Hong Kong SFC licence institution AEN894, China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司

These are the licence-holders that were found for SFC licence institution AEN894 on the SFC website.

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Key for Role: RE = Respresentative, RO = Responsible Officer

SFC code English name Chinese name Role Activity Start date End date
AAA183 LI Kai Yin 李啟賢 RE Dealing in Securities 2007-01-29 2013-09-04
AAB985 LAU Kin Wing, Ken 劉建荣 RE Dealing in Securities 2012-03-06 2013-06-07
AAB985 LAU Kin Wing, Ken 劉建荣 RE Advising on Securities 2012-06-12 2013-06-07
AAC767 SHUM Kai Chun 岑啟臻 RE Dealing in Securities 2005-01-19 2012-11-06
AAE867 TANG Hung Wong 鄧洪旺 RE Dealing in Securities 2003-06-17
AAF320 POON Ming Pui 潘明培 RE Dealing in Securities 2005-10-05 2005-11-01
AAF320 POON Ming Pui 潘明培 RO Dealing in Securities 2005-11-01 2009-06-03
AAP144 TSUI Yau Wan 徐幼雲 RE Dealing in Securities 2006-10-31 2011-04-21
ABC789 NG Hung Kan 吳鴻根 RE Dealing in Securities 2006-03-28
ABE353 CHOW Yuk Sing 周旭昇 RE Dealing in Securities 2011-09-26 2012-09-25
ABE484 LAU See Him, Louis 劉思謙 RE Dealing in Securities 2008-07-18 2012-01-17
ABE484 LAU See Him, Louis 劉思謙 RO Dealing in Securities 2012-01-17 2015-08-13
ABE484 LAU See Him, Louis 劉思謙 RO Advising on Securities 2012-08-13 2015-08-13
ABG336 LEE Lai Sha 李麗莎 RE Dealing in Securities 2003-04-01 2003-06-10
ABG336 LEE Lai Sha 李麗莎 RE Advising on Securities 2003-04-01 2003-06-10
ABG336 LEE Lai Sha 李麗莎 RE Advising on Corporate Finance 2003-04-01 2003-06-10
ABG336 LEE Lai Sha 李麗莎 RE Asset Management 2003-04-01 2003-06-10
ABG469 CHAN Ka Chun 陳家俊 RE Dealing in Securities 2011-06-24
ABG469 CHAN Ka Chun 陳家俊 RO Dealing in Futures Contracts 2012-08-28
ABG469 CHAN Ka Chun 陳家俊 RE Advising on Securities 2016-04-19
ABG469 CHAN Ka Chun 陳家俊 RO Advising on Futures Contracts 2012-08-28
ABL977 SE Yung Yee, David Carven 施勇儀 RE Dealing in Securities 2011-01-06 2011-03-14
ABL977 SE Yung Yee, David Carven 施勇儀 RO Dealing in Securities 2011-03-14 2013-09-17
ABM119 HO Mei 何微 RE Dealing in Securities 2003-04-01 2007-03-15
ABM119 HO Mei 何微 RE Dealing in Securities 2009-07-22 2011-03-14
ABM119 HO Mei 何微 RO Dealing in Securities 2007-03-15 2009-07-22
ABM119 HO Mei 何微 RO Dealing in Securities 2011-03-14 2012-08-31
ABM119 HO Mei 何微 RE Advising on Securities 2003-04-01 2005-01-27
ABM119 HO Mei 何微 RE Advising on Corporate Finance 2003-04-01 2005-01-27
ABM119 HO Mei 何微 RE Asset Management 2003-04-01 2005-01-27
ABN882 LEUNG Yiu Man 梁耀文 RE Dealing in Securities 2005-01-19 2009-10-30
ABT045 CHEUNG Chi Ming 張志明 RE Dealing in Securities 2004-02-02 2012-11-01
ABT045 CHEUNG Chi Ming 張志明 RE Dealing in Securities 2013-09-17
ABV967 KWOK Pui Ying 郭佩瑛 RE Dealing in Securities 2012-04-10 2012-11-27
ABV967 KWOK Pui Ying 郭佩瑛 RO Dealing in Securities 2012-11-27 2016-07-06
ABV967 KWOK Pui Ying 郭佩瑛 RO Dealing in Futures Contracts 2012-08-28 2016-07-06
ABV967 KWOK Pui Ying 郭佩瑛 RO Advising on Securities 2016-05-20 2016-07-06
ABV967 KWOK Pui Ying 郭佩瑛 RO Advising on Futures Contracts 2012-08-28 2016-07-06
ACH584 CHANG Ta-chi, Cathy 張大齊 RE Dealing in Securities 2017-03-15
ACH584 CHANG Ta-chi, Cathy 張大齊 RE Advising on Securities 2017-03-15
ACH758 FOLAND Steven Robert RE Dealing in Securities 2017-05-12
ACH758 FOLAND Steven Robert RE Advising on Securities 2017-05-12
ACH758 FOLAND Steven Robert RE Advising on Corporate Finance 2017-05-12
ACI635 LEUNG Yuen Ha 梁婉霞 RE Dealing in Securities 2003-04-01 2010-12-25
ACI635 LEUNG Yuen Ha 梁婉霞 RE Advising on Securities 2003-04-01 2005-01-27
ACI635 LEUNG Yuen Ha 梁婉霞 RE Advising on Corporate Finance 2003-04-01 2005-01-27
ACI635 LEUNG Yuen Ha 梁婉霞 RE Asset Management 2003-04-01 2005-01-27
ACK859 QIU Jin 邱勁 RE Dealing in Securities 2005-02-03 2010-02-08
ACK859 QIU Jin 邱勁 RO Dealing in Securities 2010-02-08
ACK859 QIU Jin 邱勁 RE Advising on Securities 2003-04-01 2005-02-03
ACK859 QIU Jin 邱勁 RO Advising on Securities 2010-02-08
ACK859 QIU Jin 邱勁 RE Advising on Corporate Finance 2003-04-01 2005-01-19
ACK859 QIU Jin 邱勁 RE Asset Management 2003-04-01 2005-01-19
ACN231 CHAN Wing Hing Barry 陳永興 RE Dealing in Securities 2012-06-15 2014-08-13
ACN231 CHAN Wing Hing Barry 陳永興 RO Dealing in Securities 2014-08-13
ACN231 CHAN Wing Hing Barry 陳永興 RE Advising on Securities 2014-11-19 2017-10-23
ACN231 CHAN Wing Hing Barry 陳永興 RO Advising on Securities 2017-10-23
ACN231 CHAN Wing Hing Barry 陳永興 RO Advising on Corporate Finance 2010-11-25
ACR404 MASSEY LI Susan Hong 李弘 RO Dealing in Securities 2008-08-20 2012-06-30
ACR404 MASSEY LI Susan Hong 李弘 RO Advising on Securities 2008-08-20 2012-06-30
ACR404 MASSEY LI Susan Hong 李弘 RO Advising on Corporate Finance 2008-08-20 2012-06-30
ACX715 CHU Chi Yan, Brian 朱智仁 RE Dealing in Securities 2003-04-01 2004-05-25
ACX715 CHU Chi Yan, Brian 朱智仁 RE Advising on Securities 2003-04-01 2004-05-25
ACX715 CHU Chi Yan, Brian 朱智仁 RE Advising on Corporate Finance 2003-04-01 2004-05-25
ACX715 CHU Chi Yan, Brian 朱智仁 RE Asset Management 2003-04-01 2004-05-25
ADB612 LEE Kwan Wai 李君蔚 RE Dealing in Securities 2007-09-04
ADC124 LAU Yuen Hung 劉婉鴻 RE Dealing in Securities 2004-04-28 2011-05-03
ADG961 SHIU Wing Lun, Eric 蕭永倫 RE Dealing in Securities 2007-04-11 2011-08-25
ADI032 WOO Cheung Yee, Jimmy 吳祥貽 RE Dealing in Securities 2006-05-22 2011-06-28
ADI503 WANG Hao 汪浩 RO Dealing in Securities 2003-04-01 2008-04-01
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Securities 2015-01-22 2015-03-20
ADI698 LIU Man Lai, Manly 廖文禮 RE Dealing in Futures Contracts 2015-01-22 2015-03-20
ADI698 LIU Man Lai, Manly 廖文禮 RE Leveraged Foreign Exchange Trading 2015-01-22 2015-03-20
ADI698 LIU Man Lai, Manly 廖文禮 RE Advising on Securities 2015-01-22 2015-03-20
ADJ382 MACDONALD Alexander Booth RE Dealing in Securities 2011-01-10 2011-08-04
ADQ868 MIU Hung Lucy 苗紅 RE Dealing in Securities 2010-05-24 2010-10-21
ADQ868 MIU Hung Lucy 苗紅 RO Dealing in Securities 2010-10-21 2014-02-28
ADT335 XU Xiaonian 許小年 RE Dealing in Securities 2003-04-01 2004-10-14
ADT335 XU Xiaonian 許小年 RE Advising on Securities 2003-04-01 2004-10-14
ADT335 XU Xiaonian 許小年 RE Advising on Corporate Finance 2003-04-01 2004-10-14
ADT335 XU Xiaonian 許小年 RE Asset Management 2003-04-01 2004-10-14
ADT382 YUEN Sau Ling, Angela 袁秀齡 RE Dealing in Securities 2011-06-16 2013-05-16
ADU034 TSIEN Michael Ming Cheong 錢明昌 RE Dealing in Securities 2004-07-29 2008-03-18
ADW512 LEE Steven Wai 李威 RE Dealing in Securities 2009-11-27 2010-04-19
ADW512 LEE Steven Wai 李威 RO Dealing in Securities 2010-04-19 2013-09-06
ADX061 JUNG Christopher Lam 曾俊文 RE Dealing in Securities 2012-08-13 2013-12-23
ADX641 LAO Sun Ngai, Steven 呂孫毅 RE Dealing in Securities 2010-03-29 2013-11-29
AEB951 PAK Hiu Ching 白曉青 RE Dealing in Securities 2014-04-30 2014-07-28
AEB951 PAK Hiu Ching 白曉青 RO Dealing in Securities 2014-07-28
AEB951 PAK Hiu Ching 白曉青 RE Advising on Securities 2014-05-16
AEB951 PAK Hiu Ching 白曉青 RE Advising on Corporate Finance 2014-04-30 2014-06-16
AEB951 PAK Hiu Ching 白曉青 RO Advising on Corporate Finance 2014-06-16
AED359 TENG William RO Dealing in Securities 2003-04-01 2010-07-01
AED359 TENG William RO Advising on Securities 2003-04-01 2005-01-07
AED359 TENG William RO Advising on Securities 2008-08-20 2010-07-01
AED359 TENG William RE Advising on Corporate Finance 2010-07-27 2012-06-30
AED359 TENG William RO Advising on Corporate Finance 2003-04-01 2005-01-07
AED359 TENG William RO Advising on Corporate Finance 2008-08-20 2010-07-27
AED359 TENG William RO Asset Management 2003-04-01 2005-01-07
AED841 CHAN Ka Kit 陳家傑 RE Dealing in Securities 2007-10-12 2014-09-23
AEF130 LI Gang 李剛 RO Dealing in Securities 2003-04-01 2006-09-30
AEF130 LI Gang 李剛 RO Advising on Securities 2003-04-01 2005-01-07
AEF130 LI Gang 李剛 RO Advising on Corporate Finance 2003-04-01 2005-01-07
AEF130 LI Gang 李剛 RO Asset Management 2003-04-01 2005-01-07
AEN030 NG Soon Wei Stephen 伍順輝 RE Dealing in Securities 2010-08-27
AEO945 HUANG Hao 黃豪 RE Dealing in Securities 2004-04-30 2004-06-02
AER067 WONG Chi Man 黃智雯 RE Dealing in Securities 2003-04-01 2012-02-28
AER067 WONG Chi Man 黃智雯 RO Dealing in Securities 2012-02-28
AER067 WONG Chi Man 黃智雯 RE Advising on Securities 2003-04-01 2005-01-27
AER067 WONG Chi Man 黃智雯 RE Advising on Securities 2016-05-18
AER067 WONG Chi Man 黃智雯 RE Advising on Corporate Finance 2003-04-01 2005-01-27
AER067 WONG Chi Man 黃智雯 RE Asset Management 2003-04-01 2005-01-27
AEU155 ARAI Fumiko Bonnie 荒井富美子 RE Dealing in Securities 2008-06-10 2009-11-13
AEW832 CHAI Hong Nin, Andy 蔡康年 RE Advising on Securities 2011-03-15 2011-05-11
AEW832 CHAI Hong Nin, Andy 蔡康年 RO Advising on Securities 2011-05-11 2011-08-31
AEW832 CHAI Hong Nin, Andy 蔡康年 RE Advising on Corporate Finance 2011-03-15 2011-05-11
