Hong Kong SFC licence institution AEM356, Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司

These are the licence-holders that were found for SFC licence institution AEM356 on the SFC website.

Get in touch for API access to all sorts of public Hong Kong data

Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABF972 NG Meng Hua 黃明華 RO Advising on Corporate Finance 2003-04-01 2004-06-23
ABS256 LIN Ko Ming 林克銘 RO Dealing in Securities 2003-04-01 2004-10-28
ABS256 LIN Ko Ming 林克銘 RO Advising on Securities 2003-04-01 2004-10-28
ABS256 LIN Ko Ming 林克銘 RO Advising on Corporate Finance 2003-04-01 2004-10-28
ABS256 LIN Ko Ming 林克銘 RO Asset Management 2003-04-01 2004-10-28
ACK835 WAN Ten Lok 溫天絡 RO Dealing in Securities 2003-04-01 2004-08-30
ACK835 WAN Ten Lok 溫天絡 RO Advising on Securities 2003-04-01 2004-08-30
ACK835 WAN Ten Lok 溫天絡 RO Advising on Corporate Finance 2003-04-01 2004-08-30
ACK835 WAN Ten Lok 溫天絡 RO Asset Management 2003-04-01 2004-08-30
ACT501 KWOK Wing Fai, Brian 郭永暉 RE Advising on Corporate Finance 2003-04-01 2003-09-01
ADG917 YAN Kwok Ting, Sunny 印國庭 RE Advising on Corporate Finance 2003-04-01 2004-10-28
ADH901 TSOI Man Yu, Phyllis 蔡敏如 RE Advising on Corporate Finance 2007-11-08 2008-08-04
ADJ283 KITAHARA Manabu RO Dealing in Securities 2004-08-17
ADJ283 KITAHARA Manabu RO Advising on Corporate Finance 2004-08-17
ADO738 LEE Lit Mo, Johnny 李烈武 RE Advising on Corporate Finance 2003-04-01 2006-03-22
ADX849 FONG Man, Julisa 方敏 RE Advising on Corporate Finance 2004-04-21 2004-05-28
AEE758 LAU Pui Man, Kenneth 劉沛文 RE Advising on Corporate Finance 2004-05-04 2007-09-14
AEJ675 TSE Yuen Cheung 謝源章 RE Advising on Corporate Finance 2003-04-01 2004-07-21
AEJ675 TSE Yuen Cheung 謝源章 RO Advising on Corporate Finance 2004-07-21 2008-08-05
AEP269 TANG Kwan Hui, Ronny 鄧君栩 RO Dealing in Securities 2016-12-14
AEP269 TANG Kwan Hui, Ronny 鄧君栩 RO Advising on Corporate Finance 2018-05-30
AET868 TSANG Sze Man, Carol 曾詩敏 RO Advising on Corporate Finance 2003-04-01 2007-07-01
AEZ697 CHAN Lai Ngor 陳麗娥 RE Advising on Corporate Finance 2007-04-25 2007-06-18
AEZ737 LIANG Zhuotang 梁卓棠 RO Dealing in Securities 2004-11-15 2013-02-22
AFG006 LAM Wai Keung 林偉強 RE Advising on Corporate Finance 2003-06-25 2004-05-21
AFH206 LAM Man 林敏 RE Advising on Corporate Finance 2003-04-01 2004-03-26
AFH206 LAM Man 林敏 RE Advising on Corporate Finance 2004-12-30 2006-12-14
AFH206 LAM Man 林敏 RO Advising on Corporate Finance 2006-12-14 2007-09-21
AFM549 SIU Wai Kit 蕭偉杰 RE Advising on Corporate Finance 2006-06-01 2007-03-22
AFM549 SIU Wai Kit 蕭偉杰 RO Advising on Corporate Finance 2007-03-22 2007-05-11
AFR770 MA Hon Yeung 馬漢揚 RE Advising on Corporate Finance 2003-04-01 2003-04-09
