Hong Kong SFC licence institution AEM925, Kam Luen Securities Limited 金鑾證券有限公司

These are the licence-holders that were found for SFC licence institution AEM925 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAE851 SHUN Cheong Loi 辛祥來 RE Dealing in Securities 2003-04-01 2003-11-04
AAE851 SHUN Cheong Loi 辛祥來 RE Dealing in Securities 2018-04-26
AAE851 SHUN Cheong Loi 辛祥來 RO Dealing in Securities 2003-11-04 2018-04-26
AAE851 SHUN Cheong Loi 辛祥來 RE Advising on Securities 2003-04-01 2003-09-17
AAE851 SHUN Cheong Loi 辛祥來 RE Advising on Corporate Finance 2003-04-01 2003-09-17
AAE851 SHUN Cheong Loi 辛祥來 RE Asset Management 2003-04-01 2003-09-17
AAG593 LEE Yue Kam 李汝金 RO Dealing in Securities 2003-04-01 2007-11-17
AAG593 LEE Yue Kam 李汝金 RO Advising on Securities 2003-04-01 2003-11-18
AAG593 LEE Yue Kam 李汝金 RO Advising on Corporate Finance 2003-04-01 2003-11-18
AAG593 LEE Yue Kam 李汝金 RO Asset Management 2003-04-01 2003-11-18
ADH590 LEE Siu Hung 李兆鴻 RE Dealing in Securities 2009-09-11 2009-09-15
AEO988 CHIU Chung Che, Francis 招頌慈 RE Dealing in Securities 2003-04-01 2005-05-18
AEO988 CHIU Chung Che, Francis 招頌慈 RO Dealing in Securities 2005-05-18 2016-09-09
AEO988 CHIU Chung Che, Francis 招頌慈 RE Advising on Securities 2003-04-01 2003-07-23
AEO988 CHIU Chung Che, Francis 招頌慈 RE Advising on Corporate Finance 2003-04-01 2003-07-23
AEO988 CHIU Chung Che, Francis 招頌慈 RE Asset Management 2003-04-01 2003-07-23
AET700 WONG Ying 黃盈 RE Dealing in Securities 2016-12-06 2017-09-30
AFP975 LAM Wai Kwong, Alfred 林偉光 RE Dealing in Securities 2017-07-31 2018-01-02
AFP975 LAM Wai Kwong, Alfred 林偉光 RO Dealing in Securities 2018-01-02
AGK898 LI Ying Tsun 李盈駿 RE Dealing in Securities 2003-04-01 2009-03-12
AGK898 LI Ying Tsun 李盈駿 RO Dealing in Securities 2009-03-12
AGK898 LI Ying Tsun 李盈駿 RE Advising on Securities 2003-04-01 2004-03-03
AGK898 LI Ying Tsun 李盈駿 RE Advising on Corporate Finance 2003-04-01 2004-03-03
AGK898 LI Ying Tsun 李盈駿 RE Asset Management 2003-04-01 2004-03-03
ALP487 LI Mei Hing 李美卿 RE Dealing in Securities 2018-04-26
APD341 LAM Shun Hei 林順喜 RE Dealing in Securities 2018-04-27
APK630 LEE Pui Lam 李珮琳 RE Dealing in Securities 2007-09-14 2016-06-03
APK630 LEE Pui Lam 李珮琳 RO Dealing in Securities 2016-06-03
APP011 CHEONG Lap Yan, William 張立人 RE Dealing in Securities 2007-09-10 2015-01-31
BJX658 ZHOU Shufan 周澍凡 RE Dealing in Securities 2017-08-22 2017-09-27

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