Hong Kong SFC licence institution AEM814, Mega Capital (Asia) Company Limited 兆豐資本(亞洲)有限公司

These are the licence-holders that were found for SFC licence institution AEM814 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA049 NG Hay Ping 吳熹平 RO Dealing in Securities 2010-03-30 2012-05-04
AAG717 YEUNG Luk Mei, Venus 楊綠薇 RO Dealing in Securities 2005-03-09 2007-01-04
ACA025 HONG Hui Lung 康曉龍 RO Dealing in Securities 2005-02-18 2005-10-18
ACA025 HONG Hui Lung 康曉龍 RO Dealing in Securities 2006-02-02 2010-03-01
ACA025 HONG Hui Lung 康曉龍 RO Advising on Securities 2007-05-11 2010-03-01
ACA025 HONG Hui Lung 康曉龍 RO Advising on Corporate Finance 2003-04-01 2010-03-01
ADG729 HUANG Hsien Hua, Jerry 黃顯華 RO Advising on Corporate Finance 2003-04-01 2004-07-06
ADQ176 WONG Tang Chung 黃騰忠 RO Dealing in Securities 2008-06-02 2012-05-02
ADQ176 WONG Tang Chung 黃騰忠 RO Advising on Securities 2010-03-30 2012-05-02
ADQ176 WONG Tang Chung 黃騰忠 RO Advising on Corporate Finance 2003-04-01 2012-04-20
ADX085 KWAN Chun Yee, Hidulf 關振義 RE Advising on Corporate Finance 2006-11-06 2006-12-28
ADX085 KWAN Chun Yee, Hidulf 關振義 RO Advising on Corporate Finance 2006-12-28 2008-03-14
AEF393 CHAN Shing Ming, Louis 陳成名 RE Dealing in Securities 2006-11-01 2008-05-02
AEF393 CHAN Shing Ming, Louis 陳成名 RE Advising on Securities 2007-07-23 2008-05-02
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RE Advising on Corporate Finance 2008-01-22 2008-03-14
AEJ588 CHUNG Christine Jui-Mei 鍾瑞美 RO Advising on Corporate Finance 2008-03-14 2008-06-30
AEK034 CHEUNG Wai Lik 張偉力 RE Dealing in Securities 2008-08-05 2008-12-05
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Securities 2008-08-05 2008-12-05
AEK034 CHEUNG Wai Lik 張偉力 RE Advising on Corporate Finance 2008-08-05 2008-12-05
AEU950 SU Yazhong 蘇亞中 RO Dealing in Securities 2004-08-30 2006-04-09
AEU950 SU Yazhong 蘇亞中 RE Advising on Corporate Finance 2003-04-01 2006-04-09
AEV165 MAN Ka Kwan 文嘉均 RE Dealing in Securities 2003-04-01 2007-01-17
AEV165 MAN Ka Kwan 文嘉均 RE Advising on Corporate Finance 2003-04-01 2007-01-17
AEW978 LO Wing Shing, Steven 盧永成 RE Advising on Corporate Finance 2004-08-02 2006-12-28
AEW978 LO Wing Shing, Steven 盧永成 RO Advising on Corporate Finance 2006-12-28 2007-09-14
AFC443 LEE Shao Wu 李韶午 RO Dealing in Securities 2003-04-01 2005-01-18
AFC443 LEE Shao Wu 李韶午 RO Advising on Corporate Finance 2003-04-01 2005-01-18
AFD213 HUI Kei Man 許紀文 RE Advising on Corporate Finance 2003-04-01 2003-08-22
AFE038 WONG Lai Yue 黃麗洳 RE Dealing in Securities 2007-09-27 2010-04-16
AFE038 WONG Lai Yue 黃麗洳 RE Advising on Corporate Finance 2007-09-27 2010-04-16
AFP060 SUN Chuen Wah, Anthony 孫村華 RE Dealing in Securities 2006-10-27 2007-01-22
AFP060 SUN Chuen Wah, Anthony 孫村華 RO Dealing in Securities 2007-01-22 2010-01-16
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Dealing in Securities 2003-04-01 2004-08-05
AFR838 CHENG Chih Hsiung Vincent 鄭智雄 RE Advising on Corporate Finance 2003-04-01 2004-08-05
AFV291 CHEN Ying 陳瑛 RE Advising on Corporate Finance 2003-04-01 2006-03-17
AFV291 CHEN Ying 陳瑛 RE Advising on Corporate Finance 2008-08-25 2010-03-05
AFV291 CHEN Ying 陳瑛 RE Advising on Corporate Finance 2010-10-27 2012-04-20
AFV291 CHEN Ying 陳瑛 RO Advising on Corporate Finance 2010-03-05 2010-10-27
AFZ453 CHAN Hoi Yan 陳凱茵 RE Advising on Corporate Finance 2004-03-23 2006-05-26
AGA449 YAU Kar Man, Karen 尤嘉敏 RE Dealing in Securities 2004-07-28 2005-09-30
AGA449 YAU Kar Man, Karen 尤嘉敏 RE Advising on Corporate Finance 2003-04-01 2005-09-30
