Hong Kong SFC licence institution AEM480, ZhongHua Finance Capital Co., Limited 中華金融資本有限公司

These are the licence-holders that were found for SFC licence institution AEM480 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
ABW268 LAW David William Stopford RO Advising on Corporate Finance 2005-05-26
ADI945 MOWBRAY Stuart Maxwell RO Advising on Corporate Finance 2005-05-26 2010-02-04
AGC702 SHRINGLA Suberna Vardhan RE Advising on Corporate Finance 2005-06-03 2010-05-27
AGC702 SHRINGLA Suberna Vardhan RO Advising on Corporate Finance 2010-05-27 2015-03-09
AMY772 CHAN Chi Hung 陳志雄 RO Advising on Corporate Finance 2017-11-01
APZ595 AROSTI Marco RE Advising on Corporate Finance 2013-08-12 2014-08-22
ARW888 PLUMBRIDGE Glen Douglas RE Advising on Corporate Finance 2009-03-10 2013-07-01
ARW888 PLUMBRIDGE Glen Douglas RO Advising on Corporate Finance 2016-06-10 2017-07-10
BBL135 CHEN Weijie 陳維潔 RO Advising on Corporate Finance 2018-08-30

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