These are the licence-holders that were found for SFC licence institution AEI866 on the SFC website.
Get in touch for API access to all sorts of public Hong Kong data
Key for Role: RE = Respresentative, RO = Responsible Officer
| SFC code | English name | Chinese name | Role | Activity | Start date | End date |
|---|---|---|---|---|---|---|
| AAC162 | TSUI Mei Wah | 徐美華 | RE | Dealing in Securities | 2003-09-08 | 2018-06-07 |
| AAE016 | LAW Yan Kuen | 羅仁權 | RE | Dealing in Securities | 2003-09-08 | 2009-02-16 |
| AAG326 | CHOW Yau | 鄒有 | RE | Dealing in Securities | 2008-11-07 | 2015-05-01 |
| AAJ670 | LAI Kang Po | 黎庚普 | RO | Dealing in Securities | 2003-04-01 | |
| AAJ670 | LAI Kang Po | 黎庚普 | RO | Advising on Securities | 2003-04-01 | 2004-12-09 |
| AAJ670 | LAI Kang Po | 黎庚普 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-12-09 |
| AAJ670 | LAI Kang Po | 黎庚普 | RO | Asset Management | 2003-04-01 | 2004-12-09 |
| AAJ675 | LAI Kwok Kang | 黎國庚 | RE | Dealing in Securities | 2003-04-01 | |
| AAJ675 | LAI Kwok Kang | 黎國庚 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAJ675 | LAI Kwok Kang | 黎國庚 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAJ675 | LAI Kwok Kang | 黎國庚 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAJ685 | CHOW Lai Wah | 鄒麗華 | RO | Dealing in Securities | 2003-04-01 | |
| AAJ685 | CHOW Lai Wah | 鄒麗華 | RO | Advising on Securities | 2003-04-01 | 2004-12-09 |
| AAJ685 | CHOW Lai Wah | 鄒麗華 | RO | Advising on Corporate Finance | 2003-04-01 | 2004-12-09 |
| AAJ685 | CHOW Lai Wah | 鄒麗華 | RO | Asset Management | 2003-04-01 | 2004-12-09 |
| AAY530 | CHOW Chung | 鄒津 | RE | Dealing in Securities | 2003-04-01 | 2011-06-30 |
| AAY530 | CHOW Chung | 鄒津 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAY530 | CHOW Chung | 鄒津 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAY530 | CHOW Chung | 鄒津 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| AAZ601 | NG Fan Lam, Allan | 吳藩琳 | RE | Dealing in Securities | 2003-04-01 | 2015-05-01 |
| AAZ601 | NG Fan Lam, Allan | 吳藩琳 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| AAZ601 | NG Fan Lam, Allan | 吳藩琳 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| AAZ601 | NG Fan Lam, Allan | 吳藩琳 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ABY832 | HO Siu Ling, Jackie | 何少玲 | RE | Dealing in Securities | 2003-04-01 | 2017-07-31 |
| ABY832 | HO Siu Ling, Jackie | 何少玲 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ABY832 | HO Siu Ling, Jackie | 何少玲 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ABY832 | HO Siu Ling, Jackie | 何少玲 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| ABZ850 | CHEUNG Lai Fong | 張麗芳 | RE | Dealing in Securities | 2003-04-01 | 2018-04-28 |
| ABZ850 | CHEUNG Lai Fong | 張麗芳 | RE | Advising on Securities | 2003-04-01 | 2004-03-31 |
| ABZ850 | CHEUNG Lai Fong | 張麗芳 | RE | Advising on Corporate Finance | 2003-04-01 | 2004-03-31 |
| ABZ850 | CHEUNG Lai Fong | 張麗芳 | RE | Asset Management | 2003-04-01 | 2004-03-31 |
| BJH312 | LAI Albert Wang Kit | 黎泓傑 | RE | Dealing in Securities | 2017-05-24 |
Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:
© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)