Hong Kong SFC licence institution AEK771, BNP Paribas Dealing Services Asia Limited 法國巴黎金融交易服務亞洲有限公司

These are the licence-holders that were found for SFC licence institution AEK771 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA012 WONG Chung Sing, Xavier 黃仲聖 RE Dealing in Securities 2003-04-01 2007-08-31
AAA012 WONG Chung Sing, Xavier 黃仲聖 RE Advising on Securities 2003-04-01 2004-04-20
AAA012 WONG Chung Sing, Xavier 黃仲聖 RE Advising on Corporate Finance 2003-04-01 2004-04-20
AAA012 WONG Chung Sing, Xavier 黃仲聖 RE Asset Management 2003-04-01 2007-08-31
AAB920 SO Hon Ming, Francis 蘇漢明 RE Dealing in Securities 2010-04-20 2010-11-03
AAB920 SO Hon Ming, Francis 蘇漢明 RO Dealing in Securities 2010-11-03
AAB920 SO Hon Ming, Francis 蘇漢明 RO Dealing in Futures Contracts 2010-11-03
AAB920 SO Hon Ming, Francis 蘇漢明 RE Advising on Futures Contracts 2010-04-20 2010-07-02
AAB920 SO Hon Ming, Francis 蘇漢明 RE Asset Management 2010-04-20 2010-07-02
AAE708 LEE CHAK Winnie 李翟永瑩 RE Dealing in Securities 2004-03-18 2004-08-06
AAE708 LEE CHAK Winnie 李翟永瑩 RE Advising on Securities 2003-04-01 2004-08-06
AAE708 LEE CHAK Winnie 李翟永瑩 RE Advising on Futures Contracts 2003-04-01 2004-08-06
AAE708 LEE CHAK Winnie 李翟永瑩 RE Advising on Corporate Finance 2003-04-01 2004-08-06
AAE708 LEE CHAK Winnie 李翟永瑩 RE Asset Management 2003-04-01 2004-08-06
ABA945 NG Kim Guan 黃金源 RO Dealing in Securities 2010-05-10 2011-07-04
ABA945 NG Kim Guan 黃金源 RO Dealing in Securities 2017-10-06
ABA945 NG Kim Guan 黃金源 RO Dealing in Futures Contracts 2010-11-03 2011-07-04
ABA945 NG Kim Guan 黃金源 RO Dealing in Futures Contracts 2017-11-28
ABA945 NG Kim Guan 黃金源 RO Advising on Securities 2010-05-10 2010-07-02
ABA945 NG Kim Guan 黃金源 RO Asset Management 2010-05-10 2010-07-02
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Dealing in Securities 2004-03-12 2005-02-21
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Advising on Securities 2003-04-01 2004-03-12
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Advising on Corporate Finance 2003-04-01 2004-03-12
ABT712 SHUM Kwok Wai, Emily 岑幗慧 RE Asset Management 2003-04-01 2005-02-21
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Dealing in Securities 2004-06-21 2008-03-27
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Dealing in Securities 2008-03-27 2008-06-03
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Advising on Securities 2006-12-04 2008-03-27
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Advising on Securities 2008-03-27 2008-06-03
ACG508 TSUI Kun Lam, Ivan 徐觀林 RE Asset Management 2004-06-21 2008-03-27
ACG508 TSUI Kun Lam, Ivan 徐觀林 RO Asset Management 2008-03-27 2008-06-03
ACP672 LAM Yee Man 林綺文 RE Dealing in Securities 2005-02-23 2010-11-08
ACP672 LAM Yee Man 林綺文 RE Advising on Securities 2007-01-22 2010-07-02
ACP672 LAM Yee Man 林綺文 RE Asset Management 2005-04-08 2010-07-02
ACT733 CHAN Chi Man 陳志文 RE Dealing in Securities 2004-05-05 2005-01-10
ACT733 CHAN Chi Man 陳志文 RO Dealing in Securities 2005-01-10 2008-04-14
ACT733 CHAN Chi Man 陳志文 RE Advising on Securities 2003-04-01 2005-01-10
