Hong Kong SFC licence institution AEM844, Galaxy Asset Management (H.K.) Limited 嘉理資產管理有限公司

These are the licence-holders that were found for SFC licence institution AEM844 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAW118 WONG Kar Hong 黃家康 RE Advising on Securities 2005-07-07 2007-07-27
AAW118 WONG Kar Hong 黃家康 RE Advising on Securities 2008-07-06 2010-07-07
AAW118 WONG Kar Hong 黃家康 RO Advising on Securities 2007-07-27 2008-07-06
AAW118 WONG Kar Hong 黃家康 RE Advising on Futures Contracts 2005-07-07 2007-07-27
AAW118 WONG Kar Hong 黃家康 RE Advising on Futures Contracts 2008-07-06 2010-07-07
AAW118 WONG Kar Hong 黃家康 RO Advising on Futures Contracts 2007-07-27 2008-07-06
AAW118 WONG Kar Hong 黃家康 RE Asset Management 2005-07-07 2007-07-27
AAW118 WONG Kar Hong 黃家康 RE Asset Management 2008-07-06 2010-07-07
AAW118 WONG Kar Hong 黃家康 RO Asset Management 2007-07-27 2008-07-06
ABF543 TSE Raymond 謝禮文 RE Advising on Securities 2013-12-06 2014-01-21
ABF543 TSE Raymond 謝禮文 RE Asset Management 2013-12-06 2014-01-21
ABI721 CHEUNG Johnson 張富紳 RE Advising on Securities 2007-10-04 2014-10-09
ABI721 CHEUNG Johnson 張富紳 RE Advising on Futures Contracts 2007-11-06 2014-10-09
ABI721 CHEUNG Johnson 張富紳 RE Asset Management 2007-11-06 2014-10-09
ACN214 CHAN Man Fai, Joe 陳文輝 RO Advising on Securities 2003-04-01
ACN214 CHAN Man Fai, Joe 陳文輝 RO Advising on Futures Contracts 2003-04-01
ACN214 CHAN Man Fai, Joe 陳文輝 RO Advising on Corporate Finance 2003-04-01 2005-02-17
ACN214 CHAN Man Fai, Joe 陳文輝 RO Asset Management 2003-04-01
ADI247 CHU Chui Han, Teresa 朱翠嫻 RE Advising on Securities 2003-04-01 2004-08-10
ADI247 CHU Chui Han, Teresa 朱翠嫻 RE Advising on Corporate Finance 2003-04-01 2004-08-10
ADI247 CHU Chui Han, Teresa 朱翠嫻 RE Asset Management 2003-04-01 2004-08-10
ADT125 CHU Yeong Kang, Joseph Patrick 徐永康 RE Advising on Securities 2010-02-03 2011-09-01
ADT125 CHU Yeong Kang, Joseph Patrick 徐永康 RE Asset Management 2010-02-03 2011-09-01
ADW496 YAU Wing Keung 游永強 RE Advising on Securities 2004-07-06 2005-03-01
AED718 SUM Poon Yun, Johnny 岑本訢 RE Asset Management 2011-01-27 2011-09-15
AEI927 KUN Kin Tak, Mark 鄞建德 RE Advising on Securities 2004-03-30 2004-08-25
AEY548 LAU Yuen Ling, Pauline 劉宛玲 RE Advising on Securities 2006-08-24 2008-12-31
AEY548 LAU Yuen Ling, Pauline 劉宛玲 RE Advising on Futures Contracts 2006-10-19 2008-12-31
AEY548 LAU Yuen Ling, Pauline 劉宛玲 RE Asset Management 2006-10-19 2008-12-31
AFJ424 LEUNG Wai Keung, Lawrence 梁偉強 RE Advising on Securities 2003-04-01 2006-06-15
AFJ424 LEUNG Wai Keung, Lawrence 梁偉強 RE Advising on Corporate Finance 2003-04-01 2005-02-17