AEW832 CHAI Hong Nin, Andy 蔡康年 RO Advising on Corporate Finance 2011-05-11 2011-08-31
AEY445 YOUNG Ting Kar 楊庭嘉 RE Dealing in Securities 2011-05-05 2012-08-25
AEY595 CHAN Chui Wa, Eva 陳翠華 RE Dealing in Securities 2010-01-22 2013-10-03
AEY595 CHAN Chui Wa, Eva 陳翠華 RE Advising on Securities 2013-01-21 2013-10-03
AFB193 LEUNG Kwok Wai 梁國威 RE Dealing in Securities 2011-07-05 2012-07-20
AFC501 ZHU Yunlai 朱云來 RO Dealing in Securities 2008-12-31 2012-07-16
AFC501 ZHU Yunlai 朱云來 RO Advising on Securities 2008-12-31 2012-07-16
AFC501 ZHU Yunlai 朱云來 RO Advising on Corporate Finance 2008-12-31 2012-07-16
AFC955 LIU George Hong-Chih 劉鴻志 RO Dealing in Securities 2012-05-03 2012-12-20
AFC955 LIU George Hong-Chih 劉鴻志 RE Advising on Corporate Finance 2010-07-14 2010-12-21
AFC955 LIU George Hong-Chih 劉鴻志 RO Advising on Corporate Finance 2010-12-21 2012-12-20
AFD240 HO Lap Chi 何立志 RE Dealing in Securities 2007-05-29 2009-07-01
AFF506 IP Po San, Joyce 葉寶珊 RE Dealing in Securities 2010-02-12 2010-10-14
AFL824 HO Kin Fun, Philip 何建勳 RE Dealing in Securities 2015-08-26
AFL824 HO Kin Fun, Philip 何建勳 RE Advising on Corporate Finance 2015-08-26 2015-11-03
AFL824 HO Kin Fun, Philip 何建勳 RO Advising on Corporate Finance 2015-11-03
AFM257 NG Siok Leng 黃淑玲 RE Dealing in Securities 2010-09-06 2013-08-09
AFM257 NG Siok Leng 黃淑玲 RE Advising on Securities 2010-09-06 2013-08-09
AFM923 CHEN Shiyou 陳十游 RE Advising on Securities 2008-12-09
AFM923 CHEN Shiyou 陳十游 RE Advising on Corporate Finance 2008-12-09
AFP100 ZHANG Lanlan 張嵐嵐 RE Dealing in Securities 2005-01-19 2010-06-30
AFQ514 LAI Yuen Yee, Joyce 黎婉儀 RE Dealing in Securities 2007-04-23 2007-05-18
AFU290 LO Sui Yan, Rex 盧穗欣 RE Dealing in Securities 2012-01-09 2012-05-28
AFU399 NG Ka Ying 吳家瑩 RE Dealing in Securities 2010-01-18
AFU436 LAM Sim Kuen, Vernier 林嬋娟 RE Dealing in Securities 2013-11-25 2015-09-25
AGB871 KO Margaret Yuyin RE Dealing in Securities 2011-07-15 2012-07-20
AGD038 CAO Shaoshan 曹少山 RE Advising on Corporate Finance 2008-11-13 2009-06-19
AGI501 YUE Ai Min 岳愛民 RE Dealing in Securities 2003-04-01 2004-06-30
AGI501 YUE Ai Min 岳愛民 RE Advising on Securities 2003-04-01 2004-06-30
AGI501 YUE Ai Min 岳愛民 RE Advising on Corporate Finance 2003-04-01 2004-06-30
AGI501 YUE Ai Min 岳愛民 RE Asset Management 2003-04-01 2004-06-30
AGL097 GUAN Bin 關濱 RE Dealing in Securities 2010-03-30
AGL097 GUAN Bin 關濱 RE Advising on Securities 2010-03-30
AGL097 GUAN Bin 關濱 RE Advising on Corporate Finance 2018-06-22
AGL914 XIA Tian 夏天 RE Dealing in Securities 2012-06-26 2013-12-31
AGL914 XIA Tian 夏天 RE Advising on Corporate Finance 2008-11-13 2013-12-31
AGN340 CHEN Zhilan 陳芝蘭 RE Dealing in Securities 2004-07-27 2011-07-15
AGN659 HUANG Zhaohui 黃朝暉 RO Advising on Corporate Finance 2008-12-29
AGN755 JIA Liqing 賈立青 RE Dealing in Securities 2014-11-21 2015-07-06
AGN755 JIA Liqing 賈立青 RE Advising on Securities 2014-11-21 2015-07-06
AGN755 JIA Liqing 賈立青 RE Advising on Corporate Finance 2014-11-21 2015-07-06
AGO919 LI Jian 李堅 RE Dealing in Securities 2010-10-07 2011-12-15
AGO919 LI Jian 李堅 RO Dealing in Securities 2011-12-15
AGO919 LI Jian 李堅 RO Advising on Securities 2017-06-22
AGO919 LI Jian 李堅 RE Advising on Corporate Finance 2011-11-24 2012-05-14
AGO919 LI Jian 李堅 RO Advising on Corporate Finance 2012-05-14 2015-11-10
AGP566 LIN Wan Man, Vivian 林允文 RE Dealing in Securities 2010-09-20 2012-11-01
AGP744 FAN Yanjin 范艷瑾 RE Dealing in Securities 2005-01-19 2017-09-19
AGP744 FAN Yanjin 范艷瑾 RO Dealing in Securities 2017-09-19
AGP744 FAN Yanjin 范艷瑾 RE Advising on Securities 2010-04-01 2014-02-24
AGP744 FAN Yanjin 范艷瑾 RO Advising on Securities 2014-02-24
AGQ059 LI Yuan 李源 RE Dealing in Securities 2005-01-19 2009-08-01
AGT998 FAN Kei Shun, Lester 范基信 RE Dealing in Securities 2010-12-21 2011-10-28
AGV345 QI Kezhan 戚克栴 RO Advising on Corporate Finance 2008-08-20 2013-09-30
AGY675 CHEUNG Wai Yin 張緯賢 RE Dealing in Securities 2014-04-28 2015-05-20
AGY675 CHEUNG Wai Yin 張緯賢 RO Dealing in Securities 2015-05-20 2015-09-11
AHD514 WAN Li 萬里 RE Dealing in Securities 2010-02-12 2010-06-02
AHD514 WAN Li 萬里 RO Dealing in Securities 2010-06-02
AHS592 WANG Yuqi 王宇琪 RE Dealing in Securities 2008-09-17 2009-01-07
AHS592 WANG Yuqi 王宇琪 RO Dealing in Securities 2009-01-07 2012-01-17
AHS854 LUO Liuyi 羅柳怡 RE Dealing in Securities 2009-09-29 2010-01-18
AHS854 LUO Liuyi 羅柳怡 RO Dealing in Securities 2010-01-18 2013-10-16
AHS854 LUO Liuyi 羅柳怡 RO Advising on Securities 2011-08-01 2013-10-16
AHW168 LIN Shoukang 林寿康 RE Dealing in Securities 2008-11-27 2018-11-30
AID049 NICHOLSON John Marshall 凌瀚燊 RE Dealing in Securities 2012-05-02 2012-08-14
AID049 NICHOLSON John Marshall 凌瀚燊 RO Dealing in Securities 2012-08-14 2014-06-03
AID049 NICHOLSON John Marshall 凌瀚燊 RE Advising on Securities 2014-01-17 2014-06-03
AID049 NICHOLSON John Marshall 凌瀚燊 RE Advising on Corporate Finance 2012-05-02 2012-08-14
AID049 NICHOLSON John Marshall 凌瀚燊 RO Advising on Corporate Finance 2012-08-14 2014-06-03
AIL112 SUN Yana 孫雅娜 RE Dealing in Securities 2005-02-03 2015-10-19
AIL112 SUN Yana 孫雅娜 RE Advising on Securities 2003-04-01 2005-02-03
AIL112 SUN Yana 孫雅娜 RE Advising on Corporate Finance 2003-04-01 2005-01-19
AIL112 SUN Yana 孫雅娜 RE Asset Management 2003-04-01 2005-01-19
AIN730 ZHAO Yan 趙彥 RE Advising on Securities 2004-03-31 2004-05-03
AIQ935 GUO Haiyan 郭海燕 RE Dealing in Securities 2005-02-03
AIQ935 GUO Haiyan 郭海燕 RE Advising on Securities 2003-04-01 2005-02-03
AIQ935 GUO Haiyan 郭海燕 RE Advising on Securities 2010-04-01
AIQ935 GUO Haiyan 郭海燕 RE Advising on Corporate Finance 2003-04-01 2005-01-19
AIQ935 GUO Haiyan 郭海燕 RE Asset Management 2003-04-01 2005-01-19
AIR198 CHAN Suk Kuen, Alison 陳淑娟 RE Dealing in Securities 2015-08-20 2015-09-25
AIR198 CHAN Suk Kuen, Alison 陳淑娟 RE Advising on Securities 2015-08-20 2015-09-25
AIR399 JIANG Nan 姜南 RE Advising on Securities 2003-04-01 2003-09-30
AIR399 JIANG Nan 姜南 RE Advising on Corporate Finance 2003-04-01 2003-09-30
AIR399 JIANG Nan 姜南 RE Asset Management 2003-04-01 2003-09-30
AIR589 TIAN Sidong 田已冬 RE Dealing in Securities 2005-02-03 2006-09-08
AIR589 TIAN Sidong 田已冬 RE Advising on Securities 2003-04-01 2003-11-24
AIR589 TIAN Sidong 田已冬 RE Advising on Securities 2004-08-03 2005-02-03
AIR589 TIAN Sidong 田已冬 RE Advising on Corporate Finance 2003-04-01 2003-11-24
AIR589 TIAN Sidong 田已冬 RE Asset Management 2003-04-01 2003-11-24
AIR591 LUO Wei 羅煒 RE Dealing in Securities 2005-02-03
AIR591 LUO Wei 羅煒 RE Advising on Securities 2003-04-01 2005-02-03
AIR591 LUO Wei 羅煒 RE Advising on Securities 2010-04-01
AIR591 LUO Wei 羅煒 RE Advising on Corporate Finance 2003-04-01 2005-01-19
AIR591 LUO Wei 羅煒 RE Asset Management 2003-04-01 2005-01-19
AIU775 WU Fengshu 吳丰樹 RE Dealing in Securities 2005-02-03 2008-05-24
AIU775 WU Fengshu 吳丰樹 RE Advising on Securities 2003-05-13 2005-02-03
AIU775 WU Fengshu 吳丰樹 RE Advising on Corporate Finance 2003-05-13 2005-02-03
AIU791 ZHANG Juli 張琚邐 RE Dealing in Securities 2005-02-03 2007-06-12
AIU791 ZHANG Juli 張琚邐 RE Advising on Securities 2003-05-20 2005-02-03
AIU791 ZHANG Juli 張琚邐 RE Advising on Corporate Finance 2003-05-20 2005-02-03
AIU879 CHEN Huanming 陳睆明 RE Advising on Securities 2003-05-17 2004-01-17
AIU879 CHEN Huanming 陳睆明 RE Advising on Securities 2004-06-02 2004-09-04
AIU879 CHEN Huanming 陳睆明 RE Advising on Corporate Finance 2003-05-17 2004-01-17
AIX361 LI Xuan 李軒 RE Dealing in Securities 2003-04-29 2006-03-03
AIZ727 YUAN Feiyang 袁霏阳 RE Dealing in Securities 2005-02-03
AIZ727 YUAN Feiyang 袁霏阳 RE Advising on Securities 2003-07-24 2005-02-03
AIZ727 YUAN Feiyang 袁霏阳 RE Advising on Securities 2010-04-01
AJB322 ZHANG Jintao 張金濤 RE Dealing in Securities 2005-02-03 2009-07-01
AJB322 ZHANG Jintao 張金濤 RE Advising on Securities 2003-08-13 2005-02-03
AJC170 CONG Hui RE Dealing in Securities 2007-04-20 2008-09-02
AJC170 CONG Hui RO Dealing in Securities 2008-09-02
AJC178 LI Ang 李昂 RE Advising on Securities 2004-02-06 2004-08-06
AJD078 DING Wei 丁瑋 RE Dealing in Securities 2016-07-08
AJD078 DING Wei 丁瑋 RE Advising on Securities 2016-07-08
AJD078 DING Wei 丁瑋 RE Advising on Corporate Finance 2008-10-09 2011-02-17
AJD284 XU Xiaoqing 徐小庆 RE Dealing in Securities 2005-02-03 2013-03-01
AJD284 XU Xiaoqing 徐小庆 RE Advising on Securities 2003-10-22 2005-02-03
AJD284 XU Xiaoqing 徐小庆 RE Advising on Securities 2011-12-12 2012-03-22
AJD284 XU Xiaoqing 徐小庆 RO Advising on Securities 2012-03-22 2013-03-01
AJD293 LIANG Hong 梁紅 RE Dealing in Securities 2008-11-24 2009-10-12
AJD293 LIANG Hong 梁紅 RO Dealing in Securities 2009-10-12
AJD293 LIANG Hong 梁紅 RO Advising on Securities 2013-09-06
AJD676 CHEN Haofei 陳昊飛 RE Dealing in Securities 2005-02-03 2005-09-30
AJD676 CHEN Haofei 陳昊飛 RE Dealing in Securities 2007-10-02 2016-08-22
