Hong Kong SFC licence institution AEL412, Wai Man Stock & Shares Company Limited 偉民股票買賣有限公司

These are the licence-holders that were found for SFC licence institution AEL412 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA603 TAI Yee Wah 戴綺華 RE Dealing in Securities 2003-04-01 2017-05-29
AAA603 TAI Yee Wah 戴綺華 RO Dealing in Securities 2017-05-29
AAA603 TAI Yee Wah 戴綺華 RE Advising on Securities 2003-04-01 2005-02-01
AAA603 TAI Yee Wah 戴綺華 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAA603 TAI Yee Wah 戴綺華 RE Asset Management 2003-04-01 2004-11-30
AAA615 TAI Wai Man 戴偉民 RO Dealing in Securities 2003-04-01 2017-09-05
AAA615 TAI Wai Man 戴偉民 RO Advising on Securities 2003-04-01 2005-02-23
AAA615 TAI Wai Man 戴偉民 RO Advising on Corporate Finance 2003-04-01 2004-11-30
AAA615 TAI Wai Man 戴偉民 RO Asset Management 2003-04-01 2004-11-30
AAV541 TAI Ting San 戴庭燊 RO Dealing in Securities 2003-04-01
AAV541 TAI Ting San 戴庭燊 RO Advising on Securities 2003-04-01 2005-02-23
AAV541 TAI Ting San 戴庭燊 RO Advising on Corporate Finance 2003-04-01 2004-11-30
AAV541 TAI Ting San 戴庭燊 RO Asset Management 2003-04-01 2004-11-30
AAW599 LEONG Kit Fun, Nellie 梁潔芬 RE Dealing in Securities 2003-04-01 2011-11-25
AAW599 LEONG Kit Fun, Nellie 梁潔芬 RE Advising on Securities 2003-04-01 2005-02-01
AAW599 LEONG Kit Fun, Nellie 梁潔芬 RE Advising on Corporate Finance 2003-04-01 2004-11-30
AAW599 LEONG Kit Fun, Nellie 梁潔芬 RE Asset Management 2003-04-01 2004-11-30
AQE808 TAI Ting Fong 戴庭芳 RE Dealing in Securities 2008-01-28 2010-02-28

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