Hong Kong SFC licence institution AEK698, Lai Po Hung & Company Limited 黎寶鴻證券有限公司

These are the licence-holders that were found for SFC licence institution AEK698 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB420 SO Wai Pang 蘇偉鵬 RE Dealing in Securities 2003-04-01 2010-10-28
AAB420 SO Wai Pang 蘇偉鵬 RE Advising on Securities 2003-04-01 2004-04-07
AAB420 SO Wai Pang 蘇偉鵬 RE Advising on Corporate Finance 2003-04-01 2004-04-07
AAB420 SO Wai Pang 蘇偉鵬 RE Asset Management 2003-04-01 2004-04-07
AAB450 YU Shun Ho, Norman 余信晧 RE Dealing in Securities 2003-04-01 2004-11-30
AAB450 YU Shun Ho, Norman 余信晧 RE Advising on Securities 2003-04-01 2004-01-19
AAB450 YU Shun Ho, Norman 余信晧 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AAB450 YU Shun Ho, Norman 余信晧 RE Asset Management 2003-04-01 2004-01-19
AAB460 LAI Po Hung 黎寶鴻 RO Dealing in Securities 2003-04-01
AAB460 LAI Po Hung 黎寶鴻 RO Advising on Securities 2003-04-01 2003-11-18
AAB460 LAI Po Hung 黎寶鴻 RO Advising on Corporate Finance 2003-04-01 2003-11-18
AAB460 LAI Po Hung 黎寶鴻 RO Asset Management 2003-04-01 2003-11-18
AAI134 CHU Sui Wa 朱瑞華 RE Dealing in Securities 2003-04-01 2005-04-15
AAI134 CHU Sui Wa 朱瑞華 RE Advising on Securities 2003-04-01 2004-03-31
AAI134 CHU Sui Wa 朱瑞華 RE Advising on Corporate Finance 2003-04-01 2004-03-31
AAI134 CHU Sui Wa 朱瑞華 RE Asset Management 2003-04-01 2004-03-31
ACF173 CHOW Kam King 周錦敬 RE Dealing in Securities 2003-04-01 2004-09-28
ACF173 CHOW Kam King 周錦敬 RO Dealing in Securities 2004-09-28 2010-10-23
ACF173 CHOW Kam King 周錦敬 RE Advising on Securities 2003-04-01 2004-07-14
ACF173 CHOW Kam King 周錦敬 RE Advising on Corporate Finance 2003-04-01 2004-07-14
ACF173 CHOW Kam King 周錦敬 RE Asset Management 2003-04-01 2004-07-14
ADP192 HAU Kam Fat 侯錦發 RE Dealing in Securities 2003-04-01 2010-10-15
ADP192 HAU Kam Fat 侯錦發 RE Advising on Securities 2003-04-01 2003-11-18
ADP192 HAU Kam Fat 侯錦發 RE Advising on Corporate Finance 2003-04-01 2003-11-18
ADP192 HAU Kam Fat 侯錦發 RE Asset Management 2003-04-01 2003-11-18
AEY116 WONG Yuk Ming 王玉明 RE Dealing in Securities 2007-06-20 2010-10-29

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