AJD676 CHEN Haofei 陳昊飛 RE Advising on Securities 2003-10-22 2005-02-03
AJD676 CHEN Haofei 陳昊飛 RE Advising on Securities 2010-04-01 2016-08-22
AJD695 FANG Baorong 方宝荣 RE Dealing in Securities 2013-10-28 2015-11-30
AJD695 FANG Baorong 方宝荣 RE Advising on Corporate Finance 2008-11-26 2012-07-12
AJD695 FANG Baorong 方宝荣 RO Advising on Corporate Finance 2012-07-12 2015-11-30
AJD696 LIU Jingsheng 劉京生 RE Advising on Corporate Finance 2008-11-26 2011-12-28
AJE094 KAO Margaret Chien Mei Hsu 高徐千媄 RE Dealing in Securities 2011-02-24 2014-02-28
AJE674 LIN Rung-Yan 林榮彥 RE Dealing in Securities 2013-10-24 2017-07-04
AJE674 LIN Rung-Yan 林榮彥 RE Advising on Securities 2013-10-24 2017-07-04
AJF482 NG Shui To, Eleanor 吳瑞濤 RE Dealing in Securities 2007-10-26 2008-12-02
AJF991 CHENG Qiang 程強 RE Dealing in Securities 2015-05-12 2017-09-01
AJF991 CHENG Qiang 程強 RO Dealing in Securities 2017-09-01
AJF991 CHENG Qiang 程強 RE Leveraged Foreign Exchange Trading 2015-05-12 2016-05-23
AJF991 CHENG Qiang 程強 RE Advising on Securities 2015-05-12 2017-09-01
AJF991 CHENG Qiang 程強 RO Advising on Securities 2017-09-01
AJF991 CHENG Qiang 程強 RE Advising on Corporate Finance 2008-11-11 2012-04-30
AJG523 LIANG Guozhong 梁国忠 RE Advising on Securities 2008-12-09
AJI346 TAN Ming Fung, Eric 鄧銘峰 RE Dealing in Securities 2005-01-10 2007-03-16
AJM690 CHAN Chak Ming 陳則明 RE Dealing in Securities 2010-11-22 2011-09-30
AJN136 YIN Weiquan 殷瑋荃 RE Dealing in Securities 2004-03-05 2008-03-20
AJN136 YIN Weiquan 殷瑋荃 RE Dealing in Securities 2011-01-14 2012-04-19
AJN136 YIN Weiquan 殷瑋荃 RO Dealing in Securities 2008-03-20 2011-01-14
AKI412 FAN Kun 范堃 RE Dealing in Securities 2004-04-06 2008-02-25
AKI412 FAN Kun 范堃 RO Dealing in Securities 2008-02-25 2010-08-24
AKI414 KONG Wei 孔蔚 RE Dealing in Securities 2004-04-06 2012-09-28
AKI414 KONG Wei 孔蔚 RO Dealing in Securities 2012-09-28
AKI414 KONG Wei 孔蔚 RE Advising on Securities 2016-04-19
AKI972 XU Yicheng 徐翌成 RE Advising on Corporate Finance 2008-11-13 2015-12-28
AKO861 JIANG Guorong 蔣国荣 RE Dealing in Securities 2007-04-20 2008-09-02
AKO861 JIANG Guorong 蔣国荣 RO Dealing in Securities 2008-09-02 2009-10-30
AKO861 JIANG Guorong 蔣国荣 RO Dealing in Securities 2013-10-18 2014-06-30
AKO861 JIANG Guorong 蔣国荣 RO Advising on Corporate Finance 2009-10-30 2014-06-30
AKP052 YI Qingqing 易清清 RE Dealing in Securities 2005-04-01 2006-03-10
AKP053 ODGERS Cameron Ward RE Dealing in Securities 2005-02-03 2009-05-28
AKP053 ODGERS Cameron Ward RE Advising on Securities 2004-07-08 2005-02-03
AKS651 YU Xiaomei 于晓梅 RE Dealing in Securities 2005-02-03 2005-03-11
AKS651 YU Xiaomei 于晓梅 RE Advising on Securities 2004-07-26 2005-02-03
AKS658 HA Jiming 哈繼銘 RE Dealing in Securities 2005-02-03 2010-02-08
AKS658 HA Jiming 哈繼銘 RO Dealing in Securities 2010-02-08 2010-09-01
AKS658 HA Jiming 哈繼銘 RE Advising on Securities 2004-05-31 2005-02-03
AKS658 HA Jiming 哈繼銘 RO Advising on Securities 2010-02-08 2010-09-01
ALB404 ZHENG Dong 鄭棟 RE Dealing in Securities 2006-02-06 2013-06-14
ALB404 ZHENG Dong 鄭棟 RE Advising on Securities 2010-04-01 2013-06-14
ALD640 GAO Qing 高青 RE Dealing in Securities 2013-12-10
ALD640 GAO Qing 高青 RE Advising on Securities 2017-05-19
ALD640 GAO Qing 高青 RE Advising on Corporate Finance 2011-11-22 2017-05-19
ALD646 TSUI Lik 徐力 RE Advising on Corporate Finance 2008-11-13 2012-03-31
ALD652 WANG Shuguang 王曙光 RE Dealing in Securities 2015-03-27
ALD652 WANG Shuguang 王曙光 RE Advising on Corporate Finance 2008-11-13
ALE841 WANG Yaoping 王瑤平 RE Dealing in Securities 2017-08-09
ALE841 WANG Yaoping 王瑤平 RE Advising on Securities 2017-08-09
ALG452 WEN Yuan 文渊 RE Advising on Corporate Finance 2008-10-09 2015-05-29
ALG453 ZHANG Xiaoming 章肖明 RE Advising on Corporate Finance 2008-11-13
ALG463 LU Yin 陸垠 RE Advising on Corporate Finance 2008-11-13 2010-08-28
ALG491 HUANG Chenli 黃辰立 RE Advising on Corporate Finance 2011-02-28 2013-05-03
ALG502 XIANG Siying 項思英 RE Advising on Securities 2008-12-09 2010-06-14
ALG502 XIANG Siying 項思英 RE Advising on Corporate Finance 2008-12-09 2010-06-14
ALG504 HUANG Guobin 黃國濱 RE Advising on Corporate Finance 2008-10-09 2011-10-04
ALG506 SHAN Junbao 單俊葆 RE Dealing in Securities 2013-09-24
ALG506 SHAN Junbao 單俊葆 RE Advising on Corporate Finance 2008-10-09 2015-09-22
ALG507 GAO Haiming 高海明 RE Advising on Corporate Finance 2008-11-13 2014-10-30
ALI020 TAO Wei Vivian RE Dealing in Securities 2005-02-03 2011-05-20
ALI020 TAO Wei Vivian RE Advising on Securities 2004-11-11 2005-02-03
ALI020 TAO Wei Vivian RE Advising on Securities 2010-04-01 2011-05-20
ALI461 HE Hongyu 何紅宇 RE Dealing in Securities 2007-06-21 2013-09-04
ALI461 HE Hongyu 何紅宇 RO Dealing in Securities 2013-09-04
ALI461 HE Hongyu 何紅宇 RE Advising on Securities 2012-05-16
ALI693 MA Guodong 馬國棟 RE Advising on Corporate Finance 2008-11-13 2011-08-31
ALI727 LEUNG Ching 梁青 RE Dealing in Securities 2011-03-31 2012-09-29
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Dealing in Securities 2017-07-19
ALQ626 GU Andrew Ye Yan 顧燁彥 RE Advising on Securities 2017-07-19
ALR017 WANG Jianyang 汪建阳 RE Dealing in Securities 2007-04-16 2011-04-29
ALR018 WANG Zilong 王子龙 RE Dealing in Securities 2015-05-08
ALR018 WANG Zilong 王子龙 RE Advising on Securities 2015-05-08
ALR018 WANG Zilong 王子龙 RE Advising on Corporate Finance 2008-11-13
ALR021 LIU Xiaoshi 劉小詩 RE Advising on Corporate Finance 2008-12-03
ALR025 YANG Yue 楊悅 RE Advising on Corporate Finance 2008-10-09 2011-02-14
ALR027 LONG Liang 龙亮 RE Advising on Corporate Finance 2008-11-26 2018-10-29
ALR027 LONG Liang 龙亮 RO Advising on Corporate Finance 2018-10-29
ALR028 SUN Nan 孫男 RE Dealing in Securities 2016-06-17
ALR028 SUN Nan 孫男 RE Advising on Corporate Finance 2008-10-09
ALS666 SONG Lei 松蕾 RE Dealing in Securities 2005-03-01 2006-01-28
ALS668 ZHOU Guang 周光 RE Dealing in Securities 2005-03-01
ALS668 ZHOU Guang 周光 RE Advising on Securities 2010-04-01
ALU931 JIN Yu 金宇 RE Dealing in Securities 2005-03-18 2013-02-22
ALU931 JIN Yu 金宇 RE Advising on Securities 2010-04-01 2013-02-22
ALU934 SHI Qi 施琦 RE Dealing in Securities 2007-04-24 2008-09-02
ALU934 SHI Qi 施琦 RO Dealing in Securities 2008-09-02
ALU934 SHI Qi 施琦 RE Advising on Corporate Finance 2012-06-01 2017-12-20
ALU934 SHI Qi 施琦 RO Advising on Corporate Finance 2017-12-20
ALV269 ZHAO Min 趙民 RE Advising on Corporate Finance 2008-11-13 2013-12-31
ALV323 CHOW Yuen Yee 周婉儀 RE Dealing in Securities 2010-09-24 2018-08-10
ALV323 CHOW Yuen Yee 周婉儀 RE Advising on Securities 2010-09-24 2018-08-10
ALV323 CHOW Yuen Yee 周婉儀 RE Advising on Corporate Finance 2010-09-24 2018-08-10
ALV325 ZHANG Pei 張沛 RE Dealing in Securities 2005-03-29 2008-07-22
ALV326 TU Yanhui 涂艷輝 RE Dealing in Securities 2006-05-23 2006-07-01
ALV331 CHEN Wan 陳宛 RE Dealing in Securities 2017-02-14
ALV331 CHEN Wan 陳宛 RE Advising on Securities 2017-12-14
ALV331 CHEN Wan 陳宛 RE Advising on Corporate Finance 2008-11-13 2018-09-10
ALV331 CHEN Wan 陳宛 RO Advising on Corporate Finance 2018-09-10
ALV390 WONG Yat Fun, Alfred 黃逸勳 RE Dealing in Securities 2016-03-08
ALV398 KONG Qingying 孔慶影 RE Dealing in Securities 2010-01-29 2013-09-06
ALV398 KONG Qingying 孔慶影 RE Advising on Securities 2010-03-29 2013-09-06
ALW164 WU Bo 吳波 RE Dealing in Securities 2013-10-23
ALW164 WU Bo 吳波 RE Advising on Corporate Finance 2008-10-09 2012-07-17
ALW164 WU Bo 吳波 RO Advising on Corporate Finance 2012-07-17
ALW219 LAU Tsz Wing 劉子頴 RE Dealing in Securities 2015-06-02 2016-12-05
ALW219 LAU Tsz Wing 劉子頴 RO Dealing in Securities 2016-12-05
ALW219 LAU Tsz Wing 劉子頴 RO Dealing in Futures Contracts 2016-09-13
ALW219 LAU Tsz Wing 劉子頴 RE Leveraged Foreign Exchange Trading 2015-06-02 2016-05-23
ALW219 LAU Tsz Wing 劉子頴 RE Advising on Securities 2015-06-02 2016-12-05
ALW219 LAU Tsz Wing 劉子頴 RO Advising on Securities 2016-12-05
ALW219 LAU Tsz Wing 劉子頴 RO Advising on Futures Contracts 2016-09-13
ALW230 SUN Jing 孫菁 RE Dealing in Securities 2007-04-20
ALW233 FAN Weiwei 范維維 RE Dealing in Securities 2005-04-01 2006-03-23
ALW769 SHENG Weihua 盛偉華 RE Dealing in Securities 2005-04-19 2008-08-08
ALZ159 CHEN Yan 陳彥 RE Dealing in Securities 2015-04-17
ALZ159 CHEN Yan 陳彥 RE Advising on Securities 2015-04-17
ALZ290 ZHAO Yan 趙彥 RE Dealing in Securities 2007-04-20 2007-09-01
ALZ610 ZHU Hengqiu 朱恆秋 RE Dealing in Securities 2011-09-16 2013-04-12
AMA894 XIONG Sifei 熊斯飛 RE Dealing in Securities 2008-08-27 2013-08-11
AMA894 XIONG Sifei 熊斯飛 RE Dealing in Securities 2015-10-29
AMA894 XIONG Sifei 熊斯飛 RE Advising on Securities 2015-10-29
AMA894 XIONG Sifei 熊斯飛 RE Advising on Corporate Finance 2011-12-02 2013-08-11
AMA901 WANG Tao 汪滔 RE Dealing in Securities 2008-06-23 2013-11-12
AMB141 BAI Hongwei 白宏煒 RE Dealing in Securities 2005-06-01 2014-11-30
AMB141 BAI Hongwei 白宏煒 RE Advising on Securities 2010-04-01 2014-11-30