ACT733 CHAN Chi Man 陳志文 RO Advising on Securities 2005-01-10 2008-04-14
ACT733 CHAN Chi Man 陳志文 RO Advising on Futures Contracts 2005-01-10 2008-04-14
ACT733 CHAN Chi Man 陳志文 RE Advising on Corporate Finance 2003-04-01 2004-05-05
ACT733 CHAN Chi Man 陳志文 RE Asset Management 2003-04-01 2005-01-10
ACT733 CHAN Chi Man 陳志文 RO Asset Management 2005-01-10 2008-04-14
ACU300 LEE Teong Gee 李忠義 RE Dealing in Securities 2006-12-19 2010-11-08
ACU300 LEE Teong Gee 李忠義 RE Advising on Securities 2006-12-04 2010-07-02
ACU300 LEE Teong Gee 李忠義 RE Asset Management 2006-12-04 2010-07-02
ACZ528 WONG Yau Pong 王有邦 RE Dealing in Securities 2003-11-13 2007-05-01
ACZ528 WONG Yau Pong 王有邦 RE Advising on Securities 2003-04-01 2007-05-01
ACZ528 WONG Yau Pong 王有邦 RE Advising on Corporate Finance 2003-04-01 2003-11-10
ACZ528 WONG Yau Pong 王有邦 RE Asset Management 2003-04-01 2007-05-01
ADA498 LO Po Ping 盧寶萍 RE Dealing in Securities 2010-04-20
ADA498 LO Po Ping 盧寶萍 RE Dealing in Futures Contracts 2010-11-10
ADA498 LO Po Ping 盧寶萍 RE Asset Management 2010-04-20 2010-07-02
ADD198 SUBRAMANIAM Mohan RO Dealing in Futures Contracts 2011-06-29 2012-12-20
ADH410 WONG Wing Sze, Vincci 黃詠思 RE Dealing in Securities 2007-06-05 2007-10-05
ADK809 LO Kai, Lawrence 盧騏 RO Dealing in Securities 2003-04-01 2007-09-30
ADK809 LO Kai, Lawrence 盧騏 RO Advising on Securities 2003-04-01 2007-09-30
ADK809 LO Kai, Lawrence 盧騏 RO Advising on Futures Contracts 2003-04-01 2007-09-30
ADK809 LO Kai, Lawrence 盧騏 RO Advising on Corporate Finance 2003-04-01 2004-10-25
ADK809 LO Kai, Lawrence 盧騏 RO Asset Management 2003-04-01 2007-09-30
ADS048 MA Hoi Wai 馬凱威 RE Dealing in Securities 2003-04-01 2005-12-30
ADS048 MA Hoi Wai 馬凱威 RE Advising on Securities 2003-04-01 2003-11-10
ADS048 MA Hoi Wai 馬凱威 RE Advising on Futures Contracts 2003-04-01 2003-11-10
ADS048 MA Hoi Wai 馬凱威 RE Advising on Corporate Finance 2003-04-01 2003-11-10
ADS048 MA Hoi Wai 馬凱威 RE Asset Management 2003-04-01 2005-12-30
ADV920 WU Ho Kwan, Janice 胡可筠 RE Dealing in Securities 2004-03-31 2006-06-27
ADV920 WU Ho Kwan, Janice 胡可筠 RE Advising on Securities 2003-04-01 2004-03-31
ADV920 WU Ho Kwan, Janice 胡可筠 RE Advising on Corporate Finance 2003-04-01 2004-03-31
ADV920 WU Ho Kwan, Janice 胡可筠 RE Asset Management 2003-04-01 2006-06-27
ADX402 TONG Hei Ming, Andrew 唐熹明 RE Dealing in Securities 2004-06-07 2007-09-13
ADX402 TONG Hei Ming, Andrew 唐熹明 RE Advising on Securities 2003-04-01 2004-06-07
ADX402 TONG Hei Ming, Andrew 唐熹明 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ADX402 TONG Hei Ming, Andrew 唐熹明 RE Asset Management 2003-04-01 2007-09-13
ADX528 WONG Ngan, Jacqueline 黃雁 RE Dealing in Securities 2005-09-13 2010-11-08
ADX528 WONG Ngan, Jacqueline 黃雁 RE Advising on Securities 2006-01-24 2010-07-02
ADX528 WONG Ngan, Jacqueline 黃雁 RE Asset Management 2005-09-15 2010-07-02
ADY043 LUNG Po Kwan 龍甫鈞 RE Dealing in Securities 2004-05-27 2007-12-14
ADY043 LUNG Po Kwan 龍甫鈞 RE Advising on Securities 2003-04-01 2007-12-14
ADY043 LUNG Po Kwan 龍甫鈞 RE Advising on Corporate Finance 2003-04-01 2003-08-16
