Hong Kong SFC licence institution AEK991, Tai Ning Stock Company Limited 大寧證券有限公司

These are the licence-holders that were found for SFC licence institution AEK991 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA043 KAM Kwong Ning 甘廣寧 RO Dealing in Securities 2003-04-01 2018-08-06
AAA043 KAM Kwong Ning 甘廣寧 RO Advising on Securities 2003-04-01 2003-10-28
AAA043 KAM Kwong Ning 甘廣寧 RO Advising on Corporate Finance 2003-04-01 2003-10-28
AAA043 KAM Kwong Ning 甘廣寧 RO Asset Management 2003-04-01 2003-10-28
AAA116 MA Kam Oi, Vandy 馬金愛 RE Dealing in Securities 2003-04-01 2015-02-12
AAA116 MA Kam Oi, Vandy 馬金愛 RE Advising on Securities 2003-04-01 2003-10-28
AAA116 MA Kam Oi, Vandy 馬金愛 RE Advising on Corporate Finance 2003-04-01 2003-10-28
AAA116 MA Kam Oi, Vandy 馬金愛 RE Asset Management 2003-04-01 2003-10-28
AAV843 CHIU Wing Yan, Windy 趙詠茵 RE Dealing in Securities 2003-04-01 2018-09-04
AAV843 CHIU Wing Yan, Windy 趙詠茵 RO Dealing in Securities 2018-09-04
AAV843 CHIU Wing Yan, Windy 趙詠茵 RE Advising on Securities 2003-04-01 2003-10-28
AAV843 CHIU Wing Yan, Windy 趙詠茵 RE Advising on Corporate Finance 2003-04-01 2003-10-28
AAV843 CHIU Wing Yan, Windy 趙詠茵 RE Asset Management 2003-04-01 2003-10-28
AAX991 YIP Lau Kun 葉柳勤 RE Dealing in Securities 2003-04-01
AAX991 YIP Lau Kun 葉柳勤 RE Advising on Securities 2003-04-01 2003-10-28
AAX991 YIP Lau Kun 葉柳勤 RE Advising on Corporate Finance 2003-04-01 2003-10-28
AAX991 YIP Lau Kun 葉柳勤 RE Asset Management 2003-04-01 2003-10-28
ABP387 YUEN Kam Tui 袁錦堆 RE Dealing in Securities 2003-04-01 2018-09-04
ABP387 YUEN Kam Tui 袁錦堆 RO Dealing in Securities 2018-09-04
ABP387 YUEN Kam Tui 袁錦堆 RE Advising on Securities 2003-04-01 2003-10-28
ABP387 YUEN Kam Tui 袁錦堆 RE Advising on Corporate Finance 2003-04-01 2003-10-28
ABP387 YUEN Kam Tui 袁錦堆 RE Asset Management 2003-04-01 2003-10-28
ACF052 KAM LAU Wai Ying 甘劉惠英 RO Dealing in Securities 2003-04-01
ACF052 KAM LAU Wai Ying 甘劉惠英 RO Advising on Securities 2003-04-01 2003-07-09
ACF052 KAM LAU Wai Ying 甘劉惠英 RO Advising on Corporate Finance 2003-04-01 2003-07-09
ACF052 KAM LAU Wai Ying 甘劉惠英 RO Asset Management 2003-04-01 2003-07-09
AGK115 LAI Suet Ming 黎雪明 RE Dealing in Securities 2003-04-01
AGK115 LAI Suet Ming 黎雪明 RE Advising on Securities 2003-04-01 2003-10-28
AGK115 LAI Suet Ming 黎雪明 RE Advising on Corporate Finance 2003-04-01 2003-10-28
AGK115 LAI Suet Ming 黎雪明 RE Asset Management 2003-04-01 2003-10-28

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