymond 李穎生 RE Advising on Securities 2012-04-03 2013-01-15
AQW909 LI Wing Sang, Raymond 李穎生 RE Advising on Futures Contracts 2012-04-03 2013-01-15
AQX335 RIDLEY Barry Steven RE Advising on Securities 2010-06-07 2012-01-20
AQX335 RIDLEY Barry Steven RE Advising on Futures Contracts 2010-06-07 2012-01-20
AQX335 RIDLEY Barry Steven RE Asset Management 2010-06-07 2012-01-20
AQY698 TSANG Wai Lun 曾慧倫 RE Dealing in Securities 2018-04-23
AQY698 TSANG Wai Lun 曾慧倫 RE Advising on Securities 2018-05-10
ARA221 HONG In Sook RE Dealing in Securities 2008-06-30 2010-01-06
ARA221 HONG In Sook RE Advising on Securities 2008-06-30 2010-01-06
ARA221 HONG In Sook RE Advising on Futures Contracts 2008-06-30 2010-01-06
ARA221 HONG In Sook RE Asset Management 2008-06-30 2010-01-06
ARB264 ZENG Liang 曾亮 RE Advising on Securities 2008-06-19 2008-10-17
ARB264 ZENG Liang 曾亮 RE Advising on Futures Contracts 2008-06-19 2008-10-17
ARB264 ZENG Liang 曾亮 RE Asset Management 2008-06-19 2008-10-17
ARB687 YIP Kwok Shing 葉國盛 RE Advising on Securities 2008-07-15
ARB687 YIP Kwok Shing 葉國盛 RE Advising on Futures Contracts 2008-07-15
ARB687 YIP Kwok Shing 葉國盛 RE Asset Management 2008-07-15
ARG334 TIN Wai Man 田慧敏 RE Dealing in Securities 2016-11-08 2017-06-30
ARG334 TIN Wai Man 田慧敏 RE Advising on Securities 2016-11-08 2017-06-30
ARG334 TIN Wai Man 田慧敏 RE Advising on Futures Contracts 2016-11-08 2017-06-30
ARI651 CHEUNG Tsz Wang 張子宏 RE Dealing in Securities 2015-03-11 2018-06-12
ARI651 CHEUNG Tsz Wang 張子宏 RE Dealing in Futures Contracts 2015-07-06 2018-06-12
ARI651 CHEUNG Tsz Wang 張子宏 RE Advising on Securities 2008-08-26 2018-06-12
ARI651 CHEUNG Tsz Wang 張子宏 RE Advising on Futures Contracts 2008-08-26 2018-06-12
ARI651 CHEUNG Tsz Wang 張子宏 RE Asset Management 2008-08-26 2018-06-12
ARK830 CHU Wai Tak, Victor 褚偉德 RE Dealing in Securities 2016-09-09
ARK830 CHU Wai Tak, Victor 褚偉德 RE Advising on Securities 2016-09-09
ARK830 CHU Wai Tak, Victor 褚偉德 RE Advising on Futures Contracts 2016-09-09
ARN424 AMATT James William RE Advising on Securities 2008-09-01 2009-02-28
ARN424 AMATT James William RE Advising on Futures Contracts 2008-09-01 2009-02-28
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ASC731 CHAN Sin Nei, Sindy 陳仙妮 RE Dealing in Securities 2008-12-23 2013-05-08
ASC731 CHAN Sin Nei, Sindy 陳仙妮 RE Advising on Securities 2008-12-23 2013-05-08
ASC731 CHAN Sin Nei, Sindy 陳仙妮 RE Advising on Futures Contracts 2008-12-23 2013-05-08
ASC731 CHAN Sin Nei, Sindy 陳仙妮 RE Asset Management 2008-12-23 2013-05-08
ASD519 DRISCOLL Kelly Quinn RO Dealing in Securities 2009-01-29 2011-12-19
ASD519 DRISCOLL Kelly Quinn RO Advising on Securities 2009-01-29 2011-12-19
ASD519 DRISCOLL Kelly Quinn RO Advising on Futures Contracts 2009-01-29 2011-12-19
ASD519 DRISCOLL Kelly Quinn RO Advising on Corporate Finance 2009-01-29 2011-12-19
ASD519 DRISCOLL Kelly Quinn RO Asset Management 2009-01-29 2011-12-19
