Hong Kong SFC licence institution AEI870, RPS Investment Limited 永盛証券投資有限公司

These are the licence-holders that were found for SFC licence institution AEI870 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB323 MAK Chin Keung, Jimmy 麥展強 RE Dealing in Securities 2004-03-18 2006-01-01
AAB642 NG Shiu Shing, Sunny 吳兆聲 RO Dealing in Securities 2003-04-01 2011-06-28
AAB642 NG Shiu Shing, Sunny 吳兆聲 RO Advising on Securities 2003-04-01 2005-02-17
AAB642 NG Shiu Shing, Sunny 吳兆聲 RO Advising on Corporate Finance 2003-04-01 2005-02-17
AAB642 NG Shiu Shing, Sunny 吳兆聲 RO Asset Management 2003-04-01 2005-02-17
AAB659 NG Wai Keung, Raymond 吳偉強 RO Dealing in Securities 2003-04-01 2013-12-19
AAB659 NG Wai Keung, Raymond 吳偉強 RO Advising on Securities 2003-04-01 2004-05-31
AAB659 NG Wai Keung, Raymond 吳偉強 RO Advising on Corporate Finance 2003-04-01 2004-05-31
AAB659 NG Wai Keung, Raymond 吳偉強 RO Asset Management 2003-04-01 2004-05-31
AAF018 LEE Chun Fai 李鎮輝 RE Dealing in Securities 2004-05-15 2004-10-20
AAH691 MA Mee Hing 馬美卿 RE Dealing in Securities 2003-04-01 2013-12-19
AAH691 MA Mee Hing 馬美卿 RE Advising on Securities 2003-04-01 2005-02-17
AAH691 MA Mee Hing 馬美卿 RE Advising on Corporate Finance 2003-04-01 2005-02-17
AAH691 MA Mee Hing 馬美卿 RE Asset Management 2003-04-01 2005-02-17
AAJ049 CHAN Lai Ho, Amy 陳麗荷 RO Dealing in Securities 2003-04-01 2006-01-01
AAJ049 CHAN Lai Ho, Amy 陳麗荷 RO Advising on Securities 2003-04-01 2005-02-17
AAJ049 CHAN Lai Ho, Amy 陳麗荷 RO Advising on Corporate Finance 2003-04-01 2005-02-17
AAJ049 CHAN Lai Ho, Amy 陳麗荷 RO Asset Management 2003-04-01 2005-02-17
AAY815 WONG Miu Tuen 王妙端 RO Dealing in Securities 2003-04-01 2013-12-19
AAY815 WONG Miu Tuen 王妙端 RO Advising on Securities 2003-04-01 2005-02-17
AAY815 WONG Miu Tuen 王妙端 RO Advising on Corporate Finance 2003-04-01 2005-02-17
AAY815 WONG Miu Tuen 王妙端 RO Asset Management 2003-04-01 2005-02-17
ABG054 TSE Yuen Kwan 謝婉君 RE Dealing in Securities 2008-05-16 2013-12-19
ABI072 FONG Sui Ling 方瑞寧 RE Dealing in Securities 2004-05-04 2013-12-19
ABI134 NG Yik Wah, Johnny 吳憶華 RE Dealing in Securities 2005-03-03 2010-09-04
ABN392 CHAN Lai Mui, Alice 陳麗梅 RE Dealing in Securities 2003-04-01 2013-12-19
ABN392 CHAN Lai Mui, Alice 陳麗梅 RE Advising on Securities 2003-04-01 2005-02-17
ABN392 CHAN Lai Mui, Alice 陳麗梅 RE Advising on Corporate Finance 2003-04-01 2005-02-17
ABN392 CHAN Lai Mui, Alice 陳麗梅 RE Asset Management 2003-04-01 2005-02-17
ACF892 NG Pik Sze, Patsy 吳碧施 RE Dealing in Securities 2005-02-23 2006-05-17
ACF892 NG Pik Sze, Patsy 吳碧施 RO Dealing in Securities 2006-05-17 2014-12-09
ACN455 HUI Fung Yee, Josephine 許鳳儀 RE Dealing in Securities 2011-06-29 2013-11-01
ADG364 CHENG Siu Wa 鄭少華 RE Dealing in Securities 2003-04-01 2004-05-31
ADG364 CHENG Siu Wa 鄭少華 RE Advising on Securities 2003-04-01 2004-05-31
ADG364 CHENG Siu Wa 鄭少華 RE Advising on Corporate Finance 2003-04-01 2004-05-31
ADG364 CHENG Siu Wa 鄭少華 RE Asset Management 2003-04-01 2004-05-31
ADJ396 YAU Ka Mun, Carmen 邱嘉敏 RE Dealing in Securities 2007-09-03 2010-09-04
AEK315 CHU Suk Ling, Lusanna 朱淑玲 RE Dealing in Securities 2008-05-19 2013-12-19
AFT848 WONG Chi Wa 黃志華 RE Dealing in Securities 2003-04-01 2013-12-19
AFT848 WONG Chi Wa 黃志華 RE Advising on Securities 2003-04-01 2005-02-17
AFT848 WONG Chi Wa 黃志華 RE Advising on Corporate Finance 2003-04-01 2005-02-17
AFT848 WONG Chi Wa 黃志華 RE Asset Management 2003-04-01 2005-02-17
AGL797 WONG Yuet Kam 王月琴 RE Dealing in Securities 2005-09-01 2010-03-31
AGL892 CHENG Fung Kit 鄭豐傑 RE Dealing in Securities 2003-06-17 2008-02-23
AJO650 LEE Lai Fun 李麗芬 RE Dealing in Securities 2006-12-15 2013-12-18
AKJ242 YAU Yuck Pang, Daniel 邱若鵬 RE Dealing in Securities 2006-12-21 2009-01-01
AQS875 YAU Tak Keung 邱德強 RE Dealing in Securities 2008-05-05 2013-12-19
ARB854 CHOW Sai Fat 周世發 RE Dealing in Securities 2008-05-26 2009-12-31
ASW839 LEE Lai Yee, Sandra 李麗兒 RE Dealing in Securities 2009-04-29 2011-01-01

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