Hong Kong SFC licence institution AEK354, Truth Securities Limited 致富證券投資有限公司

These are the licence-holders that were found for SFC licence institution AEK354 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA689 KOO HO Wai Kit, Cindy 顧何慧潔 RO Dealing in Securities 2003-04-01
AAA689 KOO HO Wai Kit, Cindy 顧何慧潔 RO Advising on Securities 2003-04-01 2005-02-24
AAA689 KOO HO Wai Kit, Cindy 顧何慧潔 RO Advising on Corporate Finance 2003-04-01 2005-02-24
AAA689 KOO HO Wai Kit, Cindy 顧何慧潔 RO Asset Management 2003-04-01 2005-02-24
AAA698 HO Chi Ying 何熾瀛 RO Dealing in Securities 2003-04-01 2004-04-03
AAA698 HO Chi Ying 何熾瀛 RO Advising on Securities 2003-04-01 2004-04-03
AAA698 HO Chi Ying 何熾瀛 RO Advising on Corporate Finance 2003-04-01 2004-04-03
AAA698 HO Chi Ying 何熾瀛 RO Asset Management 2003-04-01 2004-04-03
AAM122 KOO Kin Lam, Benedict 顧建林 RO Dealing in Securities 2003-04-01
AAM122 KOO Kin Lam, Benedict 顧建林 RO Advising on Securities 2003-04-01 2005-02-04
AAM122 KOO Kin Lam, Benedict 顧建林 RO Advising on Corporate Finance 2003-04-01 2005-02-04
AAM122 KOO Kin Lam, Benedict 顧建林 RO Asset Management 2003-04-01 2005-02-04
ABM666 LAW Ping Yin 羅平衍 RE Dealing in Securities 2003-04-01 2003-06-12
ABM666 LAW Ping Yin 羅平衍 RE Advising on Securities 2003-04-01 2003-06-12
ABM666 LAW Ping Yin 羅平衍 RE Advising on Corporate Finance 2003-04-01 2003-06-12
ABM666 LAW Ping Yin 羅平衍 RE Asset Management 2003-04-01 2003-06-12
AEK462 KOO Benson Kwok-kee 顧國基 RO Dealing in Securities 2004-08-20 2005-02-14
AFX620 FONG Yat Man, Clara 方日敏 RO Dealing in Securities 2003-04-01 2003-08-12
AFX620 FONG Yat Man, Clara 方日敏 RO Dealing in Securities 2005-03-19 2017-08-14
AGJ242 LAM Chor Ling, Wendy 林礎凌 RE Dealing in Securities 2003-04-01 2005-01-04
AGJ242 LAM Chor Ling, Wendy 林礎凌 RE Advising on Securities 2003-04-01 2005-01-04
AGJ242 LAM Chor Ling, Wendy 林礎凌 RE Advising on Corporate Finance 2003-04-01 2005-01-04
AGJ242 LAM Chor Ling, Wendy 林礎凌 RE Asset Management 2003-04-01 2005-01-04
AJD717 TAM Nga Fung 譚雅豐 RO Dealing in Securities 2003-11-04 2014-02-20
ALL403 NG Ngan Suen 吳雁璇 RE Dealing in Securities 2005-01-12 2018-04-18
ANP620 CHAN Fu Tai 陳富弟 RE Dealing in Securities 2006-08-02 2016-04-20
ANP620 CHAN Fu Tai 陳富弟 RO Dealing in Securities 2016-04-20
AQN332 NG Wang Wai 吳宏渭 RE Dealing in Securities 2008-03-31 2018-04-18
AYD333 CHOW Shuk Wan 周淑雲 RE Dealing in Securities 2011-09-30

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