Hong Kong SFC licence institution AEN441, KGI Asset Management Limited 凱基資產管理有限公司

These are the licence-holders that were found for SFC licence institution AEN441 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAB973 LAW Man Sang 羅文生 RE Asset Management 2015-06-25
AAJ570 YAU Shu Cheung 游樹祥 RO Dealing in Securities 2013-05-31 2016-12-20
AAJ570 YAU Shu Cheung 游樹祥 RO Advising on Securities 2003-04-01 2016-12-20
AAJ570 YAU Shu Cheung 游樹祥 RO Advising on Corporate Finance 2003-04-01 2016-11-22
AAJ570 YAU Shu Cheung 游樹祥 RO Asset Management 2003-04-01 2016-12-20
AAM201 KWAN Lai On, Warren 關澧安 RO Asset Management 2016-05-06 2016-10-01
ABB388 LI Yee Mei, Emma 李綺媚 RE Dealing in Securities 2013-08-14
ABB388 LI Yee Mei, Emma 李綺媚 RE Advising on Securities 2013-08-14
ABB388 LI Yee Mei, Emma 李綺媚 RE Advising on Corporate Finance 2013-08-14 2016-11-22
ABR276 WONG Hoe Choon Reddy 黃浩泉 RO Dealing in Securities 2018-03-15
ABR276 WONG Hoe Choon Reddy 黃浩泉 RO Advising on Securities 2018-03-15
ABR276 WONG Hoe Choon Reddy 黃浩泉 RO Asset Management 2018-03-15
ABY921 LAU Kam Tim 劉錦添 RE Asset Management 2016-12-19 2017-11-17
ABZ888 LEE Man Sik 李文軾 RE Asset Management 2015-06-25
ACD641 LEUNG Yin Wing 梁彥頴 RO Dealing in Securities 2013-05-31 2016-12-20
ACD641 LEUNG Yin Wing 梁彥頴 RO Advising on Securities 2013-08-19 2016-12-20
ACD641 LEUNG Yin Wing 梁彥頴 RO Advising on Corporate Finance 2013-08-19 2016-11-22
ACD641 LEUNG Yin Wing 梁彥頴 RE Asset Management 2007-12-21 2012-09-14
ACD641 LEUNG Yin Wing 梁彥頴 RO Asset Management 2012-09-14 2016-12-20
ACF083 WU Chiang Li 吳強立 RO Dealing in Securities 2016-07-26 2018-09-18
ACF083 WU Chiang Li 吳強立 RO Advising on Securities 2016-07-26 2018-09-18
ACN129 WONG Chak Wai 黃集蔚 RO Dealing in Securities 2016-08-08 2018-05-05
ACN129 WONG Chak Wai 黃集蔚 RO Advising on Securities 2015-05-04 2018-05-05
ACN129 WONG Chak Wai 黃集蔚 RO Asset Management 2018-03-29 2018-05-05
ADA941 YUEN Wai Yat 阮維一 RE Dealing in Securities 2013-08-07 2017-02-05
ADA941 YUEN Wai Yat 阮維一 RE Advising on Securities 2013-08-07 2017-02-05
ADA941 YUEN Wai Yat 阮維一 RE Advising on Corporate Finance 2013-08-07 2016-11-22
ADE054 CHU Kwok On 朱國安 RE Asset Management 2016-07-21 2016-11-24
ADR539 CHU Kuan Hsun 朱光勳 RO Asset Management 2015-03-17
ADV120 LEE Mei Ching, Alva 李美清 RE Dealing in Securities 2018-01-04 2018-06-21
ADV120 LEE Mei Ching, Alva 李美清 RO Dealing in Securities 2018-06-21
ADV120 LEE Mei Ching, Alva 李美清 RE Advising on Securities 2018-01-04 2018-06-21
ADV120 LEE Mei Ching, Alva 李美清 RO Advising on Securities 2018-06-21
ADX490 CHAN Hin Geung, Mark 陳献章 RO Dealing in Securities 2016-08-10
ADX490 CHAN Hin Geung, Mark 陳献章 RO Advising on Securities 2016-08-10
ADX490 CHAN Hin Geung, Mark 陳献章 RO Asset Management 2016-05-06
ADZ010 YU On Mei, Sharon 余安美 RE Dealing in Securities 2013-08-26
ADZ010 YU On Mei, Sharon 余安美 RE Advising on Securities 2013-08-26
ADZ010 YU On Mei, Sharon 余安美 RE Advising on Corporate Finance 2013-08-26 2016-11-22
ADZ422 HO Kwok Wai, Ignatius 何國偉 RO Dealing in Securities 2013-05-31 2015-01-29
ADZ422 HO Kwok Wai, Ignatius 何國偉 RO Advising on Securities 2003-04-01 2015-01-29
ADZ422 HO Kwok Wai, Ignatius 何國偉 RO Advising on Corporate Finance 2003-04-01 2015-01-29
