Hong Kong SFC licence institution AEN461, Harmony Asset Management Limited 亨亞管理有限公司

These are the licence-holders that were found for SFC licence institution AEN461 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAH278 CHENG Tai Pui 鄭棣培 RE Asset Management 2014-10-17 2015-09-21
AAN638 CHOW Pok Yu, Augustine 周博裕 RO Advising on Securities 2003-04-01
AAN638 CHOW Pok Yu, Augustine 周博裕 RO Advising on Corporate Finance 2003-04-01
AAN638 CHOW Pok Yu, Augustine 周博裕 RO Asset Management 2003-04-01
ABN455 SUNG Hilda 宋玲鋆 RE Advising on Securities 2010-03-03 2010-10-22
ABN455 SUNG Hilda 宋玲鋆 RE Advising on Securities 2011-05-16
ABN455 SUNG Hilda 宋玲鋆 RO Advising on Securities 2010-10-22 2011-05-16
ABN455 SUNG Hilda 宋玲鋆 RE Advising on Corporate Finance 2011-05-16
ABN455 SUNG Hilda 宋玲鋆 RO Advising on Corporate Finance 2010-10-22 2011-05-16
ABN455 SUNG Hilda 宋玲鋆 RE Asset Management 2010-03-03 2010-10-22
ABN455 SUNG Hilda 宋玲鋆 RE Asset Management 2011-05-16
ABN455 SUNG Hilda 宋玲鋆 RO Asset Management 2010-10-22 2011-05-16
ACI100 LEE King Yu 李景愉 RO Advising on Securities 2013-06-20 2014-10-01
ACI100 LEE King Yu 李景愉 RO Asset Management 2013-06-20 2014-10-01
AEM889 LEE Fong Lit, David 利芳烈 RO Advising on Securities 2003-04-01
AEM889 LEE Fong Lit, David 利芳烈 RO Advising on Corporate Finance 2003-04-01
AEM889 LEE Fong Lit, David 利芳烈 RO Asset Management 2003-04-01
AJH567 HO Tak Ming, Benny 何德明 RE Advising on Securities 2012-07-09 2012-11-26
AJH567 HO Tak Ming, Benny 何德明 RE Advising on Securities 2013-05-24 2014-04-14
AJH567 HO Tak Ming, Benny 何德明 RO Advising on Securities 2012-11-26 2013-05-24
AJH567 HO Tak Ming, Benny 何德明 RE Asset Management 2012-07-09 2012-11-26
AJH567 HO Tak Ming, Benny 何德明 RE Asset Management 2013-05-24 2014-04-14
AJH567 HO Tak Ming, Benny 何德明 RO Asset Management 2012-11-26 2013-05-24
ARO378 CHAN Yin Ming 陳彥鳴 RE Advising on Securities 2013-03-04 2014-08-11
ARO378 CHAN Yin Ming 陳彥鳴 RE Asset Management 2013-03-04 2014-08-11
ASQ171 CHAN Fung Cheung 陳鳳翔 RE Advising on Securities 2011-10-04 2011-11-28
ASQ171 CHAN Fung Cheung 陳鳳翔 RO Advising on Securities 2011-11-28 2012-09-17
ASQ171 CHAN Fung Cheung 陳鳳翔 RE Asset Management 2011-10-04 2011-11-28
ASQ171 CHAN Fung Cheung 陳鳳翔 RO Asset Management 2011-11-28 2012-09-17
AWF319 LEE Vizor 李卓蔚 RE Asset Management 2012-10-11 2012-11-06
AWF319 LEE Vizor 李卓蔚 RO Asset Management 2012-11-06 2014-10-01
AXW605 YAN Vivian 甄慧淙 RE Advising on Securities 2011-09-06 2015-01-12
AXW605 YAN Vivian 甄慧淙 RO Advising on Securities 2015-01-12
AXW605 YAN Vivian 甄慧淙 RE Advising on Corporate Finance 2011-09-06 2015-01-12
AXW605 YAN Vivian 甄慧淙 RO Advising on Corporate Finance 2015-01-12
AXW605 YAN Vivian 甄慧淙 RE Asset Management 2011-09-06 2015-09-09
AXW605 YAN Vivian 甄慧淙 RO Asset Management 2015-09-09

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