ADY043 LUNG Po Kwan 龍甫鈞 RE Asset Management 2003-04-01 2007-12-14
ADY920 LEE Cristi Boon-yee 李本儀 RE Dealing in Securities 2008-10-08 2010-02-01
ADY920 LEE Cristi Boon-yee 李本儀 RE Advising on Securities 2008-10-08 2010-02-01
ADY920 LEE Cristi Boon-yee 李本儀 RE Asset Management 2008-10-08 2010-02-01
ADZ889 LEE Wai Yin 李偉賢 RE Dealing in Securities 2006-07-25 2008-04-21
ADZ889 LEE Wai Yin 李偉賢 RE Advising on Securities 2006-08-24 2008-04-21
ADZ889 LEE Wai Yin 李偉賢 RE Asset Management 2007-01-26 2008-04-21
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Dealing in Securities 2004-01-30 2004-07-06
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Advising on Securities 2003-04-01 2004-01-19
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Advising on Corporate Finance 2003-04-01 2004-01-19
AEH770 KWAN Yok Bing, Wendy 關玉冰 RE Asset Management 2003-04-01 2004-07-06
AEQ253 LO Kit Ying 盧潔瀅 RE Dealing in Securities 2004-03-31 2006-08-04
AEQ253 LO Kit Ying 盧潔瀅 RE Advising on Securities 2003-04-01 2004-03-31
AEQ253 LO Kit Ying 盧潔瀅 RE Advising on Corporate Finance 2003-04-01 2003-08-06
AEQ253 LO Kit Ying 盧潔瀅 RE Asset Management 2003-04-01 2006-08-04
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Dealing in Securities 2004-10-25 2010-09-21
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Advising on Securities 2004-10-25 2010-09-21
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Advising on Futures Contracts 2007-10-08 2010-03-30
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RO Advising on Futures Contracts 2010-03-30 2010-09-21
AEQ447 CHUNG Wai Sze, Grace 鍾慧詩 RE Asset Management 2004-10-25 2010-09-21
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Dealing in Securities 2003-11-28 2004-09-14
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Advising on Securities 2003-11-24 2004-09-14
AEU615 POW Shiu Keung, Eddie 鮑肇強 RE Asset Management 2003-11-28 2004-09-14
AFH197 CHAN Pui Ting 陳佩婷 RE Dealing in Securities 2005-09-13 2010-11-08
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Securities 2005-09-13 2010-07-02
AFH197 CHAN Pui Ting 陳佩婷 RE Advising on Futures Contracts 2008-06-17 2010-07-02
AFH197 CHAN Pui Ting 陳佩婷 RE Asset Management 2005-09-13 2010-07-02
AFR181 TSANG Ka Man 曾嘉敏 RE Dealing in Securities 2006-08-28 2007-04-04
AFR181 TSANG Ka Man 曾嘉敏 RE Advising on Securities 2006-08-28 2007-04-04
AFR181 TSANG Ka Man 曾嘉敏 RE Asset Management 2006-08-28 2007-04-04
AFT602 AU Kin Wah, Lawrence 區建華 RE Dealing in Securities 2016-09-21 2017-09-26
AFT602 AU Kin Wah, Lawrence 區建華 RO Dealing in Securities 2011-06-28 2016-09-21
AGN445 HO Chan Hong 何贊康 RE Dealing in Securities 2010-04-20
AGN445 HO Chan Hong 何贊康 RE Dealing in Futures Contracts 2010-11-11 2012-08-29
AGN445 HO Chan Hong 何贊康 RO Dealing in Futures Contracts 2012-08-29
AGN445 HO Chan Hong 何贊康 RE Asset Management 2010-04-20 2010-07-02
AGT968 LAM Chung Han, Terence 林忠漢 RE Dealing in Securities 2008-04-03 2008-09-09
AGT968 LAM Chung Han, Terence 林忠漢 RO Dealing in Securities 2008-09-09 2010-05-15
AGT968 LAM Chung Han, Terence 林忠漢 RE Advising on Securities 2008-04-11 2008-09-09