ADZ422 HO Kwok Wai, Ignatius 何國偉 RO Asset Management 2003-04-01 2015-01-29
ADZ808 LAU Hung Chuen 劉洪泉 RE Asset Management 2015-07-27
AEH940 LI Yuen Yee, Joann 李婉儀 RE Dealing in Securities 2013-08-07 2015-03-16
AEH940 LI Yuen Yee, Joann 李婉儀 RE Advising on Securities 2013-08-07 2015-03-16
AEH940 LI Yuen Yee, Joann 李婉儀 RE Advising on Corporate Finance 2013-08-07 2015-03-16
AEU795 LEUNG Shuk Kam, Adelei 梁淑琴 RE Dealing in Securities 2013-08-07 2015-11-13
AEU795 LEUNG Shuk Kam, Adelei 梁淑琴 RE Advising on Securities 2013-08-07 2015-11-13
AEU795 LEUNG Shuk Kam, Adelei 梁淑琴 RE Advising on Corporate Finance 2013-08-07 2015-11-13
AFG786 LEUNG Pui Man 梁培敏 RE Dealing in Securities 2013-08-08 2013-08-27
AFG786 LEUNG Pui Man 梁培敏 RE Advising on Securities 2013-08-08 2013-08-27
AFI615 YUNG Wing Hung, Dominic 翁永鴻 RE Dealing in Securities 2013-07-29
AFI615 YUNG Wing Hung, Dominic 翁永鴻 RE Advising on Securities 2013-07-29
AFK054 LO Sau Wai 羅秀慧 RE Dealing in Securities 2013-09-03 2014-09-04
AFK054 LO Sau Wai 羅秀慧 RE Dealing in Securities 2015-09-18 2016-09-15
AFK054 LO Sau Wai 羅秀慧 RE Advising on Securities 2013-09-03 2014-09-04
AFK054 LO Sau Wai 羅秀慧 RE Advising on Securities 2015-09-18 2016-09-15
AFN040 YAN Yuk Chi, Mary Grace 甄玉芝 RE Dealing in Securities 2013-09-24 2016-06-24
AFN040 YAN Yuk Chi, Mary Grace 甄玉芝 RE Advising on Securities 2013-09-24 2016-06-24
AFN040 YAN Yuk Chi, Mary Grace 甄玉芝 RE Advising on Corporate Finance 2013-09-24 2016-06-24
AHM914 PUN Woon Yin 潘浣賢 RE Dealing in Securities 2013-08-20 2015-03-16
AHM914 PUN Woon Yin 潘浣賢 RE Advising on Securities 2013-08-20 2015-03-16
AHR016 TSANG Choi Kwan 曾賽君 RE Dealing in Securities 2013-08-26 2016-12-28
AHR016 TSANG Choi Kwan 曾賽君 RE Advising on Securities 2013-08-26 2016-12-28
AHR016 TSANG Choi Kwan 曾賽君 RE Advising on Corporate Finance 2013-08-26 2016-11-22
AHX166 TANG Oi Ling, Lisa 鄧愛玲 RE Dealing in Securities 2013-08-07 2016-12-28
AHX166 TANG Oi Ling, Lisa 鄧愛玲 RE Advising on Securities 2013-08-07 2016-12-28
AHX166 TANG Oi Ling, Lisa 鄧愛玲 RE Advising on Corporate Finance 2013-08-07 2016-11-22
AIB942 CHUNG Siu Har 鍾小霞 RE Dealing in Securities 2013-08-07
AIB942 CHUNG Siu Har 鍾小霞 RE Advising on Securities 2013-08-07
AIB942 CHUNG Siu Har 鍾小霞 RE Advising on Corporate Finance 2013-08-07 2016-11-22
AIC994 LAU Shing 劉成 RE Dealing in Securities 2013-09-04 2014-02-28
AIC994 LAU Shing 劉成 RE Advising on Securities 2013-09-04 2014-02-28
AJA418 LI Yuk Fong Sendy 李玉芳 RE Dealing in Securities 2013-08-26 2014-08-22
AJA418 LI Yuk Fong Sendy 李玉芳 RE Advising on Securities 2013-08-26 2014-08-22
AJB233 LEE Yee Man, Judith 李綺文 RE Dealing in Securities 2013-07-29 2014-09-18
AJB233 LEE Yee Man, Judith 李綺文 RE Advising on Securities 2013-07-29 2014-09-18
ALJ916 YEE Lok Fun, Peter 余恪訓 RE Dealing in Securities 2013-08-07 2014-09-04
ALJ916 YEE Lok Fun, Peter 余恪訓 RE Advising on Securities 2013-08-07 2014-09-04
ALK588 NG Chi Cheng 吳志清 RE Asset Management 2017-02-06 2018-04-15
ALU105 TONG Nga Man, Irene 唐雅汶 RE Dealing in Securities 2014-03-13 2014-09-04
AME106 LAM King Kui, Clive 林景駒 RE Asset Management 2017-02-06 2018-03-28
AMI423 CHANG Moon Suk, John RE Advising on Securities 2015-05-14 2017-05-31
AMI423 CHANG Moon Suk, John RE Asset Management 2015-05-14 2016-05-06