AFJ424 LEUNG Wai Keung, Lawrence 梁偉強 RE Asset Management 2003-04-01 2006-06-15
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Securities 2004-03-24 2005-05-17
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Securities 2016-08-26
AFS613 CHEUNG Wai Shuen 張慧璇 RO Advising on Securities 2005-05-17 2016-08-26
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Futures Contracts 2004-03-24 2005-05-17
AFS613 CHEUNG Wai Shuen 張慧璇 RE Advising on Futures Contracts 2016-08-26
AFS613 CHEUNG Wai Shuen 張慧璇 RO Advising on Futures Contracts 2005-05-17 2016-08-26
AFS613 CHEUNG Wai Shuen 張慧璇 RE Asset Management 2004-09-16 2005-05-17
AFS613 CHEUNG Wai Shuen 張慧璇 RE Asset Management 2016-08-26
AFS613 CHEUNG Wai Shuen 張慧璇 RO Asset Management 2005-05-17 2016-08-26
AFV442 LO Mun Keung 羅滿強 RE Advising on Securities 2007-05-03 2009-02-24
AFV442 LO Mun Keung 羅滿強 RE Advising on Futures Contracts 2007-06-11 2009-02-24
AFV442 LO Mun Keung 羅滿強 RE Asset Management 2007-06-11 2009-02-24
AFW086 YIM Kwok Man 嚴國文 RE Advising on Securities 2010-02-03 2011-09-01
AFW086 YIM Kwok Man 嚴國文 RE Advising on Securities 2015-07-28
AFW086 YIM Kwok Man 嚴國文 RE Advising on Futures Contracts 2015-07-28
AFW086 YIM Kwok Man 嚴國文 RE Asset Management 2010-02-03 2011-09-01
AFW086 YIM Kwok Man 嚴國文 RE Asset Management 2015-07-28
AGT132 YIONG Hoi San 楊海山 RE Advising on Securities 2010-10-05 2011-04-06
AGT132 YIONG Hoi San 楊海山 RE Advising on Futures Contracts 2010-10-05 2011-04-06
AGT132 YIONG Hoi San 楊海山 RE Asset Management 2010-10-05 2011-04-06
AHX656 LEE Kwan Kit 李君傑 RE Advising on Securities 2009-11-06 2016-02-23
AHX656 LEE Kwan Kit 李君傑 RO Advising on Securities 2016-02-23 2018-07-30
AHX656 LEE Kwan Kit 李君傑 RE Advising on Futures Contracts 2013-08-30 2016-02-23
AHX656 LEE Kwan Kit 李君傑 RO Advising on Futures Contracts 2016-02-23 2018-07-30
AHX656 LEE Kwan Kit 李君傑 RE Asset Management 2009-11-06 2016-02-23
AHX656 LEE Kwan Kit 李君傑 RO Asset Management 2016-02-23 2018-07-30
AIX140 TSE Tim 謝添 RE Advising on Securities 2009-03-31 2012-08-20
AIX140 TSE Tim 謝添 RO Advising on Securities 2007-09-21 2009-03-31
AIX140 TSE Tim 謝添 RE Asset Management 2009-03-31 2012-08-20
AIX140 TSE Tim 謝添 RO Asset Management 2007-09-21 2009-03-31
AJG491 LAM June 林麗貞 RE Advising on Securities 2003-12-27 2005-01-26
AJG491 LAM June 林麗貞 RE Asset Management 2003-12-27 2005-01-26
AKU874 LEE William Justin 李子威 RE Advising on Securities 2004-07-12 2005-07-25
AKX258 WONG Chi Tai 黃志泰 RE Asset Management 2010-04-13 2010-10-02
ALF371 TANG Wing Mui, Chris 鄧咏梅 RE Advising on Securities 2004-09-03 2005-09-05
ALF371 TANG Wing Mui, Chris 鄧咏梅 RE Asset Management 2004-09-03 2005-09-05