ASE477 CHENG Xing 程星 RE Dealing in Securities 2018-01-02
ASE477 CHENG Xing 程星 RE Advising on Securities 2018-01-02
ASE477 CHENG Xing 程星 RE Advising on Futures Contracts 2018-01-02
ASK675 FUNG Men Chee, Agnes 馮敏姿 RE Dealing in Securities 2009-03-06 2009-04-24
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ASO411 WONG Sally Yat Sze 黃逸詩 RE Dealing in Securities 2017-04-24 2018-09-30
ASO411 WONG Sally Yat Sze 黃逸詩 RE Advising on Securities 2017-04-24 2018-09-30
ASO411 WONG Sally Yat Sze 黃逸詩 RE Advising on Futures Contracts 2017-04-24 2018-09-30
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ASX909 FELEDY Zoltan RE Advising on Futures Contracts 2009-05-11 2011-04-16
ASX909 FELEDY Zoltan RE Asset Management 2009-05-11 2011-04-16
ATM320 ROGERS David Andrew RE Dealing in Securities 2017-01-13 2017-05-22
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ATM320 ROGERS David Andrew RO Dealing in Futures Contracts 2017-05-22
ATM320 ROGERS David Andrew RE Asset Management 2017-01-13 2017-05-22
ATM320 ROGERS David Andrew RO Asset Management 2017-05-22
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ATY188 AU Wilson Wai Kwan 歐維鈞 RE Advising on Securities 2009-11-17 2013-07-17
ATY188 AU Wilson Wai Kwan 歐維鈞 RE Advising on Futures Contracts 2009-11-17 2013-07-17
ATY188 AU Wilson Wai Kwan 歐維鈞 RE Asset Management 2009-11-17 2013-07-17
AUN720 LI Yuan 李瑗 RE Dealing in Securities 2011-11-18 2016-04-08
AUN720 LI Yuan 李瑗 RE Advising on Securities 2015-11-27 2016-04-08
AUN720 LI Yuan 李瑗 RE Advising on Futures Contracts 2015-11-27 2016-04-08
AUN720 LI Yuan 李瑗 RE Asset Management 2011-11-18 2016-03-08
AUV614 YUNG Johnnie Ka Sing 翁嘉升 RE Dealing in Securities 2017-11-13
AUV614 YUNG Johnnie Ka Sing 翁嘉升 RE Advising on Securities 2017-11-13
AUV614 YUNG Johnnie Ka Sing 翁嘉升 RE Advising on Futures Contracts 2017-11-13
AUW213 CAI Yu 蔡玉 RE Dealing in Securities 2018-04-27
AUW213 CAI Yu 蔡玉 RE Advising on Securities 2018-04-27
AVA760 ARCULLI Bonnie 夏瞳 RE Dealing in Securities 2010-05-18 2010-08-01
AVA760 ARCULLI Bonnie 夏瞳 RE Advising on Securities 2010-05-18 2010-08-01
AVA760 ARCULLI Bonnie 夏瞳 RE Advising on Corporate Finance 2010-05-18 2010-08-01
AVK938 LO Ka Ying 羅嘉盈 RE Dealing in Securities 2018-10-09
AVK938 LO Ka Ying 羅嘉盈 RE Dealing in Futures Contracts 2018-10-31
AVK938 LO Ka Ying 羅嘉盈 RE Asset Management 2018-10-31
AVN113 YEO Zhi Aik RE Advising on Securities 2016-12-22
AVN113 YEO Zhi Aik RE Asset Management 2016-12-22
AVT506 POVILAITIS Almintas RE Dealing in Securities 2010-09-29 2016-09-29
AVT506 POVILAITIS Almintas RE Advising on Securities 2010-09-29 2016-09-29
AVT506 POVILAITIS Almintas RE Advising on Corporate Finance 2014-09-17 2015-07-15
AVV493 POON Kei Hong Cecil 潘紀匡 RE Dealing in Securities 2010-09-03 2013-04-04
AVV493 POON Kei Hong Cecil 潘紀匡 RE Advising on Securities 2010-09-03 2013-04-04