AMI423 CHANG Moon Suk, John RO Asset Management 2016-05-06 2017-05-31
AMJ727 PUN Wai Mui, Eliza 潘惠梅 RE Dealing in Securities 2013-07-29 2017-09-20
AMJ727 PUN Wai Mui, Eliza 潘惠梅 RE Advising on Securities 2013-07-29 2017-09-20
ANH321 NG Sau Ching 吳秀清 RE Dealing in Securities 2013-07-29 2015-05-01
ANH321 NG Sau Ching 吳秀清 RE Advising on Securities 2013-07-29 2015-05-01
ANU478 WONG Siu Wai 黃小渭 RE Dealing in Securities 2013-07-16 2013-08-12
ANY212 AIBARA Jun RE Dealing in Securities 2013-07-30 2014-04-24
ANY212 AIBARA Jun RE Advising on Securities 2013-07-30 2014-04-24
AOV567 TSOI Wan Kam 蔡璭今 RE Dealing in Securities 2014-06-03 2014-09-04
AOV567 TSOI Wan Kam 蔡璭今 RE Dealing in Securities 2015-03-23
AOV567 TSOI Wan Kam 蔡璭今 RE Advising on Securities 2014-06-03 2014-09-04
AOV567 TSOI Wan Kam 蔡璭今 RE Advising on Securities 2015-03-23
AOX216 LAU Wai Han 劉慧嫻 RE Dealing in Securities 2013-07-29 2014-04-30
AOX216 LAU Wai Han 劉慧嫻 RE Advising on Securities 2013-07-29 2014-04-30
AOX216 LAU Wai Han 劉慧嫻 RE Asset Management 2017-07-20
APB996 LEUNG Kim Hong 梁劍康 RE Dealing in Securities 2013-07-29 2014-09-04
APB996 LEUNG Kim Hong 梁劍康 RE Advising on Securities 2013-07-29 2014-09-04
APL473 POON Wai Ling, Elsie 潘惠玲 RE Dealing in Securities 2013-08-07 2017-01-13
APL473 POON Wai Ling, Elsie 潘惠玲 RE Advising on Securities 2013-08-07 2017-01-13
APO661 KWOK Chun Kong 郭振江 RE Asset Management 2018-04-20 2018-07-20
APO662 LI Chun Kit 李振傑 RE Dealing in Securities 2013-07-29 2014-10-20
APO662 LI Chun Kit 李振傑 RE Advising on Securities 2013-07-29 2014-10-20
AQJ712 TAI Chuan-Huang 戴傳晃 RE Asset Management 2017-01-26
AQP751 LEUNG Shiu Hong 梁紹康 RE Asset Management 2018-04-20
ARG535 NAKAMURA Tomoyuki 仲村知之 RE Dealing in Securities 2013-11-01 2014-11-13
ARG535 NAKAMURA Tomoyuki 仲村知之 RE Advising on Securities 2013-11-01 2014-11-13
ARO682 CHOY Wai Lee, Candy 蔡惠莉 RE Dealing in Securities 2013-07-29
ARO682 CHOY Wai Lee, Candy 蔡惠莉 RE Advising on Securities 2013-07-29
ARP012 MIU Suet Lai, Juliana 繆雪麗 RE Dealing in Securities 2013-07-29 2015-08-25
ARP012 MIU Suet Lai, Juliana 繆雪麗 RE Advising on Securities 2013-07-29 2015-08-25
ATM467 SIU Ho Yan 蕭浩恩 RE Asset Management 2018-05-08
AUX264 TSE Chi Wai, Elba 謝智慧 RE Dealing in Securities 2013-12-18 2014-09-03
AUX264 TSE Chi Wai, Elba 謝智慧 RE Advising on Securities 2013-12-18 2014-09-03
AUX264 TSE Chi Wai, Elba 謝智慧 RE Advising on Corporate Finance 2013-12-18 2014-09-03
AUX264 TSE Chi Wai, Elba 謝智慧 RE Asset Management 2013-12-18 2014-09-03
AXM969 LIN Chii-Horng 林啟弘 RE Dealing in Securities 2016-08-22
AXM969 LIN Chii-Horng 林啟弘 RE Advising on Securities 2016-08-22
AXM969 LIN Chii-Horng 林啟弘 RE Asset Management 2016-07-15
BBP494 YEUNG Ka Fai 楊嘉輝 RE Dealing in Securities 2013-07-29 2014-04-24
BBP494 YEUNG Ka Fai 楊嘉輝 RE Advising on Securities 2013-07-29 2014-04-24
BBQ339 TSANG Fan Chun 曾繁珍 RE Asset Management 2018-10-15
BCN378 TSANG Wing Kai 曾榮佳 RE Asset Management 2017-02-06
BEI396 TAM Wai Lun 譚偉倫 RE Asset Management 2018-08-21
BFP688 CHAN Wai Ki 陳偉基 RE Asset Management 2018-11-13
BIZ374 LEE Ko-Shun 李可舜 RE Asset Management 2017-01-26 2018-02-02
BJB913 LIN Ying Cheng 林盈成 RE Asset Management 2017-03-10 2018-10-19

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