Hong Kong SFC licence institution AEM109, Topmore Commodities Limited 德盛期貨有限公司

These are the licence-holders that were found for SFC licence institution AEM109 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAC743 WONG Hee Man 汪禧文 RE Dealing in Futures Contracts 2003-04-01 2003-04-09
AAC743 WONG Hee Man 汪禧文 RE Advising on Futures Contracts 2003-04-01 2003-04-09
AAC743 WONG Hee Man 汪禧文 RE Asset Management 2003-04-01 2003-04-09
AAD657 LEUNG Mang Chung 梁孟宗 RE Dealing in Futures Contracts 2003-05-05 2004-01-06
AAD657 LEUNG Mang Chung 梁孟宗 RE Advising on Futures Contracts 2003-05-05 2004-01-06
AAD657 LEUNG Mang Chung 梁孟宗 RE Asset Management 2003-05-05 2004-01-06
AAD928 LEUNG Kwok Kan 梁國庚 RO Dealing in Futures Contracts 2003-04-01 2014-06-11
AAD928 LEUNG Kwok Kan 梁國庚 RO Advising on Futures Contracts 2003-04-01 2004-11-22
AAD928 LEUNG Kwok Kan 梁國庚 RO Asset Management 2003-04-01 2004-11-22
AAF613 CHU Wai Keung 朱偉強 RE Dealing in Futures Contracts 2003-04-01 2003-10-02
AAF613 CHU Wai Keung 朱偉強 RE Advising on Futures Contracts 2003-04-01 2003-10-02
AAF613 CHU Wai Keung 朱偉強 RE Asset Management 2003-04-01 2003-10-02
AAH350 FONG Kin Yuen 方建元 RE Dealing in Futures Contracts 2003-04-01 2010-12-17
AAH350 FONG Kin Yuen 方建元 RE Advising on Futures Contracts 2003-04-01 2003-09-01
AAH350 FONG Kin Yuen 方建元 RE Asset Management 2003-04-01 2003-09-01
AAJ057 CHAN Chi Sing, Jason 陳志成 RE Dealing in Futures Contracts 2003-11-10 2005-09-23
AAJ312 CHAN Kee Shek 陳基石 RE Dealing in Futures Contracts 2003-12-22 2004-07-15
AAJ856 CHAN Ming Fai, Alexander 陳銘輝 RE Dealing in Futures Contracts 2004-07-14 2005-10-25
AAO710 KWONG Yick Chor 鄺奕初 RE Dealing in Futures Contracts 2004-07-15 2004-08-18
AAO710 KWONG Yick Chor 鄺奕初 RO Dealing in Futures Contracts 2004-08-18 2013-05-01
AAW922 CHAN Kai Cho 陳繼祖 RE Dealing in Futures Contracts 2003-04-01 2003-04-15
AAW922 CHAN Kai Cho 陳繼祖 RE Advising on Futures Contracts 2003-04-01 2003-04-15
AAW922 CHAN Kai Cho 陳繼祖 RE Asset Management 2003-04-01 2003-04-15
ABH430 NG Chun Yee 吳振義 RE Dealing in Futures Contracts 2003-04-01 2006-07-25
ABH430 NG Chun Yee 吳振義 RE Dealing in Futures Contracts 2006-10-11 2008-01-09
ABH430 NG Chun Yee 吳振義 RE Advising on Futures Contracts 2003-04-01 2003-12-22
ABH430 NG Chun Yee 吳振義 RE Asset Management 2003-04-01 2003-12-22
ABM105 CHAN Sai Yee, Vincent 陳世義 RE Dealing in Futures Contracts 2003-04-01 2003-08-30
ABM105 CHAN Sai Yee, Vincent 陳世義 RE Advising on Futures Contracts 2003-04-01 2003-08-30
ABM105 CHAN Sai Yee, Vincent 陳世義 RE Asset Management 2003-04-01 2003-08-30
ABN840 LAU Pak Tong 劉百棠 RE Dealing in Futures Contracts 2007-08-03 2013-05-01
ABT609 LEE Kwong Yiu 李光耀 RE Dealing in Futures Contracts 2012-08-02 2013-05-31
ABU107 TSO Ka Wai, Laurence 曹家偉 RE Dealing in Futures Contracts 2004-01-12 2012-12-06
ABZ459 MOK Kwok Kwong 莫國光 RE Dealing in Futures Contracts 2003-04-01 2006-12-13
ABZ459 MOK Kwok Kwong 莫國光 RE Advising on Futures Contracts 2003-04-01 2004-03-12
ABZ459 MOK Kwok Kwong 莫國光 RE Asset Management 2003-04-01 2004-03-12
ACA555 TSOI Wan 蔡雲 RE Dealing in Futures Contracts 2003-04-01 2004-03-09