AGT968 LAM Chung Han, Terence 林忠漢 RO Advising on Securities 2008-09-09 2010-05-15
AGT968 LAM Chung Han, Terence 林忠漢 RE Asset Management 2008-04-03 2008-09-09
AGT968 LAM Chung Han, Terence 林忠漢 RO Asset Management 2008-09-09 2010-05-15
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Dealing in Securities 2007-10-01 2011-07-04
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Dealing in Futures Contracts 2010-11-03 2011-07-04
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Advising on Securities 2007-10-01 2010-07-02
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Advising on Futures Contracts 2007-10-01 2010-07-02
AHR155 TROUILLARD-PERROT Vincent Marie D. RO Asset Management 2007-10-01 2010-07-02
AIC203 KAN Kou Ming 簡教銘 RE Dealing in Securities 2008-07-29 2008-10-30
AIC203 KAN Kou Ming 簡教銘 RE Advising on Securities 2008-07-29 2008-10-30
AIC203 KAN Kou Ming 簡教銘 RE Asset Management 2008-07-29 2008-10-30
AIH347 LUI Ka Yin 呂家妍 RE Dealing in Securities 2004-04-02 2005-09-28
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Dealing in Securities 2004-08-26 2005-08-10
AIR095 TSANG Sze Wai, Billy 曾思偉 RE Asset Management 2004-08-26 2005-08-10
AIU566 LIM Keng Yew, Edward 林慶耀 RE Dealing in Securities 2004-03-31 2004-07-13
AIU566 LIM Keng Yew, Edward 林慶耀 RE Advising on Securities 2003-05-13 2004-07-13
AIU566 LIM Keng Yew, Edward 林慶耀 RE Advising on Corporate Finance 2003-05-13 2004-03-31
AIU566 LIM Keng Yew, Edward 林慶耀 RE Asset Management 2003-05-13 2004-07-13
AKW893 CHUI Hoi Yan 崔凱茵 RE Dealing in Securities 2007-03-08 2007-12-28
AKW893 CHUI Hoi Yan 崔凱茵 RE Advising on Securities 2007-04-13 2007-12-28
AKW893 CHUI Hoi Yan 崔凱茵 RE Asset Management 2007-04-13 2007-12-28
ALR979 PLAGNARD Samuel Guy Francois RE Dealing in Securities 2005-02-07 2006-07-11
ALR979 PLAGNARD Samuel Guy Francois RE Advising on Securities 2005-02-07 2006-07-11
ALR979 PLAGNARD Samuel Guy Francois RE Asset Management 2005-02-07 2006-07-11
ALW190 JULLIEN Annie RE Dealing in Securities 2005-04-04 2006-06-16
ALW190 JULLIEN Annie RE Asset Management 2005-04-04 2006-06-16
AMC830 XIN Hai 忻海 RE Dealing in Securities 2005-06-16 2010-11-08
AMC830 XIN Hai 忻海 RE Advising on Securities 2005-06-16 2010-07-02
AMC830 XIN Hai 忻海 RE Asset Management 2005-06-16 2010-07-02
AMI014 LAU Man Shan 劉雯珊 RE Dealing in Securities 2005-08-02 2010-11-08
AMI014 LAU Man Shan 劉雯珊 RE Advising on Securities 2007-01-23 2010-07-02
AMI014 LAU Man Shan 劉雯珊 RE Asset Management 2005-08-02 2010-07-02
AMM220 SHI Xiaoting 施曉廷 RE Dealing in Securities 2012-03-05 2013-02-22
AMM220 SHI Xiaoting 施曉廷 RE Dealing in Futures Contracts 2012-04-10 2013-02-22
AMQ696 WONG Ching Man 王正汶 RE Dealing in Securities 2005-10-31 2010-11-08
AND843 DUTRAY Benjamin Guillaume Marie RE Dealing in Securities 2006-03-06 2006-09-20
AND843 DUTRAY Benjamin Guillaume Marie RE Advising on Securities 2006-03-06 2006-09-20
AND843 DUTRAY Benjamin Guillaume Marie RE Asset Management 2006-03-06 2006-09-20
AOA851 DAOUD Anil Laurent RE Dealing in Securities 2006-10-05 2007-06-29
