Hong Kong SFC licence institution AEN177, Winsome Stock Company Limited 永勝證券有限公司

These are the licence-holders that were found for SFC licence institution AEN177 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB419 CHAN Chi Kai 陳志佳 RO Dealing in Securities 2003-04-01
AAB419 CHAN Chi Kai 陳志佳 RO Advising on Securities 2003-04-01 2004-09-17
AAB419 CHAN Chi Kai 陳志佳 RO Advising on Corporate Finance 2003-04-01 2004-09-17
AAB419 CHAN Chi Kai 陳志佳 RO Asset Management 2003-04-01 2004-09-17
AAK626 WONG Hon Chee 黃漢持 RE Dealing in Securities 2003-04-01
AAK626 WONG Hon Chee 黃漢持 RE Advising on Securities 2003-04-01 2004-09-17
AAK626 WONG Hon Chee 黃漢持 RE Advising on Corporate Finance 2003-04-01 2004-09-17
AAK626 WONG Hon Chee 黃漢持 RE Asset Management 2003-04-01 2004-09-17
ABN484 WU Ming Yuen 胡命源 RE Dealing in Securities 2003-04-01
ABN484 WU Ming Yuen 胡命源 RE Advising on Securities 2003-04-01 2003-07-03
ABN484 WU Ming Yuen 胡命源 RE Advising on Corporate Finance 2003-04-01 2003-07-03
ABN484 WU Ming Yuen 胡命源 RE Asset Management 2003-04-01 2003-07-03
AEW835 WONG Chung Sze 黃仲士 RO Dealing in Securities 2003-04-01
AEY373 TSE Chi Yan 謝祠仁 RE Dealing in Securities 2003-04-01
AEY373 TSE Chi Yan 謝祠仁 RE Advising on Securities 2003-04-01 2004-01-08
AEY373 TSE Chi Yan 謝祠仁 RE Advising on Corporate Finance 2003-04-01 2004-01-08
AEY373 TSE Chi Yan 謝祠仁 RE Asset Management 2003-04-01 2004-01-08
AFU867 WU Shuk Yee, Ernie 胡淑儀 RE Dealing in Securities 2003-04-01 2006-03-31
AFU867 WU Shuk Yee, Ernie 胡淑儀 RE Advising on Securities 2003-04-01 2003-07-21
AFU867 WU Shuk Yee, Ernie 胡淑儀 RE Advising on Corporate Finance 2003-04-01 2003-07-21
AFU867 WU Shuk Yee, Ernie 胡淑儀 RE Asset Management 2003-04-01 2003-07-21
AMS086 WOO Sai Cheung 胡世祥 RE Dealing in Securities 2005-12-30 2018-05-31
ARP385 NGAI Sin Yu 魏鐥䨞 RE Dealing in Securities 2008-10-24 2009-07-27
BFS751 LEE Matthew Yiu Wing 李耀榮 RE Dealing in Securities 2015-08-17 2017-06-16

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