AGA968 CHOY Wong Hoi, Peter 蔡王凱 RE Dealing in Securities 2004-05-18 2004-07-19
AGK518 KWAN Hoi Cheung 關凱翔 RO Advising on Securities 2007-05-11 2007-06-22
AGK771 MUI Suet Yee, Phoebe 梅雪儀 RE Advising on Corporate Finance 2003-09-05 2003-11-25
AGL159 SHEN Chen 沈晨 RE Dealing in Securities 2003-04-01 2005-04-01
AGL159 SHEN Chen 沈晨 RE Dealing in Securities 2006-04-11 2006-08-14
AGL159 SHEN Chen 沈晨 RO Dealing in Securities 2005-04-01 2006-04-11
AGL159 SHEN Chen 沈晨 RE Advising on Corporate Finance 2003-04-01 2006-08-14
AHD513 WONG Sai Fu 黃世富 RE Advising on Corporate Finance 2005-05-03 2006-10-23
AHP735 HSU Yi Jui 許益瑞 RE Advising on Corporate Finance 2003-04-01 2004-10-25
AIY651 WONG Che Hao, David 黃志豪 RE Advising on Corporate Finance 2003-06-25 2004-06-17
AIY652 SIU Ching Yee 邵靜儀 RE Advising on Corporate Finance 2003-06-18 2004-06-26
AJG600 WONG Yui Wah 黃銳華 RE Dealing in Securities 2008-07-14 2010-08-21
AJG600 WONG Yui Wah 黃銳華 RE Advising on Corporate Finance 2008-05-21 2010-08-21
AJN644 LU Mei Yu 盧美妤 RE Advising on Corporate Finance 2004-04-13 2005-02-16
AKW820 LI Chun Bun 李俊斌 RE Advising on Securities 2008-08-08 2008-10-27
AKW820 LI Chun Bun 李俊斌 RO Advising on Securities 2008-10-27 2010-09-19
ALI037 CHEUNG Nga Li 張雅莉 RE Dealing in Securities 2004-10-20 2006-04-09
ALI039 CHAN Chore Man, Germaine 陳楚雯 RE Advising on Corporate Finance 2004-10-20 2008-01-10
ALI074 LAU Kit Ling 劉潔玲 RE Advising on Corporate Finance 2004-10-20 2007-09-30
ALI312 LAM Yik Tung 林易彤 RE Advising on Corporate Finance 2004-10-27 2008-02-06
ALP951 TSENG Pei Fen 曾佩芬 RE Advising on Corporate Finance 2005-02-04 2010-03-24
ALP951 TSENG Pei Fen 曾佩芬 RO Advising on Corporate Finance 2010-03-24 2010-09-16
ALU919 TSAI Tsu Ming 蔡祖銘 RO Advising on Securities 2007-06-28 2008-11-04
ANG558 SHI Lei 石磊 RE Advising on Corporate Finance 2006-05-25 2012-04-20
ANH827 CHEUNG Ching Man 張靖雯 RE Advising on Securities 2007-06-12 2007-08-03
ANI887 HO King Yee 何璟宜 RE Dealing in Securities 2007-02-27 2007-04-11
ANV064 LAM Siu Fong 林少芳 RE Dealing in Securities 2006-10-25 2007-01-08
ANY498 CHAN Tik Fai, Simon 陳迪暉 RE Advising on Corporate Finance 2006-11-09 2007-10-08
AOD109 DAI Ruifeng 戴瑞峰 RE Advising on Corporate Finance 2007-01-16 2007-03-31
AOD798 CHEN Lawrence Li 陳良驊 RE Advising on Securities 2007-06-12 2008-12-15
AOX764 TANG Kwan Wai 鄧君偉 RE Advising on Securities 2007-06-12 2010-05-29
APC777 SUN Ping 孫平 RE Advising on Corporate Finance 2007-07-20 2012-04-20
APD167 CHI Chung-Ming 紀宗明 RE Advising on Corporate Finance 2007-07-24 2007-10-08
APU298 FAN Lai Kwan 范勵君 RE Advising on Corporate Finance 2007-11-21 2009-09-23
APX137 YANG Ching Fang 楊慶芳 RO Dealing in Securities 2012-04-23 2014-02-26
APX137 YANG Ching Fang 楊慶芳 RO Advising on Securities 2012-04-23 2014-02-26
AQS492 CHAN Tsang Tao, Oswald 陳錚濤 RE Advising on Corporate Finance 2008-04-01 2011-03-11
AQV376 WONG Kwok Chu 黃國柱 RE Advising on Corporate Finance 2008-06-10 2010-08-01
AQX713 CHEN Zhongyu RE Dealing in Securities 2008-04-29 2009-07-23
ARA425 LIN Chi Hua 林其樺 RE Dealing in Securities 2008-07-07 2008-07-15
ARE768 PAN HongBo 潘紅波 RE Dealing in Securities 2008-07-28 2008-12-15
ARV926 CHU Yu Ta 朱右達 RO Dealing in Securities 2012-06-04 2014-02-26
ARV926 CHU Yu Ta 朱右達 RO Advising on Securities 2012-06-04 2014-02-26
ASY658 FANG Kuan-Jui 方官睿 RO Advising on Securities 2011-02-15 2012-02-14
ASY658 FANG Kuan-Jui 方官睿 RO Advising on Corporate Finance 2011-02-15 2012-02-14

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