ACA555 TSOI Wan 蔡雲 RE Advising on Futures Contracts 2003-04-01 2003-12-30
ACA555 TSOI Wan 蔡雲 RE Asset Management 2003-04-01 2003-12-30
ACE649 LAU Yik Kwan 劉奕群 RE Dealing in Futures Contracts 2003-04-01 2003-04-15
ACE649 LAU Yik Kwan 劉奕群 RE Advising on Futures Contracts 2003-04-01 2003-04-15
ACE649 LAU Yik Kwan 劉奕群 RE Asset Management 2003-04-01 2003-04-15
ACF722 NG Ka Kin 吳家健 RE Dealing in Futures Contracts 2003-04-01 2003-04-09
ACF722 NG Ka Kin 吳家健 RE Advising on Futures Contracts 2003-04-01 2003-04-09
ACF722 NG Ka Kin 吳家健 RE Asset Management 2003-04-01 2003-04-09
ACH600 LAU Siu Tao, Marconi 劉少濤 RE Dealing in Futures Contracts 2008-03-31 2008-06-30
ACL684 YIP Chu Keung 葉柱強 RE Dealing in Futures Contracts 2003-04-01 2003-12-12
ACL684 YIP Chu Keung 葉柱強 RE Advising on Futures Contracts 2003-04-01 2003-11-18
ACL684 YIP Chu Keung 葉柱強 RE Asset Management 2003-04-01 2003-11-18
ACL689 AU Chi Ping 區志平 RE Dealing in Futures Contracts 2003-04-01 2005-12-31
ACL689 AU Chi Ping 區志平 RE Advising on Futures Contracts 2003-04-01 2003-12-23
ACL689 AU Chi Ping 區志平 RE Asset Management 2003-04-01 2003-12-23
ACN826 MA Ka Chuen 馬家銓 RE Dealing in Futures Contracts 2007-01-02 2013-04-09
ACQ678 LAU Chi Fai, Sidney 劉志輝 RE Dealing in Futures Contracts 2003-11-04 2009-07-03
ACR751 YEUNG Shing Fung, Samson 楊承峰 RO Dealing in Futures Contracts 2003-04-01 2013-05-31
ACR751 YEUNG Shing Fung, Samson 楊承峰 RO Advising on Futures Contracts 2003-04-01 2004-11-22
ACR751 YEUNG Shing Fung, Samson 楊承峰 RO Asset Management 2003-04-01 2004-11-22
ADA728 YANG Chih Chen 楊志誠 RE Dealing in Futures Contracts 2003-04-01 2007-05-29
ADA728 YANG Chih Chen 楊志誠 RE Advising on Futures Contracts 2003-04-01 2004-11-22
ADA728 YANG Chih Chen 楊志誠 RE Asset Management 2003-04-01 2004-11-22
ADI850 YEUNG Hiu Fung 楊曉風 RE Dealing in Futures Contracts 2003-04-01 2013-05-31
ADI850 YEUNG Hiu Fung 楊曉風 RE Advising on Futures Contracts 2003-04-01 2004-01-16
ADI850 YEUNG Hiu Fung 楊曉風 RE Asset Management 2003-04-01 2004-01-16
AED441 TAI King Por 戴景波 RE Dealing in Futures Contracts 2003-04-01 2013-05-31
AED441 TAI King Por 戴景波 RE Advising on Futures Contracts 2003-04-01 2003-12-22
AED441 TAI King Por 戴景波 RE Asset Management 2003-04-01 2003-12-22
AEI547 WONG Man Kit 黃文傑 RE Dealing in Futures Contracts 2003-05-10 2003-11-11
AFA176 FONG Siu Yat 方少逸 RO Dealing in Futures Contracts 2003-04-01 2004-09-16
AFA176 FONG Siu Yat 方少逸 RO Advising on Futures Contracts 2003-04-01 2004-08-18
AFA176 FONG Siu Yat 方少逸 RO Asset Management 2003-04-01 2004-08-18
ALK478 LEUNG Wai Man 梁威文 RE Dealing in Futures Contracts 2004-12-30 2006-01-06
ALK478 LEUNG Wai Man 梁威文 RO Dealing in Futures Contracts 2006-01-06 2009-08-22
ARD549 FUNG Kei Shun 馮基舜 RE Dealing in Futures Contracts 2008-07-09 2010-06-30
ARD581 LEE Siu Tong 李少棠 RE Dealing in Futures Contracts 2008-07-09 2008-11-17
AUF153 YIP Ki 葉奇 RE Dealing in Futures Contracts 2010-01-14 2013-04-03
AUF153 YIP Ki 葉奇 RO Dealing in Futures Contracts 2013-04-03 2013-05-07

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