AMB145 ZHANG Jiqiang 張繼强 RE Dealing in Securities 2005-06-01 2015-11-10
AMB145 ZHANG Jiqiang 張繼强 RO Dealing in Securities 2015-11-10 2018-08-17
AMB145 ZHANG Jiqiang 張繼强 RO Advising on Securities 2015-02-26 2018-08-17
AMF173 XU Tao 許韜 RE Dealing in Securities 2008-07-18 2015-10-15
AMF173 XU Tao 許韜 RE Advising on Securities 2012-06-12 2015-10-15
AMF506 CHEUNG Wang 張弘 RE Dealing in Securities 2010-08-25 2010-09-24
AMF794 LI Li 李莉 RE Dealing in Securities 2018-10-18
AMF794 LI Li 李莉 RE Advising on Corporate Finance 2018-10-18
AMH263 YI Huan 易峘 RE Dealing in Securities 2015-04-01
AMH263 YI Huan 易峘 RE Advising on Securities 2015-04-01
AMI495 CHAN Man 陳敏 RE Dealing in Securities 2007-08-29 2015-04-30
AMI809 WANG Sheng 王晟 RE Dealing in Securities 2013-08-16 2017-07-17
AMI809 WANG Sheng 王晟 RO Dealing in Securities 2017-07-17
AMI809 WANG Sheng 王晟 RE Advising on Corporate Finance 2008-11-13 2015-12-21
AMI809 WANG Sheng 王晟 RO Advising on Corporate Finance 2015-12-21
AMJ527 MAO Junhua 毛軍华 RE Dealing in Securities 2005-08-17 2016-04-01
AMJ527 MAO Junhua 毛軍华 RE Advising on Securities 2010-04-01 2016-04-01
AMJ772 JIANG Yong 江勇 RE Dealing in Securities 2007-03-28 2008-11-11
AMJ772 JIANG Yong 江勇 RE Advising on Corporate Finance 2008-11-11 2013-05-31
AMJ853 BEI Duoguang 貝多广 RE Advising on Corporate Finance 2008-11-26 2010-08-16
AML292 LI Yuanfei 黎媛菲 RE Dealing in Securities 2013-06-24 2016-09-23
AML292 LI Yuanfei 黎媛菲 RE Advising on Corporate Finance 2013-06-24 2016-09-23
AML583 ZHENG Yinan 鄭軼男 RE Dealing in Securities 2005-09-16 2006-04-30
AML583 ZHENG Yinan 鄭軼男 RE Dealing in Securities 2006-11-16 2007-06-12
AMM491 ZHAO Xin 趙昕 RE Dealing in Securities 2013-06-05 2014-02-28
AMN664 ZHANG Feng 張峰 RE Dealing in Securities 2007-06-11 2011-05-31
AMN772 LI Bin 酈彬 RE Dealing in Securities 2005-10-04 2006-05-14
AMN772 LI Bin 酈彬 RE Dealing in Securities 2008-10-28 2011-01-14
AMN772 LI Bin 酈彬 RE Advising on Securities 2010-04-01 2011-01-14
AMN873 LIU Chengen 劉成恩 RE Dealing in Securities 2015-06-10 2017-07-17
AMN873 LIU Chengen 劉成恩 RE Advising on Securities 2015-06-10 2017-07-17
AMQ647 WANG Dong 王东 RE Dealing in Securities 2013-10-31 2017-04-17
AMQ647 WANG Dong 王东 RE Advising on Corporate Finance 2008-11-13 2013-10-28
AMQ647 WANG Dong 王东 RO Advising on Corporate Finance 2013-10-28 2017-04-17
AMT627 MAO Yifeng 茅毅鋒 RE Dealing in Securities 2005-11-28 2006-06-29
AMU474 HUANG Haizhou 黃海洲 RE Dealing in Securities 2008-01-03 2008-06-12
AMU474 HUANG Haizhou 黃海洲 RO Dealing in Securities 2008-06-12
AMU474 HUANG Haizhou 黃海洲 RO Advising on Securities 2011-01-04
AMW750 GAO Ting 高挺 RE Dealing in Securities 2006-01-03 2010-08-28
AMW750 GAO Ting 高挺 RE Advising on Securities 2010-03-29 2010-08-28
AND454 WANG Hanfeng 王汉鋒 RE Dealing in Securities 2006-02-28 2006-10-21
AND454 WANG Hanfeng 王汉鋒 RE Dealing in Securities 2007-12-12 2010-09-04
AND454 WANG Hanfeng 王汉鋒 RE Dealing in Securities 2013-08-16
AND454 WANG Hanfeng 王汉鋒 RE Advising on Securities 2010-04-01 2010-09-04
AND454 WANG Hanfeng 王汉鋒 RE Advising on Securities 2013-08-16
AND899 YAP Chin Loong 葉晉榮 RE Dealing in Securities 2012-06-07 2016-07-07
AND899 YAP Chin Loong 葉晉榮 RE Advising on Corporate Finance 2008-11-13 2016-07-07
ANH014 ZHANG Qing 張清 RE Advising on Corporate Finance 2008-11-26 2014-06-23
ANH025 LIANG Ying 梁熒 RE Advising on Corporate Finance 2008-11-13 2009-01-12
ANH044 QI Tingting 戚婷婷 RE Advising on Corporate Finance 2008-11-26
ANH046 WANG Jianyang 王建陽 RE Dealing in Securities 2018-06-05
ANH046 WANG Jianyang 王建陽 RE Advising on Corporate Finance 2008-11-13 2013-04-05
ANH046 WANG Jianyang 王建陽 RE Advising on Corporate Finance 2018-05-25
ANH047 DUAN Xiaodong 段晓東 RE Advising on Corporate Finance 2008-11-26 2011-06-30
ANI899 LI Yanlin 李豔琳 RE Dealing in Securities 2008-04-29
ANI899 LI Yanlin 李豔琳 RE Advising on Securities 2016-03-10
ANJ198 HAN Kaihua 韓凱华 RE Dealing in Securities 2006-05-08 2010-01-01
ANK801 LUO Jing 羅景 RE Dealing in Securities 2007-10-31 2013-05-02
ANK801 LUO Jing 羅景 RE Advising on Securities 2010-04-01 2013-05-02
ANL016 LI Yu 黎禺 RE Dealing in Securities 2016-01-18
ANL016 LI Yu 黎禺 RE Advising on Securities 2016-01-18
ANL016 LI Yu 黎禺 RE Advising on Corporate Finance 2016-01-18
ANL969 KAN Kei Nap 簡姬納 RE Dealing in Securities 2010-03-16 2011-06-01
ANM042 NG Choi Lun 吳采倫 RE Dealing in Securities 2014-02-25 2014-06-04
ANM042 NG Choi Lun 吳采倫 RE Advising on Securities 2014-02-25 2014-06-04
ANM130 ZHANG Lu 張露 RE Advising on Corporate Finance 2008-10-09 2014-06-30
ANM194 KOK Tung Wa, Cathy 郝冬樺 RE Dealing in Securities 2015-01-29 2016-05-30
ANN039 CHOI Kong Wing 蔡港榮 RE Dealing in Securities 2017-09-29 2017-12-01
ANP381 CHEN Jie 陳洁 RE Dealing in Securities 2014-01-15
ANP381 CHEN Jie 陳洁 RE Advising on Corporate Finance 2008-11-13
ANQ014 WONG Esther Hong Man 王康曼 RE Dealing in Securities 2006-07-04 2010-05-21
ANR973 XU Huifen 徐慧芬 RE Dealing in Securities 2013-09-24
ANR973 XU Huifen 徐慧芬 RE Advising on Corporate Finance 2008-10-09
ANS227 WANG Weigang 王偉剛 RE Advising on Corporate Finance 2010-10-21 2011-07-19
ANT491 QIN Yuehong 秦跃紅 RE Dealing in Securities 2018-06-15
ANT491 QIN Yuehong 秦跃紅 RE Advising on Corporate Finance 2008-11-13
ANU143 JIANG Yongkai 姜永凱 RE Dealing in Securities 2016-01-08 2016-09-13
ANU143 JIANG Yongkai 姜永凱 RO Dealing in Securities 2016-09-13 2017-03-09
ANU143 JIANG Yongkai 姜永凱 RO Advising on Securities 2016-09-13 2017-03-09
ANU548 MENG Jinhong 孟晋紅 RE Dealing in Securities 2006-08-16 2007-08-31
ANU818 CHEN Bin 陳鑌 RE Dealing in Securities 2018-02-08
ANU818 CHEN Bin 陳鑌 RE Advising on Corporate Finance 2008-11-13
ANU833 ZOU Yan 鄒炎 RE Advising on Corporate Finance 2008-11-26 2012-01-21
ANV103 XU Hu 徐虎 RE Advising on Corporate Finance 2008-11-13 2009-11-19
ANV109 ZHU Chao 朱超 RE Advising on Corporate Finance 2008-11-26 2014-04-15
ANX441 LI Xinsong 李新松 RE Dealing in Securities 2015-09-02 2015-10-20
ANX441 LI Xinsong 李新松 RO Dealing in Securities 2007-06-18 2015-09-02
ANX450 HAN Jianchiu 韓劍秋 RE Dealing in Securities 2007-07-03 2011-08-12
ANX955 ZHU Hongyu 朱宏宇 RE Dealing in Securities 2007-12-27 2009-01-01
AOA895 WANG Zhihui 王智慧 RE Dealing in Securities 2007-04-25 2009-08-01
AOB809 DING Min 丁敏 RE Advising on Corporate Finance 2008-11-13 2011-06-30
AOD816 DING Shenwei 丁申偉 RE Dealing in Securities 2006-11-13 2007-10-11
AOE790 WU Yuen Ling 胡婉玲 RE Dealing in Securities 2011-06-17 2013-05-16
AOG232 ZHU Chen 朱晨 RE Dealing in Securities 2009-06-04 2010-08-12
AOG232 ZHU Chen 朱晨 RE Advising on Securities 2010-03-29 2010-08-12
AOG682 LU Yilin 呂禕麟 RE Dealing in Securities 2008-01-15 2013-10-23
AOH038 LAM Ching Lok Gary 林清樂 RE Dealing in Securities 2014-10-20 2016-04-13
AOH038 LAM Ching Lok Gary 林清樂 RE Advising on Securities 2014-11-17 2016-04-13
AOH038 LAM Ching Lok Gary 林清樂 RE Advising on Corporate Finance 2014-10-20 2014-12-22
AOH038 LAM Ching Lok Gary 林清樂 RO Advising on Corporate Finance 2014-12-22 2016-04-13
AOI990 LIN Longhua 林隆华 RE Advising on Corporate Finance 2008-10-09 2014-10-31
AOI993 ZHU Feng 朱峰 RE Advising on Corporate Finance 2008-10-13 2011-07-08
AOJ001 SHI Fangming 施方明 RE Dealing in Securities 2017-11-30 2018-08-12
AOJ001 SHI Fangming 施方明 RE Advising on Corporate Finance 2008-11-13 2017-09-14
AOJ001 SHI Fangming 施方明 RE Advising on Corporate Finance 2017-11-30 2018-08-12
AOJ004 LI Donghui 李冬卉 RE Advising on Corporate Finance 2008-10-20 2009-06-01
AOJ006 WU Xing 伍星 RE Advising on Corporate Finance 2008-11-13 2010-07-03
AOJ055 CHANG Yuliang 常宇亮 RE Dealing in Securities 2008-11-25 2013-12-13
AOJ055 CHANG Yuliang 常宇亮 RE Advising on Securities 2011-02-02 2013-12-13
AOJ443 LU Steven Shiming 陸世銘 RE Dealing in Securities 2008-08-19 2013-07-31
AOJ443 LU Steven Shiming 陸世銘 RE Advising on Securities 2012-08-15 2013-07-31
AOL357 LEONG June Lai Ling 梁麗玲 RE Dealing in Securities 2010-08-05 2012-09-30
AOM603 WANG Xiao 王霄 RE Advising on Corporate Finance 2008-11-13 2012-02-29
AON773 YU Hua Shen 余華莘 RE Dealing in Securities 2008-03-13 2009-07-01
AOO228 CHEN Yu 陳宇 RE Dealing in Securities 2007-02-14 2009-08-02
AOU035 CHEN Ye 陳曄 RE Advising on Corporate Finance 2008-10-09 2010-09-17
AOU125 WENG Yinuo 翁怡諾 RE Advising on Securities 2008-12-09 2012-03-31
AOU405 LEUNG Ping Tak, Peter 梁秉德 RE Dealing in Securities 2010-11-19 2011-01-23
AOU776 GE Xiaojun 葛晓軍 RE Advising on Securities 2008-12-09
AOU797 TAN Hanhao 譚汉豪 RE Dealing in Securities 2007-04-20 2018-04-30
AOU797 TAN Hanhao 譚汉豪 RE Advising on Securities 2011-05-27 2018-04-30
AOV195 HE Hua 何華 RO Dealing in Securities 2012-03-14 2014-01-30
AOV195 HE Hua 何華 RE Advising on Securities 2011-08-03 2012-05-29
AOV195 HE Hua 何華 RO Advising on Securities 2012-05-29 2014-01-30
AOV551 XUE Danyi 薛丹詒 RE Dealing in Securities 2009-02-20 2014-04-11
AOV551 XUE Danyi 薛丹詒 RE Advising on Securities 2012-05-16 2014-04-11