AFS253 TSANG Man Shun 曾文舜 RE Advising on Corporate Finance 2003-04-01 2004-03-11
AFU206 YAU Shu Shan 游樹珊 RE Advising on Corporate Finance 2003-04-01 2004-03-30
AFU291 HSU I-Hua 許藝樺 RE Advising on Corporate Finance 2003-04-01 2004-09-22
AGN288 LEUNG Hon Ki 梁漢旗 RE Advising on Corporate Finance 2003-04-01 2004-09-28
AGS501 LAU Wan Po 劉雲浦 RE Advising on Corporate Finance 2003-04-01 2004-02-20
AHA572 LAU Chi Kin, Vincent 劉子堅 RE Advising on Corporate Finance 2004-06-21 2006-03-16
AHC333 CHUANG Kun-Jung 莊坤榮 RO Dealing in Securities 2009-11-04 2013-07-01
AHC333 CHUANG Kun-Jung 莊坤榮 RO Advising on Corporate Finance 2009-11-04 2013-07-01
AHN470 WOO Kin Ming, Marcus 胡健明 RE Advising on Corporate Finance 2003-04-01 2004-12-06
AHY922 WONG Chi Nik, Frederick 黃自力 RE Advising on Corporate Finance 2004-04-26 2005-08-24
AIB802 AU-YEUNG Yan Lun 歐陽欣麟 RE Advising on Corporate Finance 2003-04-01 2004-10-28
AIN952 WONG Ka Po 黃家保 RO Dealing in Securities 2018-04-12
AIN952 WONG Ka Po 黃家保 RO Advising on Corporate Finance 2018-04-12
AIR852 CHENG Siu Fan 鄭紹芬 RE Advising on Corporate Finance 2003-04-01 2005-03-31
AIY923 CHEN Richard Chi-sheng 陳其盛 RO Dealing in Securities 2013-05-13 2018-10-01
AIY923 CHEN Richard Chi-sheng 陳其盛 RO Advising on Corporate Finance 2018-05-28 2018-10-01
AJB117 TONG Wai Tak, William 唐偉德 RE Advising on Corporate Finance 2003-09-30 2005-08-05
ALL251 LIU Ta-Pei 劉大貝 RO Dealing in Securities 2005-05-10 2010-03-10
ALL251 LIU Ta-Pei 劉大貝 RO Advising on Corporate Finance 2005-05-10 2010-03-10
AOU243 YIP Chung Pan 葉仲彬 RE Advising on Corporate Finance 2013-12-17 2016-04-10
APC883 NG Chit Ying 吳哲盈 RE Advising on Corporate Finance 2007-08-24 2007-09-01
AQG695 SUNG Pui Yu 宋沛榆 RE Advising on Corporate Finance 2008-01-10 2008-07-25
AQQ196 NG Chun Man, Michael 吳俊文 RE Dealing in Securities 2018-06-04
AQQ196 NG Chun Man, Michael 吳俊文 RE Advising on Corporate Finance 2018-06-04 2018-10-29
AQQ196 NG Chun Man, Michael 吳俊文 RO Advising on Corporate Finance 2018-10-29
AXI231 HSIA Shih-hsuan 夏士宣 RE Advising on Corporate Finance 2011-11-11 2013-06-10
AXI231 HSIA Shih-hsuan 夏士宣 RO Advising on Corporate Finance 2013-06-10 2018-06-30
BHS542 TANG Long Ting 鄧朗庭 RE Dealing in Securities 2018-04-17 2018-06-11
BHS542 TANG Long Ting 鄧朗庭 RE Advising on Corporate Finance 2018-04-13 2018-06-11
BLF061 CHAN Ka Wai 陳嘉偉 RE Dealing in Securities 2018-10-30
BLF061 CHAN Ka Wai 陳嘉偉 RE Advising on Corporate Finance 2018-07-20
BND553 ZHANG Yan 張岩 RE Dealing in Securities 2018-10-30
BND553 ZHANG Yan 張岩 RE Advising on Corporate Finance 2018-10-30

Get in touch to discuss your data needs now, at contact@dataguru.hk or with the form below:

© 2018 Data Guru Limited, a limited liability company incorporated in Hong Kong (company number 2768469)