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RE Advising on Securities 2010-09-07 2016-03-16
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RE Advising on Futures Contracts 2010-09-07 2016-03-16
AVV775 CHEUNG Yee Yan Elaine 張懿恩 RE Asset Management 2010-09-07 2016-03-16
AWE472 TAN Chee Yong RE Dealing in Securities 2010-11-08 2011-02-08
AWE472 TAN Chee Yong RE Advising on Securities 2010-11-08 2011-02-08
AWF159 THEMISTOCLES Todd Matthew RE Dealing in Securities 2010-11-02 2013-10-15
AWF159 THEMISTOCLES Todd Matthew RE Advising on Securities 2010-11-02 2013-10-15
AWF160 WANG Lisa 汪慧之 RE Dealing in Securities 2010-11-02 2017-05-26
AWF160 WANG Lisa 汪慧之 RE Advising on Securities 2010-11-02 2017-05-26
AWH494 NG Kheng Siang RE Dealing in Securities 2010-11-25 2010-12-01
AWH494 NG Kheng Siang RE Dealing in Securities 2011-05-17 2011-05-24
AWH494 NG Kheng Siang RE Dealing in Securities 2015-09-30 2015-09-30
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Advising on Securities 2012-05-21 2015-08-18
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Advising on Futures Contracts 2012-05-21 2015-08-18
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Asset Management 2010-11-26 2011-03-19
AWJ345 CHEUNG Pui Hei, Christopher 鍾培熙 RE Asset Management 2012-05-21 2015-08-18
AWQ625 HENZE Frank RE Dealing in Securities 2011-01-17 2014-06-03
AWQ625 HENZE Frank RE Advising on Securities 2011-01-17 2014-06-03
AWQ625 HENZE Frank RO Advising on Corporate Finance 2012-04-10 2014-06-03
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Dealing in Securities 2015-01-28 2016-05-26
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Advising on Securities 2013-06-14 2016-05-26
AWU399 FUNG Yuen Tsun 馮苑蓁 RE Advising on Futures Contracts 2013-06-14 2016-05-26
AWY306 MAN Derek Tak-lai 文德禮 RE Advising on Securities 2011-03-08 2016-06-24
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AXF099 ZHANG Dinghai 張鼎海 RE Dealing in Securities 2011-09-28 2016-02-22
AXF099 ZHANG Dinghai 張鼎海 RE Advising on Securities 2011-09-28 2016-02-22
AXF099 ZHANG Dinghai 張鼎海 RE Advising on Futures Contracts 2015-02-16 2016-02-22
AXF099 ZHANG Dinghai 張鼎海 RE Asset Management 2011-09-28 2016-02-22
AXI268 LI Hong 李虹 RE Dealing in Securities 2011-05-31 2011-10-06
AXI268 LI Hong 李虹 RE Advising on Securities 2011-05-31 2011-10-06
AXK793 CHAN Yu, Kerry 陳愉 RE Dealing in Securities 2011-06-15 2014-06-30
AXK793 CHAN Yu, Kerry 陳愉 RE Advising on Securities 2011-06-15 2014-06-30
AXU883 WENG Yimin 翁貽敏 RE Dealing in Securities 2015-12-01 2016-02-20
AXU883 WENG Yimin 翁貽敏 RE Advising on Securities 2015-12-01 2016-02-20
AXU883 WENG Yimin 翁貽敏 RE Advising on Futures Contracts 2015-12-01 2016-02-20
AYA354 MC MAHON Ronan RE Dealing in Securities 2015-03-11 2018-08-30
AYA354 MC MAHON Ronan RE Dealing in Futures Contracts 2015-07-06 2018-08-30
AYA354 MC MAHON Ronan RE Advising on Securities 2011-09-12 2018-08-30