AOA851 DAOUD Anil Laurent RE Advising on Securities 2006-10-05 2007-06-29
AOA851 DAOUD Anil Laurent RE Asset Management 2006-10-05 2007-06-29
AOD745 LEBEDA Bruno Marc Antoine RE Dealing in Securities 2006-11-13 2008-03-27
AOD745 LEBEDA Bruno Marc Antoine RO Dealing in Securities 2008-03-27 2010-04-01
AOD745 LEBEDA Bruno Marc Antoine RE Advising on Securities 2006-11-13 2008-03-27
AOD745 LEBEDA Bruno Marc Antoine RO Advising on Securities 2008-03-27 2010-04-01
AOD745 LEBEDA Bruno Marc Antoine RE Advising on Futures Contracts 2006-11-13 2008-03-27
AOD745 LEBEDA Bruno Marc Antoine RO Advising on Futures Contracts 2008-03-27 2010-04-01
AOD745 LEBEDA Bruno Marc Antoine RE Asset Management 2006-11-13 2008-03-27
AOD745 LEBEDA Bruno Marc Antoine RO Asset Management 2008-03-27 2010-04-01
AOD942 LO Sin Sin 羅倩倩 RE Dealing in Securities 2010-04-20 2010-11-08
AOD942 LO Sin Sin 羅倩倩 RE Advising on Securities 2010-04-20 2010-07-02
AOD942 LO Sin Sin 羅倩倩 RE Asset Management 2010-04-20 2010-07-02
AOP081 HAMMAMI Bayram RE Dealing in Securities 2007-02-16 2010-11-08
AOP081 HAMMAMI Bayram RE Advising on Securities 2008-10-03 2010-07-02
AOP081 HAMMAMI Bayram RE Asset Management 2008-10-03 2010-07-02
AOR642 HO Siu Man, Gideon 何紹民 RE Dealing in Securities 2007-03-09 2007-09-03
AOR642 HO Siu Man, Gideon 何紹民 RE Advising on Securities 2007-03-09 2007-09-03
AOR642 HO Siu Man, Gideon 何紹民 RE Asset Management 2007-03-09 2007-09-03
AOU115 TJANG Yuen Man, Lavinia 張菀紋 RE Dealing in Securities 2008-08-04 2010-09-25
AOU115 TJANG Yuen Man, Lavinia 張菀紋 RE Advising on Securities 2008-08-04 2010-09-25
APB434 LOKE Helen Man 陸敏 RE Dealing in Securities 2010-04-20 2010-11-08
APB434 LOKE Helen Man 陸敏 RE Advising on Securities 2010-04-20 2010-07-02
APB434 LOKE Helen Man 陸敏 RE Asset Management 2010-04-20 2010-07-02
APH938 POULLAOUEC Thomas RE Dealing in Securities 2007-07-30 2008-04-30
APH938 POULLAOUEC Thomas RE Advising on Securities 2007-07-30 2008-04-30
APH938 POULLAOUEC Thomas RE Asset Management 2007-07-30 2008-04-30
APJ411 NONNENMACHER Sophie Sabine RE Dealing in Securities 2007-08-06 2008-02-25
APO196 CHAN Kai Cheung 陳啟祥 RE Dealing in Securities 2007-09-04 2010-11-08
APO196 CHAN Kai Cheung 陳啟祥 RE Advising on Securities 2007-09-04 2010-07-02
APO196 CHAN Kai Cheung 陳啟祥 RE Advising on Futures Contracts 2008-06-17 2010-07-02
APO196 CHAN Kai Cheung 陳啟祥 RE Asset Management 2007-09-04 2010-07-02
AQM134 LAM Ming Fai 林明輝 RE Dealing in Securities 2008-02-05 2008-07-18
AQM134 LAM Ming Fai 林明輝 RE Advising on Securities 2008-02-05 2008-07-18
AQX339 CHAY Sipha RE Dealing in Securities 2008-04-24 2010-11-08
AQX339 CHAY Sipha RE Advising on Securities 2008-04-24 2010-07-02
AQX339 CHAY Sipha RE Asset Management 2008-04-24 2010-07-02
AQX342 NGO Dong Sinh RE Dealing in Securities 2008-04-24 2010-11-08
AQX342 NGO Dong Sinh RE Advising on Securities 2008-04-24 2010-07-02
AQX342 NGO Dong Sinh RE Asset Management 2008-04-24 2010-07-02
ARB827 YILMAZ Erkan RE Dealing in Securities 2008-05-27 2010-07-24
ARB827 YILMAZ Erkan RE Advising on Securities 2008-05-27 2010-07-24