AOX224 WANG Qing 王慶 RE Dealing in Securities 2012-06-18 2013-04-15
AOX224 WANG Qing 王慶 RE Advising on Corporate Finance 2011-07-21 2013-04-15
AOY223 LAM Lorraine Sien-yue 林倩如 RE Dealing in Securities 2010-04-23 2012-10-04
AOY223 LAM Lorraine Sien-yue 林倩如 RE Advising on Securities 2011-12-05 2012-10-04
AOZ129 JIA Peng 賈鵬 RE Dealing in Securities 2007-06-01 2007-09-11
AOZ129 JIA Peng 賈鵬 RE Dealing in Securities 2015-11-19 2017-03-03
AOZ129 JIA Peng 賈鵬 RE Advising on Securities 2015-11-19 2017-03-03
AOZ130 YANG Sulan 楊素蘭 RE Dealing in Securities 2012-05-31 2015-11-20
AOZ130 YANG Sulan 楊素蘭 RO Dealing in Securities 2015-11-20
AOZ130 YANG Sulan 楊素蘭 RE Advising on Securities 2014-01-17 2016-07-29
AOZ130 YANG Sulan 楊素蘭 RO Advising on Securities 2016-07-29
AOZ130 YANG Sulan 楊素蘭 RE Advising on Corporate Finance 2008-10-09 2013-10-21
AOZ130 YANG Sulan 楊素蘭 RO Advising on Corporate Finance 2013-10-21
APA187 HAO He 郝赫 RE Dealing in Securities 2007-05-29 2008-04-01
APB777 WANG Songbai 王松柏 RE Dealing in Securities 2007-06-11 2012-05-11
APB777 WANG Songbai 王松柏 RE Advising on Securities 2010-04-01 2012-05-11
APB793 WANG Jian 王堅 RE Dealing in Securities 2011-09-27 2012-05-23
APB993 LIT Ho Man, Vienna 列皓敏 RE Dealing in Securities 2012-08-23 2013-02-21
APB993 LIT Ho Man, Vienna 列皓敏 RO Dealing in Securities 2013-02-21
APB993 LIT Ho Man, Vienna 列皓敏 RO Leveraged Foreign Exchange Trading 2012-10-25 2016-05-23
APB993 LIT Ho Man, Vienna 列皓敏 RE Advising on Securities 2018-08-31
APC130 PANG Ying Kit 彭英傑 RE Advising on Corporate Finance 2011-03-21 2012-02-10
APC520 LIU Zhao 劉釗 RE Advising on Securities 2008-12-09
APC522 LI Peng 李鵬 RE Advising on Corporate Finance 2008-11-26 2011-09-09
APF354 ZHANG Linfeng 章林峰 RE Dealing in Securities 2013-12-12 2014-05-27
APF354 ZHANG Linfeng 章林峰 RE Advising on Corporate Finance 2008-11-13 2013-05-30
APF354 ZHANG Linfeng 章林峰 RO Advising on Corporate Finance 2013-05-30 2014-05-27
APH593 IP Chi Kei 葉智基 RE Dealing in Securities 2012-02-13 2013-04-19
APH869 YING Kejing 應可靖 RE Advising on Corporate Finance 2008-11-13 2009-05-27
APH930 GENG Lin 耿琳 RE Dealing in Securities 2008-04-03 2011-08-26
APH930 GENG Lin 耿琳 RE Advising on Securities 2011-06-09 2011-08-26
APJ216 ZHOU Xuetao 周學韜 RE Dealing in Securities 2007-08-06 2018-02-02
APJ554 YAO Jun 姚俊 RE Dealing in Securities 2007-08-06 2008-01-23
APK208 GU Kan 顧侃 RE Dealing in Securities 2007-08-14 2015-08-03
APK208 GU Kan 顧侃 RE Advising on Corporate Finance 2013-12-31 2015-08-03
APL132 LUO Heng 羅衡 RE Advising on Corporate Finance 2008-11-26 2012-07-04
APL464 HAO Yafei 郝亚飞 RE Dealing in Securities 2007-08-22 2014-06-23
APL751 SONG Li 宋黎 RE Dealing in Securities 2007-08-27
APP175 YU Sze Kong 余仕綱 RE Dealing in Securities 2007-09-12 2012-04-03
APQ725 YAO Jack Hsin-Chou 姚信州 RE Dealing in Securities 2012-10-18
APQ725 YAO Jack Hsin-Chou 姚信州 RO Leveraged Foreign Exchange Trading 2014-12-17 2016-05-23
APS294 ZHANG Yu 張妤 RE Dealing in Securities 2007-10-02 2016-06-10
APS294 ZHANG Yu 張妤 RE Advising on Securities 2016-03-10 2016-06-10
APV536 WU Renhao 吳任昊 RE Dealing in Securities 2018-05-15
APV792 SHEN Jian Guang 沈建光 RE Dealing in Securities 2007-10-18 2010-05-01
APV792 SHEN Jian Guang 沈建光 RE Advising on Securities 2010-03-29 2010-05-01
APV907 HOU Zhenhai 侯振海 RE Dealing in Securities 2007-10-22 2013-08-02
APV907 HOU Zhenhai 侯振海 RE Advising on Securities 2010-04-01 2013-08-02
APY553 YANG Xin 楊鑫 RE Dealing in Securities 2007-11-05
APY553 YANG Xin 楊鑫 RE Advising on Securities 2010-04-01
APY582 ZHU Wei 祝偉 RE Dealing in Securities 2007-11-05 2009-03-01
APY939 DUAN Aimin 段愛民 RE Dealing in Securities 2007-11-08 2010-10-28
APZ200 QIAN Bing 錢炳 RE Dealing in Securities 2007-11-08 2014-11-13
APZ200 QIAN Bing 錢炳 RE Advising on Securities 2010-04-01 2014-11-13
APZ201 ZHU Yafeng 朱亞鋒 RE Dealing in Securities 2007-11-08 2008-06-12
APZ201 ZHU Yafeng 朱亞鋒 RE Dealing in Securities 2013-11-13 2014-05-07
APZ201 ZHU Yafeng 朱亞鋒 RE Advising on Securities 2013-11-13 2014-05-07
APZ630 DENG Jun 鄧駿 RE Dealing in Securities 2014-04-28 2014-07-28
APZ630 DENG Jun 鄧駿 RO Dealing in Securities 2014-07-28 2014-11-14
AQA101 WONG Yiu Wan 黃曉雲 RE Dealing in Securities 2007-11-16 2013-12-02
AQA101 WONG Yiu Wan 黃曉雲 RE Advising on Securities 2010-03-29 2013-12-02
AQA682 SHI Pui Sha, Linda 施珮莎 RE Dealing in Securities 2011-07-13 2014-07-03
AQA684 TAN Shuo 譚碩 RE Dealing in Securities 2007-11-21 2009-09-04
AQA795 LEUNG Wai Lok 梁偉諾 RE Dealing in Securities 2018-08-01
AQC338 JIANG Xuetao 姜雪濤 RE Dealing in Securities 2007-11-29 2017-06-16
AQD159 FENG Jian 馮劍 RE Dealing in Securities 2007-12-11 2011-05-07
AQG571 FAN Sheung Wei 范尚禕 RE Dealing in Securities 2008-01-08 2009-05-30
AQH357 CHEN Junhua 陳俊华 RE Dealing in Securities 2008-01-16 2015-06-19
AQH357 CHEN Junhua 陳俊华 RE Advising on Securities 2010-04-01 2015-06-19
AQI255 LAM Karman Razilee 林蔚琋 RE Dealing in Securities 2015-08-27 2015-10-16
AQI255 LAM Karman Razilee 林蔚琋 RE Advising on Securities 2015-08-27 2015-10-16
AQI547 TSUI Hoi Yee 崔凱怡 RE Dealing in Securities 2013-10-15 2014-02-28
AQM674 FOWLER Luke RE Dealing in Securities 2009-11-25
AQM674 FOWLER Luke RE Advising on Securities 2016-02-05
AQN006 LI Guanzheng 李關峥 RE Dealing in Securities 2008-02-14 2012-02-17
AQN006 LI Guanzheng 李關峥 RE Advising on Securities 2010-04-01 2012-02-17
AQQ490 BI Weiwei 畢偉偉 RE Advising on Corporate Finance 2008-11-18 2015-03-19
AQQ495 GAO Feng 高峰 RE Advising on Corporate Finance 2008-10-09 2011-08-12
AQQ496 DING Yihua 丁懿華 RE Advising on Corporate Finance 2008-11-26 2014-05-07
AQQ498 TIAN Xiaoan 田晓安 RE Dealing in Securities 2013-10-15 2014-09-26
AQQ498 TIAN Xiaoan 田晓安 RE Dealing in Securities 2015-06-10 2017-10-30
AQQ498 TIAN Xiaoan 田晓安 RE Advising on Corporate Finance 2008-11-13 2014-09-26
AQQ498 TIAN Xiaoan 田晓安 RE Advising on Corporate Finance 2015-06-10 2017-10-30
AQQ656 ZHOU Jincheng 周金城 RE Advising on Corporate Finance 2008-11-26 2012-02-10
AQQ661 ZENG Luhai 曾鹿海 RE Dealing in Securities 2014-01-14 2014-03-25
AQQ661 ZENG Luhai 曾鹿海 RE Advising on Corporate Finance 2008-11-26 2014-03-25
AQQ831 GU Dechun 顧德純 RE Advising on Corporate Finance 2008-11-26 2008-12-16
AQQ831 GU Dechun 顧德純 RE Advising on Corporate Finance 2009-02-16 2011-05-31
AQR106 WANG Ning 王宁 RE Dealing in Securities 2008-03-18 2012-08-24
AQR106 WANG Ning 王宁 RE Advising on Corporate Finance 2012-06-01 2012-08-24
AQT277 LAU Suk Ching 劉淑貞 RE Advising on Corporate Finance 2008-10-09 2013-11-25
AQT278 NI Yiru 倪熠如 RE Dealing in Securities 2008-04-03 2008-09-03
AQU332 YIU Wing Shan 姚穎珊 RE Dealing in Securities 2009-01-19 2013-10-25
AQU332 YIU Wing Shan 姚穎珊 RE Advising on Securities 2012-06-11 2013-10-25
AQW435 ZHU Zhenyu 朱振宇 RE Dealing in Securities 2008-04-21 2010-05-01
AQX965 FENG Chen 馮晨 RE Dealing in Securities 2013-09-02 2013-12-17
AQX965 FENG Chen 馮晨 RE Advising on Securities 2013-09-02 2013-12-17
ARA231 WANG Liming 王黎明 RE Dealing in Securities 2008-05-13 2008-12-12
ARA231 WANG Liming 王黎明 RE Dealing in Securities 2014-12-08
ARA231 WANG Liming 王黎明 RE Advising on Corporate Finance 2014-12-08
ARD541 TAM Chung Yin 譚仲賢 RE Dealing in Securities 2008-05-30 2010-03-20
ARE169 ZHANG Xun 張珣 RE Dealing in Securities 2008-06-06 2009-11-02
ARF399 KWAN Tin Pui, Andy 關天培 RE Dealing in Securities 2015-02-16
ARF399 KWAN Tin Pui, Andy 關天培 RE Leveraged Foreign Exchange Trading 2015-02-16 2016-05-23
ARF399 KWAN Tin Pui, Andy 關天培 RE Advising on Securities 2015-04-10
ARH245 YANG Chongze 楊崇澤 RE Dealing in Securities 2008-07-03 2009-02-01
ARH247 TANG Yinan 唐軼南 RE Dealing in Securities 2008-07-04 2010-06-01
ARH499 CHENG Yi 程禕 RE Dealing in Securities 2008-07-08 2009-09-11
ARH500 SHI Xuesong 時雪松 RE Dealing in Securities 2008-07-07 2010-08-16
ARH500 SHI Xuesong 時雪松 RE Advising on Securities 2010-04-01 2010-08-16
ARI066 LEUNG Chin Hei 梁展熹 RE Dealing in Securities 2018-10-12
ARI066 LEUNG Chin Hei 梁展熹 RE Advising on Securities 2018-10-12
ARI666 LI Qian 酈千 RE Dealing in Securities 2008-07-16 2009-02-02
ARI892 PENG Wensheng 彭文生 RE Dealing in Securities 2010-10-11 2015-01-15
ARI892 PENG Wensheng 彭文生 RE Advising on Securities 2010-10-11 2010-11-02
ARI892 PENG Wensheng 彭文生 RO Advising on Securities 2010-11-02 2015-01-15
ARI899 WONG King Fung 黃勁峯 RE Dealing in Securities 2016-05-06 2017-03-28
ARI899 WONG King Fung 黃勁峯 RO Dealing in Securities 2017-03-28
ARI899 WONG King Fung 黃勁峯 RO Advising on Securities 2017-07-17
ARI980 LU Chao 陸超 RE Dealing in Securities 2012-06-21 2013-11-11
ARI980 LU Chao 陸超 RE Advising on Corporate Finance 2011-08-24 2013-11-11
ARJ432 CHEN Liangyun 陳良芸 RE Dealing in Securities 2013-12-20 2016-01-13
ARJ432 CHEN Liangyun 陳良芸 RE Advising on Corporate Finance 2008-11-26 2009-02-27
ARJ432 CHEN Liangyun 陳良芸 RE Advising on Corporate Finance 2010-01-27 2016-01-13