AYA354 MC MAHON Ronan RE Advising on Futures Contracts 2011-09-12 2018-08-30
AYA354 MC MAHON Ronan RE Asset Management 2011-09-12 2018-08-30
AYQ701 WANG Taie 王太阿 RE Advising on Securities 2011-12-19
AYQ701 WANG Taie 王太阿 RE Advising on Futures Contracts 2011-12-19
AYQ701 WANG Taie 王太阿 RE Asset Management 2011-12-19
AZH514 HUANG Huihui 黃徽徽 RE Dealing in Securities 2012-04-12 2012-09-21
AZH514 HUANG Huihui 黃徽徽 RE Advising on Securities 2012-04-12 2012-09-21
AZH514 HUANG Huihui 黃徽徽 RE Advising on Futures Contracts 2012-04-12 2012-09-21
AZO632 YU Ka Yan, Tricia 余嘉欣 RE Advising on Securities 2013-03-15 2017-05-31
AZO632 YU Ka Yan, Tricia 余嘉欣 RE Advising on Futures Contracts 2013-03-15 2015-02-17
BAE441 PANG Chung Shia Jacqueline 馮崇霞 RE Dealing in Securities 2012-09-11
BAE441 PANG Chung Shia Jacqueline 馮崇霞 RE Advising on Securities 2012-09-11
BAE667 SHU Yichan 舒逸嬋 RE Dealing in Securities 2012-09-12
BAE667 SHU Yichan 舒逸嬋 RE Advising on Securities 2012-09-12
BAE667 SHU Yichan 舒逸嬋 RE Advising on Futures Contracts 2012-09-12
BAE667 SHU Yichan 舒逸嬋 RE Asset Management 2015-08-24
BBB059 NG Sunny Chung Kwong 吳重光 RE Dealing in Securities 2015-02-16 2016-04-08
BBB059 NG Sunny Chung Kwong 吳重光 RE Advising on Securities 2013-03-26 2016-04-08
BBB059 NG Sunny Chung Kwong 吳重光 RE Advising on Futures Contracts 2013-03-26 2016-04-08
BBB059 NG Sunny Chung Kwong 吳重光 RE Asset Management 2013-03-26 2016-04-08
BBH665 WU Qin 武芹 RE Dealing in Securities 2015-02-16 2017-10-13
BBH665 WU Qin 武芹 RE Advising on Securities 2013-05-20 2017-10-13
BBH665 WU Qin 武芹 RE Advising on Futures Contracts 2013-05-20 2017-10-13
BBQ743 LIAO Yee Ching 廖義禎 RE Dealing in Securities 2015-01-28 2015-09-02
BBQ743 LIAO Yee Ching 廖義禎 RE Advising on Securities 2013-07-30 2015-09-02
BBQ743 LIAO Yee Ching 廖義禎 RE Advising on Futures Contracts 2013-07-30 2015-09-02
BBT978 ANDERSON Kevin David RE Dealing in Securities 2013-08-27 2013-10-31
BBT978 ANDERSON Kevin David RO Dealing in Securities 2013-10-31
BBT978 ANDERSON Kevin David RO Dealing in Futures Contracts 2015-07-02
BBT978 ANDERSON Kevin David RE Advising on Securities 2013-08-27 2013-10-31
BBT978 ANDERSON Kevin David RO Advising on Securities 2013-10-31
BBT978 ANDERSON Kevin David RE Advising on Futures Contracts 2013-08-27 2013-10-31
BBT978 ANDERSON Kevin David RO Advising on Futures Contracts 2013-10-31
BBT978 ANDERSON Kevin David RE Asset Management 2013-08-27 2013-10-31
BBT978 ANDERSON Kevin David RO Asset Management 2013-10-31
BBW623 YU Ching Man 余靜敏 RE Dealing in Securities 2013-10-15 2014-07-10
BBW623 YU Ching Man 余靜敏 RE Advising on Securities 2013-10-15 2014-07-10
BBY029 OOI Boon Sing 黃文星 RE Advising on Securities 2013-09-24 2014-03-29
BBY029 OOI Boon Sing 黃文星 RE Advising on Futures Contracts 2013-09-24 2014-03-29
BCE036 LEPINE Julien Paul Manuel RE Advising on Securities 2013-10-28 2017-02-07