ARB827 YILMAZ Erkan RE Asset Management 2008-05-27 2010-07-24
ARI225 YIN Ada Manyee 阮敏儀 RE Dealing in Securities 2008-07-31 2010-11-08
ARI225 YIN Ada Manyee 阮敏儀 RE Advising on Securities 2008-07-31 2010-07-02
ARI225 YIN Ada Manyee 阮敏儀 RE Asset Management 2008-07-31 2010-07-02
ARK145 DIOUF Ibrahima RE Dealing in Securities 2008-08-01 2009-06-23
ARK145 DIOUF Ibrahima RE Advising on Securities 2008-08-01 2009-06-23
ARK145 DIOUF Ibrahima RE Asset Management 2008-08-01 2009-06-23
ARR388 EE Daryl Hock Heng RE Dealing in Securities 2008-09-30 2008-10-30
ARR388 EE Daryl Hock Heng RE Dealing in Securities 2009-06-08 2009-07-08
ARR388 EE Daryl Hock Heng RE Dealing in Securities 2009-11-19 2009-12-19
ARR388 EE Daryl Hock Heng RE Advising on Securities 2008-09-30 2008-10-30
ARR388 EE Daryl Hock Heng RE Advising on Securities 2009-06-08 2009-07-08
ARR388 EE Daryl Hock Heng RE Advising on Securities 2009-11-19 2009-12-19
ARS164 RONDOUIN Hugues Louis Gabriel RE Dealing in Securities 2008-10-13 2009-08-08
ARS164 RONDOUIN Hugues Louis Gabriel RE Advising on Securities 2008-10-13 2009-08-08
ARS746 YANG Jie 楊杰 RE Dealing in Securities 2008-10-20 2010-11-08
ARS746 YANG Jie 楊杰 RE Advising on Securities 2008-10-20 2010-07-02
ARS746 YANG Jie 楊杰 RE Asset Management 2008-10-20 2010-07-02
ARU049 GODET Martial Herve Paul RE Dealing in Securities 2008-10-29 2008-11-29
ARU049 GODET Martial Herve Paul RE Dealing in Securities 2010-02-10 2010-03-10
ARU049 GODET Martial Herve Paul RE Dealing in Securities 2010-04-22 2010-05-22
ARU049 GODET Martial Herve Paul RE Advising on Securities 2008-10-29 2008-11-29
ARU049 GODET Martial Herve Paul RE Advising on Securities 2010-02-10 2010-03-10
ARU049 GODET Martial Herve Paul RE Advising on Securities 2010-04-22 2010-05-22
ARU050 SALAMA Daniel RE Dealing in Securities 2008-10-28 2008-11-28
ARU050 SALAMA Daniel RE Dealing in Securities 2009-06-04 2009-07-04
ARU050 SALAMA Daniel RE Advising on Securities 2008-10-28 2008-11-28
ARU050 SALAMA Daniel RE Advising on Securities 2009-06-04 2009-07-04
ASF397 SAINGOLET Sophie Paulette RE Dealing in Securities 2009-01-07 2010-05-29
ASF397 SAINGOLET Sophie Paulette RE Advising on Securities 2009-01-07 2010-05-29
ASL449 PODKOLZIN Roman RE Dealing in Securities 2009-02-13 2009-03-13
ASL449 PODKOLZIN Roman RE Advising on Securities 2009-02-13 2009-03-13
ASL459 TER LAAG Sheila Elizabeth RE Dealing in Securities 2009-02-13 2009-03-13
ASL459 TER LAAG Sheila Elizabeth RE Advising on Securities 2009-02-13 2009-03-13
ASL462 TURCAT Christel Marie Bertrade RE Dealing in Securities 2009-02-13 2009-03-13
ASL462 TURCAT Christel Marie Bertrade RE Advising on Securities 2009-02-13 2009-03-13
ASN690 CAMPENON Bruno Jacques RO Dealing in Securities 2012-03-23 2014-07-04
ASP021 REDERT Frederik Willem Gert RE Dealing in Securities 2009-03-18 2010-11-08
ASP021 REDERT Frederik Willem Gert RE Advising on Securities 2009-03-18 2010-07-02
ASW625 PERCHET Romain Guillaume Joanni RE Dealing in Securities 2009-04-23 2010-11-08
ASW625 PERCHET Romain Guillaume Joanni RE Advising on Securities 2009-04-23 2010-07-02