ARJ440 DU Yiqing 杜褘清 RE Dealing in Securities 2013-07-23
ARJ440 DU Yiqing 杜褘清 RE Advising on Corporate Finance 2008-10-09 2009-03-04
ARJ440 DU Yiqing 杜褘清 RE Advising on Corporate Finance 2010-01-27
ARL066 LUO Yi 羅奕 RE Advising on Corporate Finance 2008-11-26 2009-03-04
ARL307 HUANG Fang 黃芳 RE Dealing in Securities 2008-08-01 2011-10-31
ARL307 HUANG Fang 黃芳 RE Advising on Securities 2010-03-29 2011-10-31
ARL308 HUANG Wenqian 黃文倩 RE Dealing in Securities 2008-08-01 2011-10-31
ARL308 HUANG Wenqian 黃文倩 RE Advising on Securities 2010-04-01 2011-10-31
ARM218 CHEN Jing 陳靜 RE Dealing in Securities 2014-09-16 2014-11-19
ARM218 CHEN Jing 陳靜 RO Dealing in Securities 2014-11-19 2017-05-25
ARM218 CHEN Jing 陳靜 RE Leveraged Foreign Exchange Trading 2014-09-16 2014-11-21
ARM218 CHEN Jing 陳靜 RO Leveraged Foreign Exchange Trading 2014-11-21 2016-05-23
ARM218 CHEN Jing 陳靜 RE Advising on Securities 2014-09-16 2014-11-19
ARM218 CHEN Jing 陳靜 RO Advising on Securities 2014-11-19 2017-05-25
ARM319 HAN Feng 韓楓 RE Dealing in Securities 2008-08-08 2009-09-18
ARN401 KANG Zhaoyang 康昭阳 RE Advising on Corporate Finance 2008-11-26 2009-03-17
ARN401 KANG Zhaoyang 康昭阳 RE Advising on Corporate Finance 2010-01-28 2012-06-28
ARN615 ZHOU Zejian 周泽剑 RE Advising on Corporate Finance 2008-11-13 2012-07-12
ARN619 ZHU Kaiying 朱開穎 RE Dealing in Securities 2008-08-20 2014-12-16
ARN619 ZHU Kaiying 朱開穎 RE Advising on Securities 2012-06-11 2014-12-16
ARO504 WONG Harald 黃希諾 RE Dealing in Securities 2010-05-24 2010-08-25
ARO773 XU Qingfei 許慶飛 RE Dealing in Securities 2010-12-17 2012-05-08
ARP152 LU Ning 陸宁 RE Dealing in Securities 2008-09-08
ARP152 LU Ning 陸宁 RE Advising on Securities 2016-03-10
ARQ319 XIAO Hong 肖紅 RE Dealing in Securities 2008-09-17 2010-03-20
ARQ975 LI Shanna 李姍娜 RE Dealing in Securities 2013-12-23 2014-04-11
ARQ975 LI Shanna 李姍娜 RE Advising on Corporate Finance 2008-09-24 2009-05-04
ARQ975 LI Shanna 李姍娜 RE Advising on Corporate Finance 2013-12-23 2014-04-11
ARQ978 ZHAN Ni 詹妮 RE Advising on Corporate Finance 2008-09-24 2009-05-04
ARQ983 YANG Zhihan 楊智涵 RE Advising on Corporate Finance 2008-09-24 2012-02-10
ARR524 LI Ke 李可 RE Dealing in Securities 2013-07-25
ARR524 LI Ke 李可 RE Advising on Corporate Finance 2008-10-02 2015-09-22
ARR599 CHAN Pui Ka 陳貝嘉 RE Dealing in Securities 2009-12-10 2012-04-30
ARR894 MA Junrui 馬隽睿 RE Dealing in Securities 2011-07-15 2015-08-31
ARS452 SHAN Juan 單娟 RE Dealing in Securities 2010-08-18 2014-10-09
ARS452 SHAN Juan 單娟 RE Advising on Securities 2013-01-22 2014-10-09
ART864 XING Ziqiang 邢自强 RE Dealing in Securities 2008-10-27 2009-07-29
ART864 XING Ziqiang 邢自强 RE Dealing in Securities 2010-01-21 2010-09-02
ART864 XING Ziqiang 邢自强 RE Advising on Securities 2010-04-01 2010-09-02
ARV609 LIU Qian 劉倩 RE Advising on Securities 2012-03-15 2012-07-20
ASC960 LI Yan 李岩 RE Dealing in Securities 2008-12-02
ASC960 LI Yan 李岩 RE Advising on Corporate Finance 2012-06-01
ASE033 ZHANG Chao 張超 RE Dealing in Securities 2008-12-16 2010-01-01
ASE661 WANG Peipei 王佩佩 RE Dealing in Securities 2008-12-22 2010-05-13
ASF476 LIN Ning 林宁 RE Dealing in Securities 2017-04-05 2017-07-19
ASF476 LIN Ning 林宁 RO Dealing in Securities 2017-07-19
ASF604 LI Haoyi 李豪翼 RE Dealing in Securities 2014-11-25 2017-03-30
ASF604 LI Haoyi 李豪翼 RE Advising on Securities 2016-03-18 2017-03-30
ASG438 FANG Liang 方亮 RE Advising on Corporate Finance 2009-01-13 2009-07-13
ASG438 FANG Liang 方亮 RE Advising on Corporate Finance 2010-01-21 2011-09-27
ASH980 YAN Hao 閆浩 RE Dealing in Securities 2009-01-20 2009-05-01
ASJ891 LIN Shanshan 林姍姍 RE Dealing in Securities 2010-09-06
ASJ891 LIN Shanshan 林姍姍 RE Advising on Securities 2016-03-10
ASL676 LIU Aolin 劉奧琳 RE Dealing in Securities 2009-02-17 2009-10-22
ASL830 CHOW Hung Lai 周洪禮 RE Dealing in Securities 2009-02-20 2010-12-17
ASL830 CHOW Hung Lai 周洪禮 RE Advising on Securities 2010-03-29 2010-12-17
ASO827 WANG Dan 王丹 RE Dealing in Securities 2011-04-12 2014-01-13
ASO827 WANG Dan 王丹 RE Advising on Securities 2011-04-12 2014-01-13
ASP246 QIAN Yewen 錢叶文 RE Dealing in Securities 2012-05-31 2014-05-29
ASP246 QIAN Yewen 錢叶文 RE Advising on Corporate Finance 2009-03-26 2014-05-29
ASP247 LIN Xi 林曦 RE Dealing in Securities 2012-06-28
ASP247 LIN Xi 林曦 RE Advising on Corporate Finance 2009-03-26
ASP248 ZHANG Zhihao 章志皓 RE Advising on Corporate Finance 2009-03-26
ASP249 HUANG Qin 黃欽 RE Advising on Corporate Finance 2009-03-26
ASP969 LEI Chunran 雷春然 RE Dealing in Securities 2012-07-25 2014-05-30
ASP969 LEI Chunran 雷春然 RE Advising on Securities 2012-08-15 2014-05-30
ASU506 LI Min RE Dealing in Securities 2014-04-04 2017-03-17
ASU506 LI Min RE Advising on Securities 2014-04-04 2017-03-17
ASY386 JI Yanbin 冀燕彬 RE Dealing in Securities 2009-05-12
ASY386 JI Yanbin 冀燕彬 RE Leveraged Foreign Exchange Trading 2016-05-11 2016-05-23
ASY386 JI Yanbin 冀燕彬 RE Advising on Securities 2018-09-20
ATC242 NGOK Tung King, Linda 岳彤璟 RE Dealing in Securities 2009-06-08
ATJ227 CHEN Yongren 陳永仁 RE Dealing in Securities 2012-06-07 2015-11-03
ATJ227 CHEN Yongren 陳永仁 RO Dealing in Securities 2015-11-03
ATJ227 CHEN Yongren 陳永仁 RE Advising on Securities 2014-11-19
ATJ227 CHEN Yongren 陳永仁 RE Advising on Corporate Finance 2009-07-29 2013-05-27
ATJ227 CHEN Yongren 陳永仁 RO Advising on Corporate Finance 2013-05-27
ATJ228 QIAO Fei 喬飛 RE Advising on Corporate Finance 2010-01-21 2010-07-21
ATL426 WEI Bo 衛波 RE Dealing in Securities 2009-07-23 2011-08-31
ATM483 SUN Miaoling 孫淼玲 RE Dealing in Securities 2010-01-21
ATM483 SUN Miaoling 孫淼玲 RE Advising on Securities 2010-04-01
ATO443 WANG Xinying 王馨瑩 RE Dealing in Securities 2012-05-04 2014-08-15
ATO443 WANG Xinying 王馨瑩 RE Advising on Securities 2012-06-11 2014-08-15
ATO707 XIAO Liang 肖靚 RE Dealing in Securities 2009-08-19 2010-08-04
ATS207 LIN Yu Hong 林妤虹 RE Dealing in Securities 2011-07-14
ATS207 LIN Yu Hong 林妤虹 RE Advising on Securities 2016-03-10
ATT451 HAN Xintong 韓昕彤 RE Dealing in Securities 2009-09-16 2012-02-14
ATW716 DENG Hefei 鄧賀斐 RE Dealing in Securities 2013-11-19 2014-01-29
ATW716 DENG Hefei 鄧賀斐 RE Advising on Securities 2013-11-19 2014-01-29
ATX143 CAI Hongyu 蔡宏宇 RE Dealing in Securities 2009-09-30
ATX143 CAI Hongyu 蔡宏宇 RE Advising on Securities 2010-03-29
ATX143 CAI Hongyu 蔡宏宇 RE Advising on Corporate Finance 2015-04-10
ATX474 ZHAO Huiying 趙慧穎 RE Dealing in Securities 2010-01-21 2010-08-31
ATX474 ZHAO Huiying 趙慧穎 RE Advising on Securities 2010-04-01 2010-08-31
AUB778 YUNG Muk Tsz 翁木子 RE Dealing in Securities 2012-08-15 2013-07-03
AUB778 YUNG Muk Tsz 翁木子 RE Advising on Securities 2012-08-15 2013-07-03
AUE099 LIU Zhiyi 劉之意 RE Dealing in Securities 2013-01-23 2014-08-15
AUE099 LIU Zhiyi 劉之意 RE Advising on Securities 2013-01-23 2014-08-15
AUG747 WU Zhenhao 伍臻豪 RE Dealing in Securities 2009-11-27 2012-10-27
AUI662 LI Xihua 李昔華 RE Dealing in Securities 2009-12-14 2011-11-09
AUI940 LIU Wenyun 劉文韞 RE Dealing in Securities 2009-12-18 2010-07-20
AUK154 SIU Chun 蕭俊 RE Dealing in Securities 2009-12-28 2014-04-18
AUK154 SIU Chun 蕭俊 RE Advising on Securities 2012-06-11 2014-04-18
AUM947 LIANG Liang 梁亮 RE Advising on Corporate Finance 2011-05-19 2012-02-10
AUN102 CHIN Ken 靳懇 RE Dealing in Securities 2010-01-13 2017-08-31
AUN102 CHIN Ken 靳懇 RE Advising on Securities 2012-05-16 2017-08-31
AUV359 YE Ping 葉萍 RE Dealing in Securities 2015-05-08
AUV359 YE Ping 葉萍 RE Advising on Securities 2015-05-08
AUV359 YE Ping 葉萍 RE Advising on Corporate Finance 2010-03-24
AUV418 LI Youdan 李幼丹 RE Advising on Corporate Finance 2010-03-24 2011-06-03
AUV419 ZHOU Lei 周雷 RE Dealing in Securities 2015-12-10
AUV419 ZHOU Lei 周雷 RE Advising on Corporate Finance 2010-03-26 2010-10-21
AUV419 ZHOU Lei 周雷 RE Advising on Corporate Finance 2015-12-10
AUV420 FENG Xin 馮馨 RE Advising on Corporate Finance 2010-03-24 2012-10-17
AUW501 LUKE James Robert RE Dealing in Securities 2011-02-09 2012-11-04
AUW501 LUKE James Robert RE Advising on Securities 2011-02-09 2012-11-04
AUW629 ZHANG Zhiwei 張智威 RE Dealing in Securities 2010-03-12 2011-05-23
AUW629 ZHANG Zhiwei 張智威 RE Advising on Securities 2010-03-12 2011-05-23
AUZ009 CHEN Hua 陳華 RE Dealing in Securities 2010-03-26 2013-05-17
AUZ009 CHEN Hua 陳華 RE Advising on Securities 2010-03-26 2013-05-17
AUZ066 KOU (HUANG) Rakuhei (Leping) 黃樂平 RE Dealing in Securities 2017-02-06
AUZ066 KOU (HUANG) Rakuhei (Leping) 黃樂平 RE Advising on Securities 2017-02-06
AUZ699 WU Huimin 吳慧敏 RE Dealing in Securities 2010-04-08
AUZ699 WU Huimin 吳慧敏 RE Advising on Securities 2010-04-08
AUZ740 CHEN Pengyang 陳鵬揚 RE Dealing in Securities 2010-04-08 2012-07-06
AUZ740 CHEN Pengyang 陳鵬揚 RE Advising on Securities 2010-04-08 2012-07-06
AUZ741 SUN Liang 孫亮 RE Dealing in Securities 2010-04-08 2013-06-21
AUZ741 SUN Liang 孫亮 RE Advising on Securities 2010-04-08 2013-06-21