BCE036 LEPINE Julien Paul Manuel RE Advising on Futures Contracts 2013-10-28 2017-02-07
BCE036 LEPINE Julien Paul Manuel RE Asset Management 2013-10-28 2017-02-07
BDF287 HAN Ji Ho RE Advising on Securities 2018-07-23
BDF287 HAN Ji Ho RE Advising on Futures Contracts 2018-08-01
BDW690 HO Ka Ho 何嘉豪 RE Dealing in Securities 2015-03-10 2015-12-22
BDW690 HO Ka Ho 何嘉豪 RE Advising on Securities 2014-07-30 2015-12-22
BDW690 HO Ka Ho 何嘉豪 RE Advising on Futures Contracts 2014-07-30 2015-12-22
BEC061 YANG Hann 楊瀚 RE Dealing in Securities 2018-07-30
BEC061 YANG Hann 楊瀚 RE Dealing in Futures Contracts 2018-07-30
BEC061 YANG Hann 楊瀚 RE Asset Management 2018-07-30
BFG519 BI Hongyan 畢宏燕 RE Dealing in Securities 2015-04-23 2018-01-31
BFG519 BI Hongyan 畢宏燕 RE Advising on Securities 2015-04-23 2018-01-31
BFG519 BI Hongyan 畢宏燕 RE Advising on Futures Contracts 2015-04-23 2018-01-31
BGH331 SAMANTA Ritirupa RE Dealing in Securities 2015-09-30 2015-10-03
BGH332 KINNEY Brian Arthur RE Dealing in Securities 2015-09-30 2015-10-03
BGN409 YUAN Xiaoqing 袁晓晴 RE Advising on Securities 2015-11-18 2017-10-13
BGN409 YUAN Xiaoqing 袁晓晴 RE Advising on Futures Contracts 2015-11-18 2017-10-13
BGN409 YUAN Xiaoqing 袁晓晴 RE Asset Management 2015-11-18 2017-10-13
BGO826 ROE Simon Mark RE Dealing in Securities 2015-11-25 2015-12-07
BGO826 ROE Simon Mark RE Dealing in Securities 2017-01-16 2017-01-20
BHH206 LUO Di 羅迪 RE Dealing in Securities 2016-04-11 2017-07-28
BHH206 LUO Di 羅迪 RE Advising on Securities 2016-04-11 2017-07-28
BHH206 LUO Di 羅迪 RE Advising on Futures Contracts 2016-04-11 2017-07-28
BHH206 LUO Di 羅迪 RE Asset Management 2016-04-11 2016-07-12
BHK679 KWOK Yuen Wan Edwin 郭元運 RE Dealing in Securities 2016-05-03 2016-07-01
BHK679 KWOK Yuen Wan Edwin 郭元運 RE Advising on Securities 2016-05-03 2016-07-01
BHK679 KWOK Yuen Wan Edwin 郭元運 RE Advising on Futures Contracts 2016-05-03 2016-07-01
BHT498 GUHA Sanjib RE Advising on Securities 2016-07-06 2018-02-28
BHT498 GUHA Sanjib RE Asset Management 2016-10-12 2018-02-28
BHT539 SUH Bo Goog 徐輔國 RE Advising on Securities 2016-07-06 2017-06-30
BHT539 SUH Bo Goog 徐輔國 RE Asset Management 2016-07-06 2017-06-26
BIH709 CONSTANTOULAKIS Andreas RE Dealing in Securities 2016-10-03 2016-10-06
BIH709 CONSTANTOULAKIS Andreas RE Dealing in Futures Contracts 2016-10-03 2016-10-06
BIL522 ENGEL Olivia Jane RE Dealing in Securities 2016-10-28 2016-11-04
BIL522 ENGEL Olivia Jane RE Dealing in Securities 2017-06-26 2017-06-30
BIL522 ENGEL Olivia Jane RE Advising on Securities 2016-10-28 2016-11-04
BIL522 ENGEL Olivia Jane RE Advising on Securities 2017-06-26 2017-06-30
BIL522 ENGEL Olivia Jane RE Advising on Futures Contracts 2016-10-28 2016-11-04
BIL522 ENGEL Olivia Jane RE Advising on Futures Contracts 2017-06-26 2017-06-30
BIN989 SALAROLI Martin 羅文庭 RE Dealing in Securities 2016-11-15
BIN989 SALAROLI Martin 羅文庭 RE Advising on Securities 2016-11-15