ASW625 PERCHET Romain Guillaume Joanni RE Asset Management 2009-04-23 2010-07-02
ATB924 MUSSARD Bruno Sebastien Frederic RE Dealing in Securities 2009-06-03 2009-07-03
ATB924 MUSSARD Bruno Sebastien Frederic RE Advising on Securities 2009-06-03 2009-07-03
ATB935 CONQUET Benjamin Antoine Marie RE Dealing in Securities 2009-06-04 2009-07-04
ATB935 CONQUET Benjamin Antoine Marie RE Advising on Securities 2009-06-04 2009-07-04
ATC258 NAHON-FAUCHIER Patrick Armand Gerard RE Dealing in Securities 2009-06-08 2009-07-08
ATC258 NAHON-FAUCHIER Patrick Armand Gerard RE Advising on Securities 2009-06-08 2009-07-08
ATI404 DIAO Roy Wei-Chien RE Dealing in Securities 2009-07-13 2009-08-13
ATI404 DIAO Roy Wei-Chien RE Advising on Securities 2009-07-13 2009-08-13
ATV805 COHEN Ylan Joseph Steven RE Dealing in Securities 2010-02-05 2010-09-03
ATV805 COHEN Ylan Joseph Steven RE Advising on Securities 2010-02-05 2010-09-03
ATW119 STOFFELS D'HAUTEFORT Helie, Armand, Emmanuel, Francois RE Dealing in Securities 2009-09-23 2009-10-23
ATW119 STOFFELS D'HAUTEFORT Helie, Armand, Emmanuel, Francois RE Dealing in Securities 2010-03-03 2010-04-03
ATW119 STOFFELS D'HAUTEFORT Helie, Armand, Emmanuel, Francois RE Advising on Securities 2009-09-23 2009-10-23
ATW119 STOFFELS D'HAUTEFORT Helie, Armand, Emmanuel, Francois RE Advising on Securities 2010-03-03 2010-04-03
ATW753 SUOR Jehanne 林崢 RE Dealing in Securities 2009-10-02 2010-02-26
ATW753 SUOR Jehanne 林崢 RE Advising on Securities 2009-10-02 2010-02-26
AUH269 PODKOLZINE Roman RE Dealing in Securities 2009-12-04 2010-01-04
AUH269 PODKOLZINE Roman RE Advising on Securities 2009-12-04 2010-01-04
AUX098 DUNN Mark John RE Dealing in Securities 2010-03-19 2010-04-19
AUX098 DUNN Mark John RE Advising on Securities 2010-03-19 2010-04-19
AUX106 OLIVIER Jean-Philippe RE Dealing in Securities 2010-03-19 2010-04-19
AUX106 OLIVIER Jean-Philippe RE Advising on Securities 2010-03-19 2010-04-19
AVT246 DERBAUDRENGHIEN Valery Guy Leon RE Dealing in Securities 2010-08-30
AVT246 DERBAUDRENGHIEN Valery Guy Leon RE Dealing in Futures Contracts 2010-11-17 2013-10-08
AVT246 DERBAUDRENGHIEN Valery Guy Leon RO Dealing in Futures Contracts 2013-10-08
AYT941 YU Mei Ki Maggie 余美琪 RO Dealing in Securities 2018-04-23 2018-10-15
AYT941 YU Mei Ki Maggie 余美琪 RO Dealing in Futures Contracts 2018-04-23 2018-10-15
BAM492 GUELEN Pierre Francois Raymond RE Dealing in Securities 2012-11-21 2013-04-30
BAM492 GUELEN Pierre Francois Raymond RE Dealing in Futures Contracts 2012-11-21 2013-04-30
BBE127 YIP Nga King 葉雅璟 RE Dealing in Securities 2013-04-23 2017-09-26
BBE127 YIP Nga King 葉雅璟 RE Dealing in Futures Contracts 2013-08-14 2017-09-26
BDT323 MARELLE Stephanie Christine Annie RO Dealing in Securities 2014-12-04 2017-09-26
BDX517 RACCAT David Alexandre RO Dealing in Securities 2014-09-29 2017-01-06
BHP404 TSEUNG Yin Fai 蔣賢輝 RE Dealing in Securities 2016-06-13 2017-09-26
BHP404 TSEUNG Yin Fai 蔣賢輝 RE Dealing in Futures Contracts 2016-06-13 2017-09-26

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