ALF372 WAN Mun Wah 尹滿華 RE Advising on Securities 2004-09-03 2005-09-05
ALF372 WAN Mun Wah 尹滿華 RE Asset Management 2004-09-03 2005-09-05
ALG041 TSANG Kin Yip 曾建業 RE Advising on Securities 2004-10-06 2005-11-05
AMN756 WAN Pui Ka, Kerry 溫佩嘉 RE Asset Management 2005-10-03 2011-09-01
AMN905 NG Kok Ming 吳珏洺 RE Asset Management 2005-10-06 2008-09-20
ANC100 LEE Ka Kei 李嘉琪 RE Asset Management 2006-02-25 2015-02-24
AOD040 KIR Eddie Jen 賈振綱 RE Asset Management 2010-08-19 2012-01-28
AOD136 LEUNG Tsun Ip 梁俊業 RE Asset Management 2007-01-02 2012-06-08
AOS229 HUNG Yuen Kui 洪遠炬 RE Advising on Securities 2007-03-20 2007-12-21
AOS229 HUNG Yuen Kui 洪遠炬 RE Advising on Futures Contracts 2007-03-20 2007-12-21
AOS229 HUNG Yuen Kui 洪遠炬 RE Asset Management 2007-03-20 2007-12-21
APO008 YIU Ka Man 姚嘉雯 RE Asset Management 2007-10-04 2017-03-31
ARP041 SIU Ronald 蕭佑忠 RE Asset Management 2011-01-06 2014-01-24
ATR362 WAN Kai Yin 尹啟賢 RE Asset Management 2009-10-09 2015-06-30
AUZ541 LIN Haishan 林海珊 RE Advising on Securities 2015-06-30 2016-07-06
AUZ541 LIN Haishan 林海珊 RE Advising on Futures Contracts 2015-06-30 2016-07-06
AUZ541 LIN Haishan 林海珊 RE Asset Management 2011-09-02 2015-08-31
AUZ541 LIN Haishan 林海珊 RO Asset Management 2015-08-31 2016-07-06
AVA554 TAN Dao Shen 陳道燊 RE Asset Management 2010-05-05 2010-10-27
AWF438 WONG Teck Chit, Alfred 王德捷 RE Advising on Securities 2010-12-02 2011-02-26
AWF438 WONG Teck Chit, Alfred 王德捷 RE Advising on Futures Contracts 2010-12-02 2011-02-26
AWF438 WONG Teck Chit, Alfred 王德捷 RE Asset Management 2010-12-02 2011-02-26
AYA001 YU Bobby, Jump Ming 余湛銘 RE Asset Management 2011-09-30 2018-06-15
AZV931 HUI Ying Ying 許瑩瑩 RE Advising on Securities 2015-10-13
AZV931 HUI Ying Ying 許瑩瑩 RE Advising on Futures Contracts 2015-10-13
AZV931 HUI Ying Ying 許瑩瑩 RE Asset Management 2012-08-03
BCW251 CHAN Kwok Wai 陳國威 RE Advising on Futures Contracts 2014-02-27 2015-09-25
BCW251 CHAN Kwok Wai 陳國威 RE Asset Management 2014-02-27 2015-09-25
BDF467 SUNG Kwan Yiu 宋鈞耀 RE Advising on Securities 2015-10-13 2018-07-26
BDF467 SUNG Kwan Yiu 宋鈞耀 RO Advising on Securities 2018-07-26
BDF467 SUNG Kwan Yiu 宋鈞耀 RE Advising on Futures Contracts 2015-10-13 2018-07-26
BDF467 SUNG Kwan Yiu 宋鈞耀 RO Advising on Futures Contracts 2018-07-26
BDF467 SUNG Kwan Yiu 宋鈞耀 RE Asset Management 2014-04-30 2017-09-11
BDF467 SUNG Kwan Yiu 宋鈞耀 RO Asset Management 2017-09-11
BDF469 ZHU Xinyuan 朱馨遠 RE Asset Management 2014-05-02 2014-06-28
BDI910 YEUNG Shek Wai 楊石偉 RE Advising on Futures Contracts 2014-05-14 2018-04-30
BDI910 YEUNG Shek Wai 楊石偉 RE Asset Management 2014-05-14 2018-04-30

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