BIN989 SALAROLI Martin 羅文庭 RE Advising on Futures Contracts 2016-11-15
BIZ898 CHAN Tak Mo 陳德武 RE Dealing in Securities 2018-01-25
BIZ898 CHAN Tak Mo 陳德武 RE Advising on Securities 2018-01-25
BIZ898 CHAN Tak Mo 陳德武 RE Advising on Futures Contracts 2018-02-28
BJD983 ROUTLEDGE Brian RE Dealing in Securities 2017-03-08 2017-03-10
BJD983 ROUTLEDGE Brian RE Dealing in Securities 2017-08-21 2017-08-25
BJD983 ROUTLEDGE Brian RE Advising on Securities 2017-03-08 2017-03-10
BJD983 ROUTLEDGE Brian RE Advising on Securities 2017-08-21 2017-08-25
BJD983 ROUTLEDGE Brian RE Advising on Futures Contracts 2017-03-08 2017-03-10
BJD983 ROUTLEDGE Brian RE Advising on Futures Contracts 2017-08-21 2017-08-25
BJR426 MCGREAL Nicola Joy RE Dealing in Securities 2017-06-07
BJR426 MCGREAL Nicola Joy RE Dealing in Futures Contracts 2017-06-07
BJR426 MCGREAL Nicola Joy RE Asset Management 2017-06-07
BJR433 FUNG Ha Yung 馮夏融 RE Dealing in Securities 2018-07-23 2018-11-17
BJR433 FUNG Ha Yung 馮夏融 RE Advising on Securities 2018-07-23 2018-11-17
BJR433 FUNG Ha Yung 馮夏融 RE Advising on Futures Contracts 2018-07-23 2018-11-17
BJR810 FARLEY Daniel Patrick RE Dealing in Securities 2017-06-21 2017-06-29
BJR810 FARLEY Daniel Patrick RE Advising on Securities 2017-06-21 2017-06-29
BJR810 FARLEY Daniel Patrick RE Advising on Futures Contracts 2017-06-21 2017-06-29
BJT495 KARUNAKARAN Kishore Lakshman RE Dealing in Securities 2017-06-26 2017-06-30
BJT495 KARUNAKARAN Kishore Lakshman RE Dealing in Securities 2018-11-20 2018-11-20
BJT495 KARUNAKARAN Kishore Lakshman RE Advising on Securities 2017-06-26 2017-06-30
BJT495 KARUNAKARAN Kishore Lakshman RE Advising on Securities 2018-11-20 2018-11-20
BJT495 KARUNAKARAN Kishore Lakshman RE Advising on Futures Contracts 2017-06-26 2017-06-30
BJT495 KARUNAKARAN Kishore Lakshman RE Advising on Futures Contracts 2018-11-20 2018-11-20
BME253 MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie RE Dealing in Securities 2018-01-29
BME253 MESNARD-SENSE Jean-Francois, Rene, Philippe, Marie RE Advising on Securities 2018-01-29
BMH808 GLAVIN Barry John RE Dealing in Securities 2018-02-26 2018-03-02
BMH808 GLAVIN Barry John RE Advising on Securities 2018-02-26 2018-03-02
BMH808 GLAVIN Barry John RE Advising on Futures Contracts 2018-02-26 2018-03-02
BMO984 LIN Saisai 林賽賽 RE Advising on Securities 2018-03-15
BMO984 LIN Saisai 林賽賽 RE Advising on Futures Contracts 2018-03-15
BMO984 LIN Saisai 林賽賽 RE Asset Management 2018-03-15
BMY085 LEGGETT Thomas James RE Dealing in Securities 2018-06-15 2018-07-13
BMY085 LEGGETT Thomas James RE Dealing in Futures Contracts 2018-06-15 2018-07-13
BNC548 REGNAT Benjamin RE Dealing in Securities 2018-07-30 2018-08-03
BNC548 REGNAT Benjamin RE Advising on Securities 2018-07-30 2018-08-03
BNC548 REGNAT Benjamin RE Advising on Futures Contracts 2018-07-30 2018-08-03

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