AUZ742 ZHONG Wenming 鍾文明 RE Dealing in Securities 2010-04-08 2011-07-29
AUZ742 ZHONG Wenming 鍾文明 RE Advising on Securities 2010-04-08 2011-07-29
AUZ743 GUAN Xue 關雪 RE Dealing in Securities 2010-04-08 2013-06-28
AUZ743 GUAN Xue 關雪 RE Advising on Securities 2010-04-08 2013-06-28
AUZ788 MA Huan 馬歡 RE Advising on Corporate Finance 2010-04-19 2015-06-05
AUZ790 WANG Wen 王雯 RE Advising on Corporate Finance 2010-04-23 2012-11-04
AUZ791 ZHAO Yuan 趙媛 RE Dealing in Securities 2013-07-05 2014-07-09
AUZ791 ZHAO Yuan 趙媛 RE Advising on Corporate Finance 2010-04-19 2010-09-20
AUZ791 ZHAO Yuan 趙媛 RE Advising on Corporate Finance 2012-09-24 2014-07-09
AVC359 SHI Ran 石冉 RE Dealing in Securities 2010-04-27 2011-01-27
AVC359 SHI Ran 石冉 RE Advising on Securities 2010-04-27 2011-01-27
AVC359 SHI Ran 石冉 RE Advising on Securities 2011-10-25 2013-12-06
AVD301 HAN Yong 韓永 RE Dealing in Securities 2010-05-11 2010-10-21
AVD301 HAN Yong 韓永 RE Advising on Securities 2010-05-11 2010-10-21
AVD305 XING Chang 邢暢 RE Dealing in Securities 2010-05-03 2013-06-28
AVD305 XING Chang 邢暢 RE Advising on Corporate Finance 2012-06-01 2013-06-28
AVD808 LI Lin 李琳 RE Dealing in Securities 2010-05-10 2012-04-12
AVD808 LI Lin 李琳 RE Advising on Securities 2010-05-10 2012-04-12
AVE601 HUANG Wenlong 黃文龍 RE Dealing in Securities 2010-05-14 2011-04-30
AVE601 HUANG Wenlong 黃文龍 RE Advising on Securities 2010-05-14 2011-04-30
AVF001 WU Yahong 吳亞洪 RE Dealing in Securities 2017-05-05 2018-07-11
AVF001 WU Yahong 吳亞洪 RE Advising on Securities 2017-05-05 2018-07-11
AVF001 WU Yahong 吳亞洪 RE Advising on Corporate Finance 2017-05-05 2018-07-11
AVF008 WAN Tin Chi 尹天賜 RE Dealing in Securities 2018-01-15
AVF008 WAN Tin Chi 尹天賜 RE Advising on Securities 2018-01-15
AVF026 WANG Yaoyu 王耀宇 RE Dealing in Securities 2010-05-18 2010-11-17
AVH867 LIU Gang 劉剛 RE Dealing in Securities 2014-05-12
AVH867 LIU Gang 劉剛 RE Advising on Securities 2011-09-30
AVI431 HE Peng 何鵬 RE Dealing in Securities 2012-06-12 2017-09-29
AVI431 HE Peng 何鵬 RE Advising on Securities 2016-03-10 2017-09-29
AVJ148 HE Mei 何玫 RE Dealing in Securities 2010-06-21 2011-01-27
AVJ148 HE Mei 何玫 RE Dealing in Securities 2014-11-24
AVJ148 HE Mei 何玫 RE Advising on Securities 2010-06-21 2011-01-27
AVJ148 HE Mei 何玫 RE Advising on Securities 2014-11-24
AVJ543 ZHOU Francis Bingrong RE Dealing in Securities 2013-11-11 2014-09-05
AVJ543 ZHOU Francis Bingrong RE Advising on Securities 2013-11-11 2014-09-05
AVL084 ZHANG Yu 張羽 RE Dealing in Securities 2010-06-30 2013-07-31
AVL084 ZHANG Yu 張羽 RE Advising on Securities 2010-06-30 2013-07-31
AVL885 HUNG Hsiang-Shih 洪翔詩 RE Dealing in Securities 2018-09-06
AVL885 HUNG Hsiang-Shih 洪翔詩 RE Advising on Securities 2018-09-20
AVM425 CHU Gang RE Dealing in Securities 2010-07-13 2011-10-03
AVM425 CHU Gang RO Dealing in Securities 2011-10-03
AVM425 CHU Gang RE Advising on Securities 2010-07-13 2011-10-03
AVM425 CHU Gang RO Advising on Securities 2011-10-03
AVM425 CHU Gang RO Advising on Corporate Finance 2018-01-26
AVM464 LIU Jun 劉俊 RE Dealing in Securities 2017-04-10
AVM464 LIU Jun 劉俊 RE Advising on Securities 2017-04-10
AVN086 CHOW Sharon Estella 周依霖 RE Dealing in Securities 2012-05-28 2014-05-19
AVN086 CHOW Sharon Estella 周依霖 RE Advising on Securities 2012-05-28 2014-05-19
AVN266 LI Yongxi 李永喜 RE Dealing in Securities 2010-07-21 2012-08-07
AVN266 LI Yongxi 李永喜 RE Advising on Securities 2010-07-21 2012-08-07
AVR401 LI Zhiyong 李志勇 RE Dealing in Securities 2010-08-10 2013-10-15
AVR401 LI Zhiyong 李志勇 RE Advising on Securities 2010-08-10 2013-10-15
AVT096 WANG Cynthia Naijing 王迺晶 RE Dealing in Securities 2012-01-16 2014-04-30
AVT096 WANG Cynthia Naijing 王迺晶 RE Advising on Corporate Finance 2010-08-25 2014-04-30
AVT107 LU Wei 呂薇 RE Advising on Corporate Finance 2010-08-25 2011-08-25
AVT108 XIA Tian 夏天 RE Advising on Corporate Finance 2010-08-25 2011-05-12
AVT110 JIN Zhong 金鍾 RE Dealing in Securities 2013-07-10
AVT110 JIN Zhong 金鍾 RE Advising on Corporate Finance 2010-08-25
AVT112 LI Dan 李丹 RE Advising on Corporate Finance 2010-08-25 2011-07-25
AVT473 HUANG Yan 黃炎 RE Advising on Corporate Finance 2010-08-26
AVT474 ZHOU Kai 周鍇 RE Dealing in Securities 2018-05-11
AVT474 ZHOU Kai 周鍇 RE Advising on Corporate Finance 2010-08-26 2016-12-13
AVT474 ZHOU Kai 周鍇 RE Advising on Corporate Finance 2018-05-11
AVT475 JI Wei 冀偉 RE Advising on Corporate Finance 2010-08-26 2013-09-12
AVT476 XING Ke 幸科 RE Dealing in Securities 2013-11-15
AVT476 XING Ke 幸科 RE Advising on Corporate Finance 2010-08-26
AVT477 NIE Wei 聶偉 RE Dealing in Securities 2013-12-20 2014-02-14
AVT477 NIE Wei 聶偉 RE Advising on Corporate Finance 2010-08-26 2014-02-14
AVT719 NING Jingbian 寧靜鞭 RE Dealing in Securities 2010-08-27 2017-04-28
AVT719 NING Jingbian 寧靜鞭 RE Advising on Securities 2010-08-27 2017-04-28
AVT726 ZHANG Yini 張旖妮 RE Dealing in Securities 2010-08-26 2011-08-01
AVU587 XIA Ziying 夏紫瑩 RE Advising on Securities 2011-09-22 2013-08-13
AVY494 JIA Xiaofang 賈曉放 RE Dealing in Securities 2015-12-15
AVY494 JIA Xiaofang 賈曉放 RE Advising on Securities 2015-12-15
AVY494 JIA Xiaofang 賈曉放 RE Advising on Corporate Finance 2015-12-15
AVY896 ZHANG Jinliang 張金良 RE Advising on Corporate Finance 2010-09-27 2012-06-29
AWC462 CHIMAN Roger Mirchandani RE Dealing in Securities 2010-10-18 2012-01-12
AWC888 LAI Chun Chiu 賴俊超 RE Dealing in Securities 2014-04-22
AWC888 LAI Chun Chiu 賴俊超 RE Advising on Corporate Finance 2014-04-22
AWD208 LIU Bin 劉斌 RE Dealing in Securities 2010-10-21
AWD208 LIU Bin 劉斌 RE Advising on Securities 2016-03-10
AWD210 CHEUNG Kar Yan Karina 張家欣 RE Dealing in Securities 2010-10-21 2011-08-03
AWD211 GUO Yun 郭允 RE Dealing in Securities 2018-12-03
AWD211 GUO Yun 郭允 RE Advising on Corporate Finance 2010-10-21
AWD212 LIU Feizhi 劉飛峙 RE Dealing in Securities 2014-05-12
AWD212 LIU Feizhi 劉飛峙 RE Advising on Corporate Finance 2010-10-21
AWD213 LU Han 陸涵 RE Advising on Corporate Finance 2010-10-21 2013-08-29
AWD944 RAO Meixiu 饒美秀 RE Dealing in Securities 2010-10-25 2012-09-29
AWD944 RAO Meixiu 饒美秀 RE Advising on Securities 2010-10-25 2012-09-29
AWE515 LIN Tun 林暾 RE Dealing in Securities 2010-10-29 2013-05-31
AWE515 LIN Tun 林暾 RE Advising on Securities 2010-10-29 2013-05-31
AWI092 LIU Min 劉敏 RE Dealing in Securities 2010-11-19 2013-08-04
AWL894 SHE Weichao 佘煒超 RE Dealing in Securities 2011-08-25 2012-02-25
AWL894 SHE Weichao 佘煒超 RE Advising on Securities 2011-08-25 2012-02-25
AWO226 ZHOU Xiuxia 周秀霞 RE Dealing in Securities 2012-06-25 2014-03-24
AWO226 ZHOU Xiuxia 周秀霞 RE Advising on Corporate Finance 2010-12-28 2014-03-24
AWQ627 GAO Shu 高書 RE Dealing in Securities 2015-02-04
AWQ627 GAO Shu 高書 RE Advising on Corporate Finance 2011-01-24 2016-08-16
AWQ627 GAO Shu 高書 RO Advising on Corporate Finance 2016-08-16
AWS043 HU Weijun 胡偉俊 RE Dealing in Securities 2011-01-21 2011-05-06
AWS043 HU Weijun 胡偉俊 RE Advising on Securities 2011-01-21 2011-05-06
AWT001 DING Yue 丁玥 RE Dealing in Securities 2011-02-17 2015-07-29
AWT001 DING Yue 丁玥 RE Advising on Securities 2011-02-17 2015-07-29
AWU229 QIANG Jing 強靜 RE Dealing in Securities 2011-02-17 2018-02-13
AWU229 QIANG Jing 強靜 RE Advising on Securities 2011-02-17 2018-02-13
AWU552 WANG Xin 王鑫 RE Dealing in Securities 2015-12-15
AWU552 WANG Xin 王鑫 RE Advising on Corporate Finance 2011-02-18 2013-03-01
AWU552 WANG Xin 王鑫 RE Advising on Corporate Finance 2015-12-15
AWV098 LI Jessica Y 李穎 RE Dealing in Securities 2011-02-23 2013-07-26
AWV098 LI Jessica Y 李穎 RE Advising on Securities 2011-02-23 2013-07-26
AWW324 YU Weijiang 于維疆 RE Dealing in Securities 2011-02-24 2015-08-31
AWW324 YU Weijiang 于維疆 RO Dealing in Securities 2015-08-31
AWW707 YANG Bo 楊博 RE Dealing in Securities 2013-11-04 2014-05-07
AWW707 YANG Bo 楊博 RE Advising on Securities 2013-11-04 2014-05-07
AWW786 CHAN Chi Kai 陳智楷 RE Dealing in Securities 2011-03-02 2014-09-12
AWW786 CHAN Chi Kai 陳智楷 RE Advising on Securities 2012-06-11 2014-09-12
AWY297 CHEN Yali 陳亞麗 RE Dealing in Securities 2013-07-23
AWY297 CHEN Yali 陳亞麗 RE Advising on Securities 2016-12-08
AWY297 CHEN Yali 陳亞麗 RE Advising on Corporate Finance 2011-03-08
AWY298 CHEN Yi 陳以 RE Advising on Corporate Finance 2011-03-08 2013-03-22
AWY300 DING Ning 丁宁 RE Dealing in Securities 2012-01-16 2016-03-31
AWY300 DING Ning 丁宁 RE Advising on Corporate Finance 2011-03-08 2016-03-31
AWY302 ZHANG Xian 張嫻 RE Advising on Corporate Finance 2011-03-08 2012-12-28
AXB808 HONG Hao RE Dealing in Securities 2011-03-28 2011-11-13
AXB808 HONG Hao RE Advising on Securities 2011-03-28 2011-11-13
AXC518 HE Jia 賀佳 RE Advising on Corporate Finance 2011-04-01 2014-10-17
AXC519 XIAO Hui 肖慧 RE Advising on Corporate Finance 2011-04-01 2012-06-29
AXC520 YANG Kun 楊坤 RE Advising on Corporate Finance 2011-04-01 2014-02-20
AXD089 GUO Yulan 郭宇嵐 RE Dealing in Securities 2012-01-16 2015-05-29
AXD089 GUO Yulan 郭宇嵐 RE Advising on Corporate Finance 2011-04-11 2015-05-29
AXD112 CAI Yanyan 蔡延燕 RE Advising on Corporate Finance 2011-04-11 2012-09-06
AXD114 HUANG Rui 黃睿 RE Dealing in Securities 2013-08-16 2013-10-09
AXD114 HUANG Rui 黃睿 RE Advising on Corporate Finance 2011-04-11 2013-10-09
AXD116 GONG Shu 龔姝 RE Dealing in Securities 2013-12-18
AXD116 GONG Shu 龔姝 RE Advising on Corporate Finance 2011-04-14
AXD118 YANG Xuanxuan 楊旋旋 RE Dealing in Securities 2013-12-18 2014-07-11
AXD118 YANG Xuanxuan 楊旋旋 RE Advising on Corporate Finance 2011-04-18 2014-07-11
AXD836 XU Zhihua 徐志華 RE Advising on Corporate Finance 2011-04-18 2012-12-07
AXD838 ZHAO Yi 趙熠 RE Dealing in Securities 2013-08-16 2014-02-10
AXD838 ZHAO Yi 趙熠 RE Advising on Corporate Finance 2011-04-18 2014-02-10
AXE228 TRINH Eddie Khang Thach 鄭凱天 RE Dealing in Securities 2014-07-23
AXE228 TRINH Eddie Khang Thach 鄭凱天 RE Advising on Securities 2016-03-10
AXE839 SONG Lihua 宋麗華 RE Dealing in Securities 2016-09-08 2017-08-17
AXE839 SONG Lihua 宋麗華 RE Advising on Securities 2016-09-08 2017-08-17
AXG995 LU Feng 陸楓 RE Dealing in Securities 2015-12-23
AXG995 LU Feng 陸楓 RE Advising on Securities 2015-12-23
AXG995 LU Feng 陸楓 RE Advising on Corporate Finance 2015-12-23
AXH909 LIU Bing 劉冰 RE Dealing in Securities 2011-05-24
AXH909 LIU Bing 劉冰 RE Advising on Securities 2011-05-24
AXI361 YE Jingni 葉景妮 RE Dealing in Securities 2011-05-25
AXI361 YE Jingni 葉景妮 RE Advising on Securities 2012-06-11
AXI658 LIN Xiaohui 林曉暉 RE Dealing in Securities 2011-05-27 2013-11-22
AXI660 WU Wing Chi 胡穎芝 RE Dealing in Securities 2011-05-27 2013-12-06
AXI660 WU Wing Chi 胡穎芝 RE Advising on Securities 2012-06-11 2013-12-06
AXK910 HO Bo Yuk, Shirley 何寶玉 RE Dealing in Securities 2011-06-14 2013-05-16
AXK910 HO Bo Yuk, Shirley 何寶玉 RE Advising on Securities 2013-01-21 2013-05-16
AXK911 SUM Hon Chau 岑漢秋 RE Dealing in Securities 2011-06-17 2013-05-16
AXL922 ZHAO Mengdi 趙夢笛 RE Dealing in Securities 2015-07-28 2016-10-31
AXL922 ZHAO Mengdi 趙夢笛 RE Advising on Corporate Finance 2015-07-28 2016-10-31
AXN241 WANG Zhong Yang 王鐘楊 RE Dealing in Securities 2018-05-24
AXN241 WANG Zhong Yang 王鐘楊 RE Advising on Securities 2018-05-21
AXO623 YANG Lin 楊琳 RE Dealing in Securities 2016-06-10
AXP310 LI Jiadong RE Advising on Corporate Finance 2011-07-08 2013-06-06
AXP385 SHI Fang RE Advising on Corporate Finance 2011-07-07
AXP563 PENG Ke RE Dealing in Securities 2013-09-24 2013-11-22
AXP563 PENG Ke RE Advising on Corporate Finance 2011-07-08 2013-11-22
AXP591 YANG Lijun 楊麗君 RE Advising on Corporate Finance 2011-07-08 2013-09-20
AXP596 GAO Jingxia RE Advising on Corporate Finance 2011-07-08 2014-04-04
AXP789 LIANG Ting 梁婷 RE Dealing in Securities 2011-07-08
AXP789 LIANG Ting 梁婷 RE Advising on Securities 2011-07-08 2016-10-18
AXP791 SU Yang 宿陽 RE Dealing in Securities 2014-01-06 2017-11-22
AXP791 SU Yang 宿陽 RE Leveraged Foreign Exchange Trading 2014-11-12 2016-05-23
AXP791 SU Yang 宿陽 RE Advising on Securities 2014-01-06 2017-11-22
AXQ258 ZOU Danruo 鄒丹若 RE Dealing in Securities 2011-07-13 2013-07-01
AXQ258 ZOU Danruo 鄒丹若 RE Dealing in Securities 2013-08-06 2013-11-25
AXQ258 ZOU Danruo 鄒丹若 RE Advising on Securities 2011-07-13 2013-07-01
AXQ258 ZOU Danruo 鄒丹若 RE Advising on Securities 2013-08-06 2013-11-25
AXQ260 WU Jieyun 吳杰云 RE Dealing in Securities 2011-07-13 2017-12-01
AXQ260 WU Jieyun 吳杰云 RE Advising on Securities 2011-07-13 2017-12-01
AXR522 CHENG Xiuyuan 程修遠 RE Dealing in Securities 2013-10-16 2015-08-04
AXR522 CHENG Xiuyuan 程修遠 RE Advising on Corporate Finance 2013-10-16 2015-08-04
AXS315 WANG Chao 汪超 RE Dealing in Securities 2011-07-26 2012-03-07
AXS315 WANG Chao 汪超 RE Advising on Securities 2011-07-26 2012-03-07
AXT418 WANG Huanzi 王歡子 RE Dealing in Securities 2011-08-02 2014-03-31
AXT418 WANG Huanzi 王歡子 RE Advising on Securities 2011-11-08 2014-03-31
AXT418 WANG Huanzi 王歡子 RE Advising on Corporate Finance 2011-11-08 2014-03-31
AXV873 NG Chee Khoon RE Dealing in Securities 2011-08-15 2015-08-28
AXV882 JIANG Aijun 蔣愛軍 RE Advising on Corporate Finance 2011-08-12 2012-10-23
AXW886 HO Pui Chung, Angus 何沛聰 RE Dealing in Securities 2011-08-19 2013-11-22
AXW913 HE Jun 賀君 RE Dealing in Securities 2014-07-07
AXW913 HE Jun 賀君 RE Advising on Corporate Finance 2011-08-19
AXY500 YU Peng 于鵬 RE Dealing in Securities 2011-08-29 2012-01-18
AXY565 ZHANG Qilong 張啓瓏 RE Dealing in Securities 2017-09-25
AXZ547 SUN Weijun 孫維鈞 RE Dealing in Securities 2012-06-25 2014-05-11
AXZ547 SUN Weijun 孫維鈞 RE Advising on Corporate Finance 2011-09-05 2014-05-11
AXZ548 LI Qin 李秦 RE Dealing in Securities 2012-06-25 2013-08-25
AXZ548 LI Qin 李秦 RE Advising on Corporate Finance 2011-09-05 2013-08-25
AXZ758 LAN Yang 蘭陽 RE Dealing in Securities 2016-01-26
AXZ758 LAN Yang 蘭陽 RE Advising on Corporate Finance 2016-01-26
AYB024 ZHU Hui 朱卉 RE Dealing in Securities 2016-06-22
AYB024 ZHU Hui 朱卉 RE Advising on Securities 2016-06-22
AYC483 CHUI Kwok Fai 徐國輝 RE Dealing in Securities 2011-09-21 2011-10-04
AYC483 CHUI Kwok Fai 徐國輝 RE Dealing in Securities 2011-12-01 2013-08-30
AYC483 CHUI Kwok Fai 徐國輝 RE Advising on Securities 2011-09-21 2011-10-04
AYC483 CHUI Kwok Fai 徐國輝 RE Advising on Securities 2011-12-01 2013-08-30
AYC948 LU Yuetian 呂閱天 RE Dealing in Securities 2016-02-16 2018-03-31
AYD030 LAW Ka Yan 羅家欣 RE Dealing in Securities 2011-09-27 2014-02-07
AYF068 ZHANG Wenyi 張雯銥 RE Dealing in Securities 2011-10-12 2012-06-28
AYF101 LIN Zheng 林正 RE Dealing in Securities 2017-05-15 2018-07-23
AYF878 CI Yanyi 慈顏誼 RE Advising on Corporate Finance 2011-10-17
AYF880 CHEN Zhonghuang 陳众煌 RE Advising on Corporate Finance 2011-10-17 2018-11-08
AYF881 LIU Shulin 劉書林 RE Advising on Corporate Finance 2011-10-17 2015-08-31
AYF883 ZHOU Chen 周辰 RE Advising on Corporate Finance 2011-10-18 2013-12-06
AYG458 HE Xiaoyue 何曉悅 RE Dealing in Securities 2011-10-19 2014-05-08
AYJ561 BAI Xiaopu 白效溥 RE Dealing in Securities 2014-04-28 2015-07-24
AYK088 DU Bin 杜彬 RE Dealing in Securities 2011-11-14 2012-08-21
AYK088 DU Bin 杜彬 RE Dealing in Securities 2014-02-13 2014-05-26
AYK088 DU Bin 杜彬 RE Advising on Securities 2011-11-14 2012-08-21
AYK088 DU Bin 杜彬 RE Advising on Securities 2014-02-13 2014-05-26
AYK135 CHEN Chen RE Dealing in Securities 2014-05-12 2017-01-20
AYK135 CHEN Chen RE Advising on Securities 2011-11-14 2017-01-20
AYK619 LU Wenjie 陸文杰 RE Dealing in Securities 2012-08-01 2013-04-10
AYK619 LU Wenjie 陸文杰 RE Advising on Securities 2011-11-15 2013-04-10
AYN413 ZHAO Qingming 趙慶明 RE Dealing in Securities 2011-11-25 2012-11-09
AYN413 ZHAO Qingming 趙慶明 RE Advising on Securities 2012-05-23 2012-11-09
AYO371 LIN HaoChang 林好常 RE Advising on Corporate Finance 2011-11-30 2012-09-12
AYO372 LAN Xi 蘭希 RE Dealing in Securities 2012-06-25 2013-06-30
AYO372 LAN Xi 蘭希 RE Advising on Corporate Finance 2011-12-02 2013-06-30
AYO375 WU Kefei 吳可非 RE Dealing in Securities 2012-06-25 2013-10-10
AYO375 WU Kefei 吳可非 RE Advising on Corporate Finance 2011-12-02 2013-10-10
AYO381 WANG Xiaochen 王曉琛 RE Dealing in Securities 2012-06-25 2013-07-31
AYO381 WANG Xiaochen 王曉琛 RE Advising on Corporate Finance 2011-12-13 2013-07-31
AYO382 WANG Tingshen 王婷身 RE Advising on Corporate Finance 2011-12-02 2012-02-10
AYO388 SUN Shuo 孫碩 RE Dealing in Securities 2012-06-25 2013-10-15
AYO388 SUN Shuo 孫碩 RE Advising on Corporate Finance 2011-12-02 2013-10-15
AYO390 KUO Jeffrey Huo-wen RE Dealing in Securities 2012-06-25 2012-10-31
AYO390 KUO Jeffrey Huo-wen RE Advising on Corporate Finance 2011-12-02 2012-10-31
AYO393 XU Jun 徐俊 RE Dealing in Securities 2012-06-25 2012-10-26
AYO393 XU Jun 徐俊 RE Advising on Corporate Finance 2011-12-02 2012-10-26
AYO564 FENG Sibo 馮思博 RE Dealing in Securities 2011-12-05 2012-06-28
AYO564 FENG Sibo 馮思博 RE Dealing in Securities 2013-02-04 2016-11-24
AYO564 FENG Sibo 馮思博 RO Dealing in Securities 2012-06-28 2013-02-04
AYO564 FENG Sibo 馮思博 RO Dealing in Securities 2016-11-24
AYO564 FENG Sibo 馮思博 RE Advising on Securities 2012-02-06 2012-06-28
AYO564 FENG Sibo 馮思博 RE Advising on Securities 2013-02-04 2016-12-09
AYO564 FENG Sibo 馮思博 RO Advising on Securities 2012-06-28 2013-02-04
AYO606 WANG Feng 王峰 RE Dealing in Securities 2011-12-05 2017-02-06
AYO606 WANG Feng 王峰 RO Dealing in Securities 2017-02-06 2018-09-05
AYO606 WANG Feng 王峰 RO Leveraged Foreign Exchange Trading 2012-10-25 2016-05-23
AYO606 WANG Feng 王峰 RE Advising on Securities 2012-08-15 2018-09-05
AYR997 CHEN Ying 陳瑩 RE Dealing in Securities 2017-01-04
AYR997 CHEN Ying 陳瑩 RE Advising on Securities 2017-12-13
AYR997 CHEN Ying 陳瑩 RE Advising on Corporate Finance 2017-01-04
AYS030 JIN Hualong 金華龍 RE Advising on Corporate Finance 2011-12-23 2013-04-30

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